Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	21 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,545,159	0.17%	3,925,186	0.27%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,682,061	0.11%	621,000	0.04%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,460,300	0.17%	841,200	0.06%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		6,687,520	0.45%	5,387,386	0.36%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	4	86.4600 USD
Purchase	17	86.3800 USD
Purchase	20	85.9600 USD
Purchase	20	86.0300 USD
Purchase	34	86.1682 USD
Purchase	100	86.2700 USD
Purchase	100	86.4500 USD
Purchase	100	86.1900 USD
Purchase	100	86.3400 USD
Purchase	199	86.4707 USD
Purchase	200	86.4100 USD
Purchase	200	86.3050 USD
Purchase	200	86.4250 USD
Purchase	200	86.1675 USD
Purchase	200	86.5150 USD
Purchase	213	86.3188 USD
Purchase	214	86.2638 USD
Purchase	235	86.4109 USD
Purchase	293	85.9958 USD
Purchase	300	86.2566 USD
Purchase	300	86.1800 USD
Purchase	300	86.5050 USD
Purchase	300	86.4033 USD
Purchase	350	86.0960 USD
Purchase	400	86.4375 USD
Purchase	400	86.3012 USD
Purchase	400	86.1350 USD
Purchase	409	86.2146 USD
Purchase	443	86.0790 USD
Purchase	444	86.1863 USD
Purchase	466	86.1214 USD
Purchase	528	86.2631 USD
Purchase	530	85.9938 USD
Purchase	598	86.4530 USD
Purchase	600	86.4025 USD
Purchase	650	86.4200 USD
Purchase	700	86.3900 USD
Purchase	700	86.3650 USD
Purchase	700	86.4307 USD
Purchase	800	86.1562 USD
Purchase	869	86.2324 USD
Purchase	902	86.3735 USD
Purchase	919	86.4221 USD
Purchase	1,020	86.2341 USD
Purchase	1,100	86.3250 USD
Purchase	1,165	86.4239 USD
Purchase	1,181	86.4301 USD
Purchase	1,200	86.6983 USD
Purchase	1,208	86.2432 USD
Purchase	1,300	86.4662 USD
Purchase	1,472	86.1271 USD
Purchase	1,700	86.2673 USD
Purchase	1,923	86.1840 USD
Purchase	1,953	86.4415 USD
Purchase	2,183	86.2937 USD
Purchase	2,494	86.2032 USD
Purchase	2,634	86.2783 USD
Purchase	4,800	86.1835 USD
Purchase	5,200	86.2853 USD
Purchase	5,632	86.2682 USD
Purchase	6,548	86.2157 USD
Purchase	6,600	86.2825 USD
Purchase	6,998	86.2843 USD
Purchase	7,623	86.2771 USD
Purchase	8,695	86.2268 USD
Purchase	10,482	86.1964 USD
Purchase	11,400	86.3304 USD
Purchase	13,258	86.4915 USD
Purchase	19,457	86.2328 USD
Purchase	24,330	86.1359 USD
Purchase	33,566	86.2484 USD
Purchase	53,778	86.3781 USD
Purchase	54,897	86.5142 USD
Purchase	57,000	86.1882 USD
Purchase	60,451	86.2028 USD
Purchase	72,800	86.2191 USD
Purchase	100,070	86.2065 USD
Purchase	116,746	86.3320 USD
Purchase	120,187	86.5200 USD
Sale	1	86.2000 USD
Sale	20	86.0300 USD
Sale	20	85.9600 USD
Sale	43	86.0700 USD
Sale	59	86.2674 USD
Sale	60	86.4300 USD
Sale	66	86.1300 USD
Sale	78	86.0307 USD
Sale	100	86.4500 USD
Sale	100	85.8300 USD
Sale	133	86.1317 USD
Sale	189	86.1994 USD
Sale	200	86.0850 USD
Sale	200	86.0000 USD
Sale	200	86.2800 USD
Sale	313	86.2158 USD
Sale	330	85.9900 USD
Sale	337	86.1200 USD
Sale	400	86.1428 USD
Sale	425	86.3300 USD
Sale	700	86.0102 USD
Sale	700	86.1657 USD
Sale	700	86.3650 USD
Sale	700	86.3900 USD
Sale	800	86.1638 USD
Sale	1,021	86.3991 USD
Sale	1,500	86.3106 USD
Sale	2,000	86.2778 USD
Sale	2,160	86.3516 USD
Sale	2,255	86.3038 USD
Sale	3,151	86.3568 USD
Sale	3,200	86.2900 USD
Sale	4,416	86.4352 USD
Sale	6,026	86.4226 USD
Sale	7,282	86.5189 USD
Sale	13,099	86.2908 USD
Sale	13,700	86.2025 USD
Sale	17,102	86.4917 USD
Sale	23,138	86.3797 USD
Sale	30,900	86.1743 USD
Sale	41,500	86.1799 USD
Sale	43,400	86.2470 USD
Sale	62,777	86.1926 USD
Sale	66,392	86.5200 USD
Sale	179,145	86.4070 USD
Sale	277,197	86.2552 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	500	87 USD	American	20 Dec 2019	1.8800 USD
Call Option	Purchasing	100	88 USD	American	15 May 2020	5.0000 USD
Call Option	Purchasing	300	88 USD	American	19 Jun 2020	5.4500 USD
Call Option	Purchasing	1,000	89 USD	American	22 Nov 2019	0.0200 USD
Call Option	Purchasing	100	100 USD	American	21 Feb 2020	0.4500 USD
Call Option	Purchasing	300	100 USD	American	15 May 2020	1.3400 USD
Call Option	Purchasing	100	105 USD	American	21 Feb 2020	0.1400 USD
Call Option	Selling	300	73 USD	American	22 Nov 2019	13.3100 USD
Call Option	Selling	200	80 USD	American	15 May 2020	9.3000 USD
Call Option	Selling	1,000	84 USD	American	29 Nov 2019	2.2500 USD
Call Option	Selling	500	85 USD	American	22 Nov 2019	1.4500 USD
