Form 8.3 - ABBVIE INC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ABBVIE INC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 31 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
2,197,280 |
0.15% |
4,095,906 |
0.28% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,115,169 |
0.14% |
516,901 |
0.04% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
purchase/sell: |
1,428,400 |
0.10% |
1,499,200 |
0.10% |
|
|
|
|
|
||
TOTAL: |
|
|
|
|
|
5,740,849 |
0.39% |
6,112,007 |
0.41% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
10 |
77.0200 USD |
Purchase |
11 |
77.3390 USD |
Purchase |
14 |
75.6410 USD |
Purchase |
47 |
77.2200 USD |
Purchase |
69 |
76.9800 USD |
Purchase |
84 |
75.7200 USD |
Purchase |
100 |
76.3200 USD |
Purchase |
100 |
75.5300 USD |
Purchase |
100 |
75.4000 USD |
Purchase |
100 |
76.1400 USD |
Purchase |
100 |
76.5200 USD |
Purchase |
100 |
76.6600 USD |
Purchase |
102 |
75.3074 USD |
Purchase |
114 |
76.7533 USD |
Purchase |
122 |
75.7816 USD |
Purchase |
142 |
75.4428 USD |
Purchase |
200 |
75.3825 USD |
Purchase |
200 |
75.2400 USD |
Purchase |
200 |
75.2250 USD |
Purchase |
200 |
76.1300 USD |
Purchase |
200 |
75.5550 USD |
Purchase |
200 |
75.4950 USD |
Purchase |
201 |
75.5848 USD |
Purchase |
300 |
76.9600 USD |
Purchase |
300 |
75.2133 USD |
Purchase |
300 |
75.3900 USD |
Purchase |
400 |
75.6012 USD |
Purchase |
400 |
75.2150 USD |
Purchase |
417 |
75.8673 USD |
Purchase |
500 |
75.2320 USD |
Purchase |
540 |
75.2048 USD |
Purchase |
559 |
77.0908 USD |
Purchase |
630 |
75.2130 USD |
Purchase |
664 |
76.3173 USD |
Purchase |
700 |
75.8114 USD |
Purchase |
700 |
75.1857 USD |
Purchase |
894 |
77.1125 USD |
Purchase |
900 |
77.0911 USD |
Purchase |
1,000 |
75.2075 USD |
Purchase |
1,035 |
75.3732 USD |
Purchase |
1,100 |
75.6245 USD |
Purchase |
1,122 |
77.0972 USD |
Purchase |
1,158 |
77.1167 USD |
Purchase |
1,314 |
77.1245 USD |
Purchase |
1,429 |
75.8848 USD |
Purchase |
1,500 |
75.9087 USD |
Purchase |
1,531 |
75.4905 USD |
Purchase |
1,585 |
76.1449 USD |
Purchase |
1,678 |
75.3300 USD |
Purchase |
1,777 |
75.5179 USD |
Purchase |
1,785 |
77.1128 USD |
Purchase |
1,800 |
76.1804 USD |
Purchase |
1,844 |
76.1019 USD |
Purchase |
1,900 |
75.8836 USD |
Purchase |
1,919 |
77.1077 USD |
Purchase |
2,292 |
77.1248 USD |
Purchase |
2,522 |
76.2774 USD |
Purchase |
2,547 |
76.4041 USD |
Purchase |
2,757 |
77.1126 USD |
Purchase |
3,687 |
77.1200 USD |
Purchase |
3,900 |
76.4657 USD |
Purchase |
4,506 |
75.8537 USD |
Purchase |
4,888 |
75.9781 USD |
Purchase |
5,356 |
77.1045 USD |
Purchase |
6,778 |
76.0876 USD |
Purchase |
9,381 |
76.3157 USD |
Purchase |
10,000 |
76.5842 USD |
Purchase |
10,153 |
75.5849 USD |
Purchase |
12,565 |
75.6637 USD |
Purchase |
13,212 |
75.8687 USD |
Purchase |
13,600 |
74.8600 USD |
Purchase |
18,877 |
75.8342 USD |
Purchase |
20,103 |
75.7940 USD |
Purchase |
20,877 |
76.0697 USD |
Purchase |
30,669 |
76.5963 USD |
Purchase |
41,886 |
76.8603 USD |
Purchase |
46,200 |
76.3498 USD |
Purchase |
88,347 |
76.0635 USD |
Purchase |
89,035 |
76.1902 USD |
Purchase |
380,940 |
76.3091 USD |
Purchase |
3,967,703 |
76.1900 USD |
Sale |
1 |
76.5400 USD |
Sale |
1 |
76.2900 USD |
Sale |
1 |
76.2300 USD |
Sale |
1 |
75.9400 USD |
Sale |
1 |
75.8400 USD |
Sale |
2 |
76.6600 USD |
Sale |
3 |
77.1266 USD |
Sale |
6 |
75.3825 USD |
Sale |
9 |
77.0200 USD |
Sale |
37 |
75.3800 USD |
Sale |
47 |
77.2200 USD |
Sale |
67 |
77.2780 USD |
Sale |
86 |
75.7586 USD |
Sale |
100 |
76.3200 USD |
Sale |
100 |
76.1450 USD |
Sale |
100 |
76.3350 USD |
Sale |
100 |
76.3400 USD |
Sale |
100 |
76.3100 USD |
Sale |
100 |
76.7000 USD |
Sale |
100 |
76.7400 USD |
Sale |
100 |
76.0900 USD |
Sale |
119 |
76.7816 USD |
Sale |
130 |
77.3555 USD |
Sale |
200 |
75.0850 USD |
Sale |
200 |
76.6325 USD |
Sale |
264 |
76.3037 USD |
Sale |
342 |
76.6095 USD |
Sale |
400 |
76.5700 USD |
Sale |
517 |
75.9201 USD |
Sale |
521 |
76.6879 USD |
Sale |
1,082 |
76.6985 USD |
Sale |
1,100 |
76.6354 USD |
Sale |
1,392 |
76.8751 USD |
Sale |
1,492 |
75.4000 USD |
Sale |
1,585 |
76.1448 USD |
Sale |
1,585 |
76.1449 USD |
Sale |
1,737 |
76.9659 USD |
Sale |
1,773 |
76.7585 USD |
Sale |
1,800 |
76.9869 USD |
Sale |
1,800 |
76.6661 USD |
Sale |
1,899 |
76.7466 USD |
Sale |
2,398 |
77.0089 USD |
Sale |
2,473 |
76.9692 USD |
Sale |
2,500 |
77.0512 USD |
Sale |
2,620 |
76.4226 USD |
Sale |
3,356 |
76.9245 USD |
Sale |
5,000 |
75.7439 USD |
Sale |
5,202 |
76.2496 USD |
Sale |
5,539 |
76.6192 USD |
Sale |
5,701 |
76.7574 USD |
Sale |
6,103 |
75.2824 USD |
Sale |
6,110 |
76.8197 USD |
Sale |
6,290 |
76.3640 USD |
Sale |
8,200 |
76.3036 USD |
Sale |
9,600 |
76.5848 USD |
Sale |
10,959 |
76.5783 USD |
Sale |
12,452 |
76.6069 USD |
Sale |
13,600 |
74.8600 USD |
Sale |
15,236 |
76.8321 USD |
Sale |
17,062 |
76.6909 USD |
Sale |
18,900 |
76.4009 USD |
Sale |
19,486 |
76.1175 USD |
Sale |
20,306 |
75.5849 USD |
Sale |
23,743 |
77.1116 USD |
Sale |
25,800 |
76.2002 USD |
Sale |
29,594 |
76.5799 USD |
Sale |
31,200 |
76.4324 USD |
Sale |
33,493 |
76.2864 USD |
Sale |
42,968 |
76.4755 USD |
Sale |
49,584 |
76.1760 USD |
Sale |
56,855 |
75.8745 USD |
Sale |
104,807 |
76.3474 USD |
Sale |
125,673 |
75.9739 USD |
Sale |
171,893 |
76.2021 USD |
Sale |
3,982,001 |
76.1900 USD |
(b) Derivatives transactions (other than options transactions)
Product Name | Nature of transaction | Number of relevant securities | Price per |
unit | |||
SWAP |
Long |
5,402 |
76.0767 USD |
SWAP |
Long |
28,145 |
77.0489 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Call Option |
Purchasing |
100 |
70 USD |
American |
15 May 2020 |
7.8500 USD |
Call Option |
Purchasing |
500 |
90 USD |
American |
15 May 2020 |
0.4680 USD |
