Form 8.3 - Abbvie Plc - Amendment

Form 8.3 - Abbvie Plc - Amendment

BARCLAYS PLC

 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1) Barclays PLC.
  Company dealt in ABBVIE INC
  Class of relevant security to which the  ORD
  dealings being disclosed relate (Note 2)
  Date of dealing 18 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
  Long Short
 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

2,724,448

0.18%

3,287,815

0.22%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

1,631,660

0.11%

19,700

0.00%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,170,000

0.15%

1,473,500

0.10%

 

 

 

 

 

TOTAL:

 

 

 

 

 

6,526,108

0.44%

4,781,015

0.32%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

71.4300   USD

Purchase

20

70.9500   USD

Purchase

100

70.9800   USD

Purchase

115

70.9200   USD

Purchase

158

71.0801   USD

Purchase

200

70.9950   USD

Purchase

200

71.0500   USD

Purchase

300

71.3769   USD

Purchase

300

70.9866   USD

Purchase

475

71.3717   USD

Purchase

501

71.0595   USD

Purchase

620

71.2670   USD

Purchase

786

71.1787   USD

Purchase

1,000

71.0460   USD

Purchase

1,100

71.0490   USD

Purchase

1,134

70.9961   USD

Purchase

1,300

71.1988   USD

Purchase

1,801

70.9906   USD

Purchase

2,226

71.1935   USD

Purchase

2,823

71.1563   USD

Purchase

3,049

71.2554   USD

Purchase

4,201

71.2653   USD

Purchase

4,300

71.2925   USD

Purchase

4,364

71.2415   USD

Purchase

4,690

71.2026   USD

Purchase

5,077

71.2164   USD

Purchase

5,203

71.6151   USD

Purchase

5,388

71.2202   USD

Purchase

6,100

71.0989   USD

Purchase

7,074

71.1662   USD

Purchase

9,359

71.1516   USD

Purchase

11,687

71.2099   USD

Purchase

14,000

71.1053   USD

Purchase

17,235

71.1907   USD

Purchase

26,722

71.2990   USD

Purchase

32,800

71.0719   USD

Purchase

34,363

71.2121   USD

Purchase

40,595

71.2700   USD

Purchase

52,636

71.0744   USD

Purchase

60,300

71.1105   USD

Purchase

68,627

71.1739   USD

Purchase

95,319

71.1611   USD

Sale

17

71.0200   USD

Sale

20

70.9500   USD

Sale

25

71.0300   USD

Sale

88

71.2600   USD

Sale

100

70.8500   USD

Sale

100

70.9800   USD

Sale

100

70.9900   USD

Sale

100

71.3000   USD

Sale

100

71.3500   USD

Sale

100

71.3600   USD

Sale

100

71.3700   USD

Sale

100

71.4100   USD

Sale

128

71.0137   USD

Sale

199

70.9171   USD

Sale

200

71.2900   USD

Sale

200

71.2500   USD

Sale

200

70.9750   USD

Sale

300

71.3433   USD

Sale

300

71.4000   USD

Sale

300

71.0966   USD

Sale

380

71.1752   USD

Sale

400

71.0400   USD

Sale

400

70.9550   USD

Sale

400

71.1575   USD

Sale

400

71.0925   USD

Sale

400

71.1050   USD

Sale

500

70.9810   USD

Sale

551

71.3381   USD

Sale

600

70.9991   USD

Sale

600

71.1233   USD

Sale

676

71.3032   USD

Sale

800

71.2906   USD

Sale

800

71.0787   USD

Sale

800

71.3275   USD

Sale

800

71.0675   USD

Sale

812

71.2825   USD

Sale

900

70.9122   USD

Sale

960

71.2343   USD

Sale

1,069

71.2074   USD

Sale

1,115

71.2274   USD

Sale

1,400

71.1607   USD

Sale

1,421

71.1509   USD

Sale

1,500

71.1333   USD

Sale

1,558

71.1060   USD

Sale

1,624

70.9198   USD

Sale

1,638

71.1783   USD

Sale

1,866

71.2458   USD

Sale

1,900

71.2821   USD

Sale

1,915

71.1814   USD

Sale

2,321

71.1180   USD

Sale

2,339

71.2176   USD

Sale

2,400

71.1558   USD

Sale

3,400

71.2094   USD

Sale

3,900

71.2101   USD

Sale

4,100

71.2773   USD

Sale

4,400

71.0876   USD

Sale

5,800

71.3309   USD

Sale

5,874

71.1418   USD

Sale

6,228

71.1679   USD

Sale

6,300

71.3059   USD

Sale

7,498

71.0794   USD

Sale

7,700

71.1452   USD

Sale

8,226

71.1272   USD

Sale

9,156

71.1375   USD

Sale

9,521

71.1749   USD

Sale

10,800

71.1393   USD

Sale

11,219

71.2582   USD

Sale

21,484

71.2722   USD

Sale

22,255

71.2461   USD

Sale

26,108

71.1776   USD

Sale

27,442

71.2583   USD

Sale

29,278

71.1002   USD

Sale

30,863

71.1095   USD

Sale

42,500

71.0745   USD

Sale

51,900

71.0830   USD

Sale

57,939

71.1228   USD

Sale

59,680

71.1878   USD

Sale

62,762

71.2700   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

65   USD

American

20 Sep 2019

6.3000   USD

Call Option

Purchasing

8,000

68   USD

American

25 Oct 2019

3.7668   USD

Call Option

Purchasing

1,300

68   USD

American

15 Nov 2019

4.8192   USD

Call Option

Purchasing

4,500

69   USD

American

25 Oct 2019

3.0388   USD

Call Option

Purchasing

9,000

69   USD

American

25 Oct 2019

3.4383   USD

Call Option

Purchasing

4,100

74   USD

American

25 Oct 2019

0.7600   USD

Call Option

Purchasing

3,200

75   USD

American

15 Nov 2019

0.9450   USD

Call Option

Purchasing

1,300

76   USD

American

4 Oct 2019

0.0800   USD

Call Option

Purchasing

81,800

78   USD

American

15 Nov 2019

0.4515   USD

Put Option

Purchasing

4,500

67   USD

American

25 Oct 2019

0.9800   USD

Put Option

Purchasing

300

70   USD

American

11 Oct 2019