Call Option	Selling	1,000	87 USD	American	22 Nov 2019	0.2600 USD
Call Option	Selling	100	87 USD	American	29 Nov 2019	0.8800 USD
Call Option	Selling	200	90 USD	American	29 Nov 2019	0.1500 USD
Call Option	Selling	3,300	95 USD	American	6 Dec 2019	0.0415 USD
Put Option	Purchasing	200	78 USD	American	20 Dec 2019	0.2600 USD
Put Option	Purchasing	600	81 USD	American	20 Dec 2019	0.6100 USD
Put Option	Purchasing	100	83 USD	American	20 Dec 2019	1.3000 USD
Put Option	Purchasing	100	84 USD	American	22 Nov 2019	0.1300 USD
Put Option	Purchasing	1,000	84 USD	American	22 Nov 2019	0.2000 USD
Put Option	Purchasing	200	84 USD	American	20 Dec 2019	1.4000 USD
Put Option	Purchasing	2,500	86 USD	American	22 Nov 2019	0.5600 USD
Put Option	Purchasing	100	87 USD	American	22 Nov 2019	0.5800 USD
Put Option	Purchasing	100	87 USD	American	22 Nov 2019	1.2700 USD
Put Option	Purchasing	1,500	93 USD	American	20 Dec 2019	6.1000 USD
Put Option	Selling	500	60 USD	American	19 Jun 2020	0.7800 USD
Put Option	Selling	2,000	68 USD	American	17 Jan 2020	0.2000 USD
Put Option	Selling	800	75 USD	American	20 Dec 2019	0.1425 USD
Put Option	Selling	100	85 USD	American	29 Nov 2019	0.7000 USD
Put Option	Selling	100	86 USD	American	22 Nov 2019	0.3500 USD
Put Option	Selling	1,000	88 USD	American	22 Nov 2019	1.6400 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	22 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	1,200	37.5000	American	Jan 21, 2022
Put Options	Written	100	77.5000	American	Nov 22, 2019
Put Options	Written	360,200	65.0000	American	Jan 17, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	1,100	87.0000	American	Dec 13, 2019
Call Options	Purchased	800	87.5000	American	May 15, 2020
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	900	82.5000	American	Jan 17, 2020
Call Options	Purchased	4,700	82.5000	American	Nov 22, 2019
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	1,400	83.5000	American	Nov 22, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	300	91.0000	American	Dec 20, 2019
Put Options	Written	100	71.0000	American	Dec 6, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	8,300	87.5000	American	Feb 21, 2020
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Put Options	Purchased	-500	82.5000	American	Feb 21, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-100	77.5000	American	Nov 22, 2019
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-2,100	120.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-700	88.0000	American	Dec 20, 2019
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-700	87.5000	American	Dec 20, 2019
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	49,100	95.0000	American	Jan 17, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	92.5000	American	May 15, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	900	86.5000	American	Nov 29, 2019
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Call Options	Purchased	500	87.0000	American	Dec 20, 2019
Call Options	Purchased	5,200	95.0000	American	May 15, 2020
Call Options	Purchased	3,400	85.0000	American	Feb 21, 2020
Call Options	Purchased	500	88.0000	American	Dec 13, 2019
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	700	95.0000	American	Feb 21, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,700	92.5000	American	Feb 21, 2020
Call Options	Purchased	500	72.5000	American	May 15, 2020
Put Options	Written	200	75.0000	American	Sep 18, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Call Options	Written	-600	88.0000	American	Nov 29, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-100	86.5000	American	Nov 29, 2019
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Call Options	Written	-200	80.0000	American	Nov 29, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-2,500	55.0000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	79.0000	American	Dec 6, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-1,100	95.0000	American	Nov 29, 2019
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-100	80.0000	American	Nov 22, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	900	95.0000	American	Dec 20, 2019
Call Options	Purchased	800	83.0000	American	Nov 29, 2019
Put Options	Written	800	57.5000	American	Feb 21, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	100	97.5000	American	May 15, 2020