Call Option |
Purchasing |
100 |
100 USD |
American |
18 Sep 2020 |
1.0000 USD |
Call Option |
Purchasing |
600 |
105 USD |
American |
21 Aug 2020 |
0.4500 USD |
Call Option |
Selling |
100 |
60 USD |
American |
18 Sep 2020 |
16.5000 USD |
Call Option |
Selling |
100 |
70 USD |
American |
18 Sep 2020 |
10.4000 USD |
Call Option |
Selling |
100 |
73 USD |
American |
21 Aug 2020 |
8.6000 USD |
Call Option |
Selling |
4,000 |
80 USD |
American |
9 Apr 2020 |
1.1000 USD |
Put Option |
Purchasing |
300 |
65 USD |
American |
15 May 2020 |
1.7200 USD |
Put Option |
Purchasing |
2,400 |
68 USD |
American |
19 Jun 2020 |
3.1500 USD |
Put Option |
Selling |
100 |
40 USD |
American |
8 May 2020 |
0.5000 USD |
Put Option |
Selling |
200 |
40 USD |
American |
15 May 2020 |
0.3250 USD |
Put Option |
Selling |
100 |
50 USD |
American |
17 Apr 2020 |
0.1400 USD |
Put Option |
Selling |
100 |
50 USD |
American |
15 May 2020 |
0.6000 USD |
Put Option |
Selling |
12,900 |
73 USD |
American |
18 Sep 2020 |
7.1414 USD |
Put Option |
Selling |
7,800 |
75 USD |
American |
18 Sep 2020 |
8.1307 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing |
and any other person relating to the voting rights of any relevant securities under any option |
referred to on this form or relating to the voting rights or future acquisition or disposal of any |
relevant securities to which any derivative referred to on this form is referenced. If none, this |
should be stated. |
NONE |
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: |
1 Apr 2020 |
Contact name: |
Large Holdings Regulatory Operations |
Telephone number: |
020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options |
Purchased |
5,500 |
97.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
2,100 |
70.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
6,300 |
105.0000 |
American |
Apr 17, 2020 |
Call Options |
Purchased |
5,700 |
75.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
300 |
50.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,200 |
79.0000 |
American |
May 1, 2020 |
Put Options |
Written |
2,300 |
37.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
400 |
82.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
200 |
65.0000 |
American |
Apr 9, 2020 |
Put Options |
Written |
3,000 |
75.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
79.5000 |
American |
May 1, 2020 |
Call Options |
Purchased |
13,200 |
87.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
2,800 |
115.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
700 |
72.0000 |
American |
Apr 17, 2020 |
Call Options |
Purchased |
500 |
97.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
54,600 |
60.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
1,200 |
85.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
300 |
67.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
9,300 |
80.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-3,700 |
130.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-300 |
97.5000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-2,900 |
120.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,000 |
135.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
70.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-600 |
105.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-800 |
105.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-100 |
60.0000 |
American |
May 1, 2020 |
Put Options |
Purchased |
-600 |
55.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-5,000 |
80.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-12,200 |
90.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-48,100 |
85.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-500 |
100.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-1,000 |
130.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-200 |
110.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-5,000 |
47.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-10,200 |
50.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
70.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-1,100 |
82.5000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-900 |
90.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-1,900 |
135.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-4,500 |
115.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-100 |
90.0000 |
American |
May 8, 2020 |
Put Options |
Purchased |
-2,200 |
50.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
7,100 |
72.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
2,000 |
92.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
900 |
85.0000 |
American |
Aug 21, 2020 |
Call Options |
Purchased |
5,800 |
77.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
1,000 |
145.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
400 |
71.0000 |
American |
Apr 17, 2020 |
Call Options |
Purchased |
16,800 |
95.0000 |
American |
May 15, 2020 |
Put Options |
Written |
5,700 |
57.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
700 |
62.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
301,500 |
60.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
200 |
55.0000 |
American |
Apr 24, 2020 |
Put Options |
Written |
900 |
82.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
92.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
8,900 |
95.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
94.5000 |
American |
Apr 3, 2020 |
Call Options |
Purchased |
100 |
80.5000 |
American |
May 1, 2020 |
Put Options |
Written |
6,000 |
75.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
4,100 |
87.5000 |
American |
Aug 21, 2020 |
Put Options |
Written |
100 |
75.0000 |
American |
Apr 9, 2020 |
Call Options |
