Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	08 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,126,856	0.14%	4,124,547	0.28%
(2)	Derivatives (other than options):
		1,960,895	0.13%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,266,300	0.09%	1,255,300	0.09%
	TOTAL:
		5,354,051	0.36%	6,102,348	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	3	83.7266 USD
Purchase	32	83.4100 USD
Purchase	37	83.9300 USD
Purchase	80	84.0100 USD
Purchase	100	83.5375 USD
Purchase	100	82.8200 USD
Purchase	100	83.8500 USD
Purchase	100	83.5550 USD
Purchase	100	83.5050 USD
Purchase	100	83.9200 USD
Purchase	103	83.8824 USD
Purchase	147	83.5897 USD
Purchase	200	83.4475 USD
Purchase	200	83.7750 USD
Purchase	203	83.6111 USD
Purchase	226	83.6807 USD
Purchase	234	83.7190 USD
Purchase	291	83.7055 USD
Purchase	300	83.9367 USD
Purchase	300	83.4967 USD
Purchase	300	83.4433 USD
Purchase	300	83.6600 USD
Purchase	327	83.9566 USD
Purchase	344	83.9731 USD
Purchase	400	83.9925 USD
Purchase	472	83.4845 USD
Purchase	500	83.3230 USD
Purchase	505	83.3000 USD
Purchase	572	83.7097 USD
Purchase	585	83.7299 USD
Purchase	609	83.3914 USD
Purchase	747	83.4981 USD
Purchase	800	82.9725 USD
Purchase	830	83.4706 USD
Purchase	899	83.7303 USD
Purchase	933	83.4941 USD
Purchase	1,000	84.2000 USD
Purchase	1,000	83.6655 USD
Purchase	1,000	83.2000 USD
Purchase	1,285	83.3947 USD
Purchase	1,298	83.4822 USD
Purchase	1,300	83.5184 USD
Purchase	1,500	83.5080 USD
Purchase	1,533	83.1745 USD
Purchase	1,752	83.2510 USD
Purchase	2,032	83.4135 USD
Purchase	2,500	83.4444 USD
Purchase	2,600	83.3500 USD
Purchase	2,600	83.5481 USD
Purchase	2,673	83.4601 USD
Purchase	3,156	83.3826 USD
Purchase	3,181	83.4107 USD
Purchase	3,569	83.6014 USD
Purchase	4,359	83.5009 USD
Purchase	4,408	83.4864 USD
Purchase	5,151	83.4756 USD
Purchase	5,669	83.4961 USD
Purchase	6,846	83.3997 USD
Purchase	7,298	83.4940 USD
Purchase	8,500	83.5058 USD
Purchase	8,500	83.6500 USD
Purchase	8,698	83.3765 USD
Purchase	8,882	83.9723 USD
Purchase	9,506	83.1892 USD
Purchase	10,304	83.3639 USD
Purchase	10,498	83.3979 USD
Purchase	10,614	83.4374 USD
Purchase	12,100	83.7686 USD
Purchase	12,115	83.3795 USD
Purchase	14,000	83.4434 USD
Purchase	15,200	83.1185 USD
Purchase	15,914	83.6166 USD
Purchase	16,360	83.3863 USD
Purchase	18,819	83.3894 USD
Purchase	21,426	83.6938 USD
Purchase	27,141	83.2811 USD
Purchase	27,726	83.6599 USD
Purchase	29,357	83.5838 USD
Purchase	35,058	83.6034 USD
Purchase	39,852	83.6950 USD
Purchase	40,130	83.6666 USD
Purchase	41,300	83.3602 USD
Purchase	41,318	83.7486 USD
Purchase	42,470	83.9600 USD
Purchase	45,525	83.5397 USD
Purchase	48,884	83.6724 USD
Purchase	71,896	83.7083 USD
Purchase	97,444	83.5198 USD
Purchase	100,187	83.4488 USD
Purchase	102,564	83.4311 USD
Purchase	120,775	83.5079 USD
Purchase	160,189	83.8107 USD
Purchase	207,428	83.1524 USD
Purchase	259,800	83.2402 USD
Purchase	296,822	83.8306 USD
Purchase	342,226	83.2706 USD
Purchase	383,247	83.2796 USD
Sale	1	82.6750 USD
Sale	1	83.2700 USD
Sale	5	83.3470 USD
Sale	9	83.8011 USD
Sale	33	83.3309 USD
Sale	58	83.6356 USD
Sale	61	83.5106 USD
Sale	74	83.9300 USD
Sale	99	82.6700 USD
Sale	100	82.8000 USD
Sale	118	83.4818 USD
Sale	120	83.6030 USD
Sale	129	83.4100 USD
Sale	134	83.3832 USD
Sale	159	83.2642 USD
Sale	164	83.2641 USD
Sale	196	83.0533 USD
Sale	198	83.4298 USD
Sale	200	83.1800 USD
Sale	200	83.5400 USD