1.2000   USD

Put Option

Purchasing

100

71   USD

American

20 Sep 2019

0.5800   USD

Put Option

Purchasing

100

72   USD

American

20 Sep 2019

0.8000   USD

Put Option

Purchasing

100

72   USD

American

20 Sep 2019

1.2000   USD

Put Option

Purchasing

1,500

73   USD

American

27 Sep 2019

2.3000   USD

Put Option

Selling

1,600

43   USD

American

21 Feb 2020

0.1400   USD

Put Option

Selling

2,800

48   USD

American

15 Nov 2019

0.0500   USD

Put Option

Selling

2,200

50   USD

American

15 Nov 2019

0.0700   USD

Put Option

Selling

300

67   USD

American

11 Oct 2019

0.4800   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

23 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

350,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

70.0000  

American

Oct 25, 2019

Put Options

  Written

100

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

13,200

70.0000  

American

Nov 15, 2019

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Put Options

  Written

900

60.5000  

American

Sep 20, 2019

Put Options

  Written

200

75.0000  

American

Jun 19, 2020

Put Options

  Written

5,300

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

8,000

68.0000  

American

Oct 25, 2019

Put Options

  Written

2,900

50.0000  

American

Nov 15, 2019

Put Options

  Written

800

82.5000  

American

Jan 17, 2020

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Put Options

  Written

17,600

62.5000  

American

Oct 18, 2019

Put Options

  Written

9,500

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,600

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

400

67.5000  

American

Oct 4, 2019

Call Options

  Purchased

500

72.5000  

American

Sep 27, 2019

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,700

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

1,000

66.5000  

American

Oct 11, 2019

Call Options

  Purchased

400

82.5000  

American

Nov 15, 2019

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-500

66.5000  

American

Oct 4, 2019

Put Options

  Purchased

-500

67.0000  

American

Sep 20, 2019

Call Options

  Written

-1,100

68.0000  

American

Oct 4, 2019

Put Options

  Purchased

-1,800

57.5000  

American

Nov 15, 2019

Put Options

  Purchased

-300

75.0000  

American

Feb 21, 2020

Call Options

  Written

-20,600

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,200

50.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

72.0000  

American

Sep 20, 2019

Put Options

  Purchased

-600

65.0000  

American

Feb 21, 2020

Call Options

  Written

-1,000

68.5000  

American

Oct 4, 2019

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

65.5000  

American

Sep 27, 2019

Call Options

  Written

-400

66.0000  

American

Sep 20, 2019

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Call Options

  Written

-7,300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,600

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,200

65.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

69.0000  

American

Sep 20, 2019

Put Options

  Purchased

-200

70.0000  

American

Oct 11, 2019

Put Options

  Purchased

-900

75.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,900

55.0000  

American

Sep 20, 2019

Put Options

  Purchased

-4,500

57.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,600

71.0000  

American

Sep 20, 2019

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

71.5000  

American

Sep 20, 2019

Put Options

  Purchased

-1,000

70.0000  

American

Oct 25, 2019

Call Options

  Written

-1,500

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,100

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

138,500

72.5000  

American

Sep 20, 2019

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

4,500

75.0000  

American

Sep 20, 2019

Put Options

  Written

300

62.5000  

American

Sep 18, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,500

72.0000  

American

Sep 20, 2019

Put Options

  Written

800

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,900

73.0000  

American

Sep 20, 2019

Call Options

  Purchased

1,200

72.5000  

American

Oct 25, 2019

Put Options

  Written

302,400

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

30,200

62.5000  

American

Sep 20, 2019

Put Options

  Written

15,000

42.5000  

American

Feb 21, 2020

Put Options

  Written

49,600

95.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

100.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,600

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

55.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,400

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

67.5000  

American

Sep 20, 2019

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,700

77.5000  

American

Oct 18, 2019

Put Options

  Written

1,500

72.5000  

American

Sep 20, 2019

Call Options

  Purchased

500

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

4,000

71.5000  

American