Purchased |
400 |
72.5000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-200 |
85.0000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-8,600 |
105.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-30,100 |
62.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
65.0000 |
American |
Apr 24, 2020 |
Call Options |
Written |
-15,700 |
95.0000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-6,400 |
125.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-20,100 |
85.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-21,800 |
110.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-800 |
76.0000 |
American |
Apr 9, 2020 |
Put Options |
Purchased |
-1,000 |
47.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
115.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-100 |
91.5000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-34,500 |
95.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-500 |
97.5000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-700 |
70.0000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-4,300 |
55.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-200 |
94.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-700 |
83.0000 |
American |
May 1, 2020 |
Call Options |
Written |
-1,000 |
75.0000 |
American |
Apr 9, 2020 |
Put Options |
Purchased |
-400 |
72.5000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-100 |
89.5000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-400 |
120.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-2,500 |
70.0000 |
American |
Apr 3, 2020 |
Call Options |
Purchased |
4,300 |
70.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
500 |
74.0000 |
American |
Apr 9, 2020 |
Call Options |
Purchased |
100 |
60.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
8,600 |
75.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
1,400 |
97.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,800 |
105.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
96.0000 |
American |
Apr 3, 2020 |
Call Options |
Purchased |
16,800 |
97.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
4,200 |
77.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
2,200 |
82.5000 |
American |
May 15, 2020 |
Put Options |
Written |
200 |
87.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
34,400 |
90.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
1,000 |
45.0000 |
American |
Apr 3, 2020 |
Call Options |
Purchased |
1,000 |
92.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
100 |
65.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-5,700 |
110.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-100 |
140.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-600 |
42.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
65.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-500 |
82.5000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-1,000 |
81.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-200 |
92.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-1,900 |
50.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-3,900 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-4,800 |
40.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-6,000 |
90.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-100 |
100.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-2,200 |
75.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-2,500 |
100.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-3,000 |
45.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-4,500 |
85.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-4,800 |
100.0000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-2,600 |
110.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,000 |
77.0000 |
American |
Apr 9, 2020 |
Call Options |
Written |
-100 |
88.0000 |
American |
Apr 24, 2020 |
Call Options |
Written |
-300 |
85.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
7,800 |
72.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
400 |
75.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
300 |
90.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
150,300 |
65.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
700 |
105.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
151,700 |
80.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
6,900 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
600 |
110.0000 |
American |
Aug 21, 2020 |
Call Options |
Purchased |
5,300 |
87.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
4,900 |
90.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
2,000 |
85.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
11,700 |
90.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
2,600 |
80.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
3,000 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
200 |
80.0000 |
American |
Apr 3, 2020 |
Call Options |
Purchased |
1,700 |
92.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,400 |
65.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
600 |
73.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
500 |
77.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
37,000 |
57.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
3,200 |
55.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
1,800 |
70.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
600 |
50.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
2,500 |
47.5000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
6,800 |
80.0000 |
American |
May 15, 2020 |
Put Options |
Written |
2,200 |
80.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
1,000 |
42.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
400 |