Sale	200	83.4800 USD
Sale	200	83.4400 USD
Sale	204	83.4882 USD
Sale	300	83.4533 USD
Sale	300	83.9633 USD
Sale	300	83.0233 USD
Sale	300	83.4150 USD
Sale	437	83.5140 USD
Sale	496	83.3556 USD
Sale	585	83.1304 USD
Sale	700	83.4214 USD
Sale	700	83.4057 USD
Sale	734	83.7351 USD
Sale	975	83.5964 USD
Sale	1,000	83.2000 USD
Sale	1,000	84.2000 USD
Sale	1,070	83.0394 USD
Sale	1,100	83.3113 USD
Sale	1,100	83.7790 USD
Sale	1,382	82.9790 USD
Sale	1,400	83.5047 USD
Sale	1,785	83.7558 USD
Sale	2,182	83.9428 USD
Sale	2,281	83.1133 USD
Sale	2,392	83.0550 USD
Sale	2,400	83.4189 USD
Sale	2,644	83.3290 USD
Sale	2,660	83.7424 USD
Sale	3,000	83.6323 USD
Sale	3,110	83.6971 USD
Sale	3,847	83.6730 USD
Sale	4,533	83.1112 USD
Sale	4,711	83.0279 USD
Sale	6,849	83.1388 USD
Sale	7,292	83.5879 USD
Sale	7,971	83.7487 USD
Sale	8,300	83.6500 USD
Sale	8,332	83.5046 USD
Sale	8,600	83.4901 USD
Sale	8,882	83.9723 USD
Sale	9,548	83.0990 USD
Sale	14,160	83.6433 USD
Sale	14,500	83.1038 USD
Sale	29,975	83.9483 USD
Sale	32,500	83.2675 USD
Sale	46,400	83.2545 USD
Sale	53,200	83.5544 USD
Sale	92,246	83.4962 USD
Sale	98,661	83.8006 USD
Sale	106,348	83.6904 USD
Sale	121,790	83.3682 USD
Sale	191,163	83.9600 USD
Sale	216,500	83.1524 USD
Sale	287,854	83.2316 USD
Sale	345,447	83.2051 USD
Sale	736,443	83.6813 USD
Sale	769,950	83.2317 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	9,072	83.1524 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	90 USD	American	21 Aug 2020	2.6200 USD
Call Option	Purchasing	100	105 USD	American	15 Jan 2021	1.7000 USD
Call Option	Purchasing	1,500	110 USD	American	15 Jan 2021	1.0100 USD
Put Option	Purchasing	100	58 USD	American	15 Jan 2021	2.3400 USD
Put Option	Purchasing	100	70 USD	American	21 Aug 2020	2.0000 USD
Put Option	Purchasing	200	75 USD	American	18 Sep 2020	3.9500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	11 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	1,800	70.0000	American	Sep 18, 2020
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-3,600	130.0000	American	Jan 15, 2021
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Written	4,600	75.0000	American	Sep 18, 2020
Put Options	Written	5,600	57.5000	American	Jan 15, 2021
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Purchased	-5,700	85.0000	American	Sep 18, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-100	87.5000	American	May 15, 2020
Put Options	Purchased	-34,400	95.0000	American	Jun 19, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,200	70.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,400	50.0000	American	Sep 18, 2020
Call Options	Written	-400	97.5000	American	Jan 15, 2021
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-2,100	50.0000	American	Jun 19, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	600	85.0000	American	May 15, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	200	40.0000	American	Jan 21, 2022
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Put Options	Purchased	-350,000	87.5000	American	Jan 15, 2021
Call Options	Written	-75,700	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	7,300	87.5000	American	Sep 18, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,300	60.0000	American	Aug 21, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Written	-15,700	105.0000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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