Sep 20, 2019

Call Options

  Written

-3,700

92.5000  

American

Sep 20, 2019

Put Options

  Purchased

-16,300

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

80.0000  

American

Sep 18, 2020

Call Options

  Written

-800

69.5000  

American

Sep 20, 2019

Put Options

  Purchased

-400

77.5000  

American

Nov 15, 2019

Call Options

  Written

-11,300

130.0000  

American

Jan 17, 2020

Call Options

  Written

-500

66.5000  

American

Sep 20, 2019

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-10,900

82.5000  

American

Nov 15, 2019

Put Options

  Purchased

-4,500

67.0000  

American

Oct 25, 2019

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

62.5000  

American

Sep 20, 2019

Call Options

  Written

-200

60.0000  

American

Jan 15, 2021

Call Options

  Written

-400

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-1,800

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

18,000

72.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

600

75.0000  

American

Oct 4, 2019

Put Options

  Written

200

87.5000  

American

Nov 15, 2019

Put Options

  Written

8,200

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Put Options

  Written

400

40.0000  

American

Sep 20, 2019

Call Options

  Purchased

200

70.0000  

American

Oct 4, 2019

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-600

55.0000  

American

Jun 19, 2020

Call Options

  Written

-9,400

70.0000  

American

Sep 20, 2019

Put Options

  Purchased

-4,300

50.0000  

American

Jun 19, 2020

Call Options

  Written

-12,100

95.0000  

American

Jan 17, 2020

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-1,700

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-2,200

85.0000  

American

Sep 18, 2020

Call Options

  Written

-2,600

105.0000  

American

Nov 15, 2019

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-27,700

60.0000  

American

Jan 17, 2020

Call Options

  Written

-600

64.5000  

American

Sep 20, 2019

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,300

65.5000  

American

Sep 27, 2019

Call Options

  Written

-14,600

87.5000  

American

Nov 15, 2019

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-25,900

67.5000  

American

Sep 20, 2019

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Call Options

  Written

-1,500

92.5000  

American

Nov 15, 2019

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-130,000

67.5000  

American

Sep 20, 2019

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Put Options

  Written

151,000

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Call Options

  Purchased

700

68.0000  

American

Sep 20, 2019

Put Options

  Written

1,000

47.5000  

American

Sep 20, 2019

Put Options

  Written

300

80.0000  

American

Jun 19, 2020

Put Options

  Written

3,000

62.5000  

American

Feb 21, 2020

Put Options

  Written

900

66.0000  

American

Sep 20, 2019

Call Options

  Purchased

400

68.5000  

American

Sep 20, 2019

Call Options

  Purchased

300

71.5000  

American

Sep 27, 2019

Call Options

  Purchased

84,400

77.5000  

American

Nov 15, 2019

Call Options

  Purchased

500

71.0000  

American

Sep 27, 2019

Call Options

  Purchased

1,600

70.0000  

American

Jan 15, 2021

Put Options

  Written

200

60.0000  

American

Sep 27, 2019

Call Options

  Purchased

100

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,500

69.0000  

American

Oct 25, 2019

Call Options

  Purchased

700

76.0000  

American

Oct 4, 2019

Put Options

  Written

32,800

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

20,000

67.5000  

American

Nov 15, 2019

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

4,000

42.5000  

American

Sep 20, 2019

Put Options

  Written

600

69.5000  

American

Sep 20, 2019

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

55.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,300

72.5000  

American

Oct 18, 2019

Call Options

  Written

-35,500

90.0000  

American

Sep 20, 2019

Call Options

  Written

-900

69.0000  

American

Sep 20, 2019

Call Options

  Written

-100

75.0000  

American

Jun 19, 2020

Call Options

  Written

-1,700

68.0000  

American

Sep 27, 2019

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-11,000

80.0000  

American

Sep 20, 2019

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

105.0000  

American

Jun 19, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-3,400

95.0000  

American

Sep 20, 2019

Put Options

  Purchased

-3,700

60.0000  

American

Oct 18, 2019

Call Options

  Written

-75,000

70.0000  

American

Jan 15, 2021

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-17,400

85.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

64.5000  

American

Sep 27, 2019

Call Options

  Written

-1,000

82.5000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,200

70.0000  

American

Jan 15, 2021

Call Options

  Written

-51,900

65.0000  

American

Sep 20, 2019

Put Options