32.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-100 |
45.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-5,000 |
42.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-300 |
70.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-25,300 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-77,400 |
70.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-900 |
125.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-3,100 |
100.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-500 |
82.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-3,100 |
60.0000 |
American |
Apr 24, 2020 |
Put Options |
Purchased |
-1,500 |
105.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-14,300 |
67.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-2,200 |
40.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-352,300 |
87.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
87.5000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-700 |
110.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
95.0000 |
American |
Apr 9, 2020 |
Put Options |
Purchased |
-500 |
60.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-1,800 |
97.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-2,200 |
95.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-2,500 |
70.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-13,700 |
90.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
100 |
67.0000 |
American |
Apr 9, 2020 |
Call Options |
Purchased |
7,400 |
87.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,000 |
91.0000 |
American |
Apr 3, 2020 |
Put Options |
Written |
100 |
62.5000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
16,600 |
90.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
14,400 |
75.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
1,800 |
77.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
200 |
85.0000 |
American |
May 1, 2020 |
Call Options |
Purchased |
1,100 |
60.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
800 |
67.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
3,200 |
80.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
1,100 |
82.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
200 |
70.0000 |
American |
May 1, 2020 |
Call Options |
Purchased |
2,300 |
77.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
55.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
100 |
77.5000 |
American |
May 15, 2020 |
Put Options |
Written |
16,300 |
62.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
6,500 |
80.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
500 |
82.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
10,000 |
65.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-100 |
70.0000 |
American |
Apr 24, 2020 |
Call Options |
Written |
-800 |
92.5000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-70,000 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-5,200 |
130.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-2,700 |
125.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
75.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-500 |
72.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-2,100 |
100.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-21,100 |
95.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-700 |
42.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-4,700 |
35.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,100 |
55.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-100 |
60.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-100 |
85.0000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-1,500 |
80.0000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-600 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-200 |
93.0000 |
American |
Apr 9, 2020 |
Call Options |
Written |
-5,000 |
60.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-100 |
72.5000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-500 |
77.5000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-900 |
60.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-2,800 |
115.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
2,000 |
57.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,000 |
90.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
7,200 |
70.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
1,700 |
75.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
100 |
95.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
400 |
78.0000 |
American |
Apr 3, 2020 |
Call Options |
Purchased |
100 |
125.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
3,400 |
66.0000 |
American |
Apr 3, 2020 |
Put Options |
Written |
100 |
35.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
4,900 |
55.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
45,000 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
1,500 |
62.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
100 |
70.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
900 |
75.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
9,100 |
87.5000 |
American |
May 15, 2020 |
Put Options |
Written |
2,300 |
90.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-100,000 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,200 |
72.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-2,100 |
115.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,600 |
88.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-31,300 |
95.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-200 |
75.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-300 |
60.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-4,700 |
120.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-700 |