Call Options	Purchased	4,100	85.0000	American	Dec 20, 2019
Put Options	Written	1,100	88.0000	American	Nov 29, 2019
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	3,700	86.0000	American	Nov 22, 2019
Call Options	Purchased	100	87.0000	American	Dec 6, 2019
Put Options	Written	16,200	62.5000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	4,400	92.5000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Call Options	Purchased	2,500	86.5000	American	Nov 22, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-100	87.0000	American	Nov 29, 2019
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-600	81.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-24,400	60.0000	American	Jan 17, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-4,000	85.0000	American	Jun 19, 2020
Call Options	Written	-6,000	92.0000	American	Nov 22, 2019
Put Options	Purchased	-6,900	85.0000	American	Jan 17, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,800	90.0000	American	Dec 20, 2019
Put Options	Purchased	-100	75.0000	American	May 15, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-200	85.0000	American	Feb 21, 2020
Put Options	Purchased	-500	84.0000	American	Dec 20, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-5,200	40.0000	American	Jan 21, 2022
Call Options	Written	-11,800	95.0000	American	Jan 17, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	155,700	65.0000	American	Jun 19, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	2,600	85.0000	American	Nov 29, 2019
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	4,400	86.0000	American	Nov 22, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	200	76.5000	American	Nov 22, 2019
Put Options	Written	100	37.5000	American	Jan 15, 2021
Put Options	Written	200	82.0000	American	Nov 22, 2019
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Put Options	Written	600	80.0000	American	Jun 19, 2020
Call Options	Purchased	4,000	90.0000	American	Sep 18, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Call Options	Purchased	5,500	90.0000	American	Nov 22, 2019
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	88.0000	American	Nov 22, 2019
Put Options	Written	1,000	86.5000	American	Nov 22, 2019
Call Options	Written	-400	80.0000	American	Nov 22, 2019
Put Options	Purchased	-900	87.5000	American	May 15, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-80,400	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-1,100	89.0000	American	Nov 29, 2019
Put Options	Purchased	-100	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-100	85.0000	American	Nov 22, 2019
Call Options	Written	-300	73.0000	American	Nov 22, 2019
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-700	82.5000	American	Nov 29, 2019
Call Options	Written	-200	84.0000	American	Nov 22, 2019
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-100	82.5000	American	Nov 29, 2019
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Put Options	Purchased	-400	90.0000	American	Feb 21, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	400	85.0000	American	Dec 6, 2019
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Call Options	Purchased	21,900	90.0000	American	Feb 21, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	6,800	90.0000	American	May 15, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	400	85.0000	American	Nov 29, 2019
Call Options	Purchased	100	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Put Options	Written	200	87.0000	American	Nov 22, 2019
Put Options	Written	100	65.0000	American	May 15, 2020
Call Options	Purchased	200	83.5000	American	Nov 22, 2019
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	2,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	91.0000	American	Dec 13, 2019
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Purchased	-4,800	75.0000	American	Jan 17, 2020
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-200	91.0000	American	Nov 22, 2019
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-100	77.0000	American	Nov 22, 2019
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Call Options	Written	-1,200	95.0000	American	Nov 22, 2019
Put Options	Purchased	-1,900	91.0000	American	Nov 22, 2019