  Purchased

-500

68.5000  

American

Oct 25, 2019

Call Options

  Written

-500

82.5000  

American

Jun 19, 2020

Call Options

  Written

-100

66.0000  

American

Sep 27, 2019

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-300

67.0000  

American

Sep 20, 2019

Call Options

  Written

-5,100

85.0000  

American

Jan 15, 2021

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Call Options

  Written

-800

75.0000  

American

Jan 17, 2020

Call Options

  Written

-13,600

100.0000  

American

Jan 15, 2021

Put Options

  Written

300

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

18,100

60.0000  

American

Jan 17, 2020

Put Options

  Written

600

55.0000  

American

Feb 21, 2020

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Put Options

  Written

2,100

45.0000  

American

Sep 20, 2019

Put Options

  Written

100

59.5000  

American

Oct 25, 2019

Call Options

  Purchased

6,900

65.0000  

American

Nov 15, 2019

Put Options

  Written

4,100

85.0000  

American

Jan 17, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

100

69.0000  

American

Sep 27, 2019

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Put Options

  Written

500

64.0000  

American

Sep 27, 2019

Call Options

  Purchased

3,200

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

64.0000  

American

Oct 11, 2019

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

13,900

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

400

47.5000  

American

Jun 19, 2020

Call Options

  Purchased

18,200

70.0000  

American

Jan 17, 2020

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-3,100

57.5000  

American

Oct 18, 2019

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,000

65.0000  

American

Nov 15, 2019

Call Options

  Written

-100,100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,100

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

65.0000  

American

Sep 27, 2019

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,100

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

45.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

72.5000  

American

Jun 19, 2020

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,000

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-49,200

60.0000  

American

Sep 20, 2019

Call Options

  Written

-600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-7,500

110.0000  

American

Sep 20, 2019

Call Options

  Written

-1,400

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,900

75.0000  

American

Jan 17, 2020

Call Options

  Written

-3,100

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,100

70.0000  

American

Sep 20, 2019

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

30,300

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,900

72.5000  

American

Oct 18, 2019

Call Options

  Purchased

4,100

74.0000  

American

Oct 25, 2019

Call Options

  Purchased

8,700

75.0000  

American

Oct 18, 2019

Call Options

  Purchased

9,800

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,300

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

70.5000  

American

Sep 27, 2019

Call Options

  Purchased

34,500

66.0000  

American

Sep 20, 2019

Put Options

  Written

6,100

80.0000  

American

Jan 17, 2020

Put Options

  Written

1,500

73.0000  

American

Sep 20, 2019

Call Options

  Purchased

15,300

75.0000  

American

Nov 15, 2019

Put Options

  Written

1,500

45.0000  

American

Nov 15, 2019

Put Options

  Written

100

80.0000  

American

Nov 15, 2019

Put Options

  Written

100

62.5000  

American

Oct 4, 2019

Put Options

  Purchased

-200

87.5000  

American

Jan 17, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-9,400

82.5000  

American

Sep 20, 2019

Call Options

  Written

-29,100

77.5000  

American

Sep 20, 2019

Put Options

  Purchased

-100

62.0000  

American

Sep 20, 2019

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-6,300

70.0000  

American

Jan 17, 2020

Call Options

  Written

-61,400

82.5000  

American

Jan 17, 2020

Put Options

  Purchased

-800

70.5000  

American

Sep 20, 2019

Call Options

  Written

-1,000

100.0000  

American

Sep 20, 2019

Put Options

  Purchased

-1,600

68.0000  

American

Oct 25, 2019

Call Options

  Written

-6,400

87.5000  

American

Sep 20, 2019

Put Options

  Purchased

-57,700

65.0000  

American

Sep 20, 2019

Put Options

  Purchased

-2,100

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

42.5000  

American

Nov 15, 2019

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,500

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

47.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,000

69.5000  

American

Oct 25, 2019

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Call Options

  Written

-74,600

85.0000  

American

Sep 20, 2019

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Feb 21, 2020

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,100