92.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,900 |
40.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,100 |
77.5000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-7,900 |
75.0000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-1,400 |
73.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-500 |
65.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-10,300 |
72.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
200 |
72.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
100 |
50.0000 |
American |
May 15, 2020 |
Put Options |
Written |
175,000 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
100 |
130.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
82.0000 |
American |
May 1, 2020 |
Put Options |
Written |
100 |
47.5000 |
American |
Apr 17, 2020 |
Call Options |
Purchased |
300 |
55.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
100 |
67.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
100 |
97.5000 |
American |
Apr 3, 2020 |
Put Options |
Written |
22,400 |
90.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
200 |
100.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
14,500 |
80.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
500 |
45.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
8,400 |
87.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
500 |
45.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
900 |
110.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
400 |
40.0000 |
American |
May 15, 2020 |
Put Options |
Written |
300 |
65.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
1,000 |
87.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,300 |
85.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
600 |
70.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
92.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
11,500 |
67.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
7,400 |
72.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,000 |
83.0000 |
American |
Apr 3, 2020 |
Put Options |
Written |
100 |
97.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
2,600 |
65.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-16,100 |
105.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-900 |
40.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-200 |
100.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-300 |
67.5000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-4,100 |
75.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-1,300 |
105.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-2,200 |
95.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-6,300 |
100.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-100 |
65.0000 |
American |
Apr 3, 2020 |
Put Options |
Purchased |
-300 |
37.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
70.0000 |
American |
Apr 9, 2020 |
Put Options |
Purchased |
-1,000 |
115.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-14,600 |
82.5000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-1,900 |
77.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-100 |
45.0000 |
American |
May 1, 2020 |
Put Options |
Written |
1,100 |
45.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
6,300 |
82.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
15,100 |
72.5000 |
American |
May 15, 2020 |
Put Options |
Written |
900 |
80.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
1,500 |
100.0000 |
American |
May 15, 2020 |
Put Options |
Written |
1,100 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,700 |
57.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
500 |
81.0000 |
American |
May 1, 2020 |
Call Options |
Purchased |
500 |
90.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
10,700 |
85.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,700 |
80.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
2,400 |
85.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
3,800 |
40.0000 |
American |
May 8, 2020 |
Call Options |
Purchased |
7,100 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
300 |
75.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
100 |
70.0000 |
American |
Apr 3, 2020 |
Put Options |
Written |
2,900 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-300 |
77.0000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-1,000 |
120.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-5,100 |
95.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
55.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-500 |
87.5000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-600 |
100.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-1,500 |
90.0000 |
American |
Apr 3, 2020 |
Call Options |
Written |
-4,000 |
80.0000 |
American |
Apr 9, 2020 |
Call Options |
Written |
-6,000 |
140.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,000 |
97.5000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-1,400 |
82.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-6,100 |
120.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-200 |
80.0000 |
American |
May 1, 2020 |
Put Options |
Purchased |
-200 |
92.5000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-500 |
47.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-700 |
92.5000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-1,000 |
60.0000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-60,600 |
87.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-700 |
95.0000 |
American |
Apr 9, 2020 |
Call Options |
Written |
-300 |
60.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-4,200 |
110.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-250,700 |
85.0000 |
American |
Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200401005327/en/