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	80.0000	American	Nov 29, 2019
Call Options	Written	-500	86.0000	American	Dec 6, 2019
Put Options	Purchased	-300	130.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-600	80.5000	American	Nov 29, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Purchased	100	105.0000	American	Feb 21, 2020
Put Options	Written	100	76.0000	American	Nov 29, 2019
Put Options	Written	9,600	80.0000	American	Jan 17, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Call Options	Purchased	100	82.5000	American	May 15, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	500	85.0000	American	Nov 22, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	28,500	70.0000	American	Jun 19, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Purchased	100	70.0000	American	May 15, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Nov 29, 2019
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	17,800	80.0000	American	Feb 21, 2020
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Call Options	Written	-5,000	87.0000	American	Nov 22, 2019
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-800	84.0000	American	Nov 29, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-100	83.0000	American	Dec 20, 2019
Call Options	Written	-200	87.5000	American	Jun 19, 2020
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Put Options	Written	1,800	88.0000	American	Nov 22, 2019
Call Options	Purchased	1,200	90.0000	American	Nov 29, 2019
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	25,500	90.0000	American	Dec 20, 2019
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	14,600	67.5000	American	Jun 19, 2020
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	100	83.0000	American	Nov 22, 2019
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	100	74.0000	American	Nov 29, 2019
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	90.0000	American	Dec 6, 2019
Call Options	Purchased	3,400	100.0000	American	Feb 21, 2020
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	800	85.0000	American	May 15, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	87.5000	American	Dec 20, 2019
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-8,400	100.0000	American	Jun 19, 2020
Call Options	Written	-67,100	100.0000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-200	89.0000	American	Nov 22, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-1,500	91.0000	American	Nov 29, 2019
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-10,300	87.5000	American	Jan 17, 2020
Put Options	Purchased	-1,500	85.0000	American	Dec 20, 2019
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	11,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	6,700	77.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Put Options	Written	200	73.0000	American	Nov 22, 2019
Put Options	Written	100	83.0000	American	Dec 6, 2019
Put Options	Written	100	82.0000	American	Dec 6, 2019
Call Options	Purchased	1,700	89.0000	American	Nov 22, 2019
Put Options	Written	400	72.5000	American	May 15, 2020
Call Options	Purchased	1,500	100.0000	American	May 15, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	100	86.0000	American	Nov 29, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	9,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	500	90.0000	American	Dec 27, 2019
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Put Options	Written	2,200	80.0000	American	Dec 20, 2019
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	100	72.5000	American	Nov 29, 2019
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-3,200	95.0000	American	Dec 6, 2019
Call Options	Written	-1,100	80.0000	American	Jan 15, 2021
Call Options	Written	-400	83.0000	American	Nov 22, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Put Options	Purchased	-6,900	100.0000	American	Jan 17, 2020
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Put Options	Purchased	-700	81.5000	American	Nov 22, 2019
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-1,100	72.5000	American	Jan 17, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-5,900	92.5000	American	Jan 17, 2020
Call Options	Written	-6,800	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,300	90.0000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191122005210/en/