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,600

60.0000  

American

Sep 20, 2019

Call Options

  Purchased

100

73.0000  

American

Sep 27, 2019

Put Options

  Written

180,000

60.0000  

American

Sep 20, 2019

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Put Options

  Written

1,400

67.5000  

American

Jun 19, 2020

Put Options

  Written

75,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,000

68.5000  

American

Oct 25, 2019

Call Options

  Purchased

2,700

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

17,000

70.0000  

American

Oct 18, 2019

Call Options

  Purchased

2,000

80.0000  

American

Jun 19, 2020

Put Options

  Written

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Put Options

  Written

300

72.5000  

American

Nov 15, 2019

Put Options

  Written

100

66.5000  

American

Sep 20, 2019

Put Options

  Written

1,000

67.5000  

American

Feb 21, 2020

Put Options

  Written

300

67.0000  

American

Oct 11, 2019

Call Options

  Purchased

100

71.0000  

American

Oct 25, 2019

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Call Options

  Written

-13,500

85.0000  

American

Jan 17, 2020

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Call Options

  Written

-200

77.5000  

American

Sep 18, 2020

Put Options

  Purchased

-39,300

67.5000  

American

Nov 15, 2019

Call Options

  Written

-69,400

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

55.0000  

American

Oct 18, 2019

Call Options

  Written

-300

62.5000  

American

Sep 20, 2019

Put Options

  Purchased

-400

68.0000  

American

Oct 11, 2019

Call Options

  Written

-900

100.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,500

73.0000  

American

Sep 27, 2019

Call Options

  Written

-15,500

87.5000  

American

Jan 17, 2020

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Call Options

  Written

-100

71.0000  

American

Sep 20, 2019

Put Options

  Purchased

-1,000

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,400

70.0000  

American

Oct 18, 2019

Call Options

  Written

-3,100

62.5000  

American

Jan 17, 2020

Put Options

  Purchased

-28,800

62.5000  

American

Nov 15, 2019

Put Options

  Purchased

-1,000

67.0000  

American

Sep 27, 2019

Call Options

  Written

-13,800

90.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,400

67.5000  

American

Oct 18, 2019

Put Options

  Written

3,700

75.0000  

American

Sep 20, 2019

Put Options

  Written

15,400

65.0000  

American

Oct 18, 2019

Call Options

  Purchased

1,200

67.5000  

American

Sep 27, 2019

Put Options

  Written

1,000

66.0000  

American

Sep 27, 2019

Call Options

  Purchased

300

67.0000  

American

Sep 27, 2019

Call Options

  Purchased

200

77.5000  

American

Feb 21, 2020

Put Options

  Written

200

59.0000  

American

Sep 27, 2019

Put Options

  Written

100

70.0000  

American

Oct 4, 2019

Put Options

  Written

2,300

47.5000  

American

Nov 15, 2019

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

70.0000  

American

Sep 27, 2019

Put Options

  Written

4,000

59.5000  

American

Oct 11, 2019

Call Options

  Purchased

1,700

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

600

70.5000  

American

Sep 20, 2019

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

100

62.5000  

American

Oct 25, 2019

Put Options

  Written

3,000

57.5000  

American

Sep 20, 2019

Put Options

  Purchased

-1,000

57.5000  

American

Sep 27, 2019

Call Options

  Written

-5,000

100.0000  

American

Sep 18, 2020

Call Options

  Written

-6,900

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,400

67.5000  

American

Jan 17, 2020

Call Options

  Written

-5,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-14,600

60.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Call Options

  Written

-400

105.0000  

American

Sep 20, 2019

Call Options

  Written

-500

62.5000  

American

Oct 18, 2019

Put Options

  Purchased

-1,000

62.0000  

American

Oct 11, 2019

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,800

100.0000  

American

Jan 17, 2020

Call Options

  Written

-3,500

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

63.5000  

American

Sep 20, 2019

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-7,600

70.0000  

American

Nov 15, 2019

Put Options

  Purchased

-14,800

67.5000  

American

Oct 18, 2019

Put Options

  Purchased

-800

72.5000  

American

Jan 17, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-6,500

95.0000  

American

Nov 15, 2019

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,800

61.0000  

American

Sep 20, 2019

Put Options

  Purchased

-600

50.0000  

American

Sep 20, 2019

Call Options

  Written

-2,100

77.5000  

American

Jan 15, 2021

Call Options

  Written

-13,300

90.0000  

American

Jan 17, 2020

Notes

1.Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Companies

Abbvie Inc (0QCV)
UK 100

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