Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	09 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,107,109	0.21%	4,161,023	0.28%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		2,100,680	0.14%	524,700	0.04%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,405,200	0.16%	1,285,600	0.09%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		7,612,989	0.51%	5,971,323	0.40%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	16	89.9100 USD
Purchase	60	89.2750 USD
Purchase	100	90.2050 USD
Purchase	100	90.0800 USD
Purchase	100	90.1000 USD
Purchase	100	90.1700 USD
Purchase	101	89.9828 USD
Purchase	114	89.3538 USD
Purchase	123	90.0092 USD
Purchase	193	90.1925 USD
Purchase	194	89.6603 USD
Purchase	200	90.1100 USD
Purchase	200	89.1950 USD
Purchase	200	90.0600 USD
Purchase	218	89.6071 USD
Purchase	255	89.3592 USD
Purchase	260	89.2711 USD
Purchase	300	90.0883 USD
Purchase	300	89.9933 USD
Purchase	301	89.2700 USD
Purchase	304	90.1403 USD
Purchase	363	90.0900 USD
Purchase	384	89.7477 USD
Purchase	389	89.3264 USD
Purchase	399	89.5596 USD
Purchase	488	90.1043 USD
Purchase	500	89.2560 USD
Purchase	600	89.2716 USD
Purchase	700	89.5035 USD
Purchase	759	90.0889 USD
Purchase	800	90.1131 USD
Purchase	877	89.5195 USD
Purchase	1,085	90.1200 USD
Purchase	1,251	89.7727 USD
Purchase	1,299	89.8697 USD
Purchase	1,400	90.1500 USD
Purchase	1,473	90.1293 USD
Purchase	1,700	89.2960 USD
Purchase	1,905	89.2604 USD
Purchase	3,485	89.4356 USD
Purchase	4,000	89.8181 USD
Purchase	5,200	89.9595 USD
Purchase	5,378	89.8270 USD
Purchase	8,141	90.1496 USD
Purchase	9,400	89.9283 USD
Purchase	11,327	89.9400 USD
Purchase	11,974	89.8234 USD
Purchase	12,583	89.7824 USD
Purchase	13,354	89.8508 USD
Purchase	18,300	89.9531 USD
Purchase	19,847	89.8387 USD
Purchase	23,400	89.8588 USD
Purchase	24,101	90.2100 USD
Purchase	30,400	89.9492 USD
Purchase	31,900	90.0728 USD
Purchase	36,800	89.7076 USD
Purchase	36,900	89.7172 USD
Purchase	63,663	89.8294 USD
Purchase	75,000	89.8617 USD
Purchase	76,323	89.8625 USD
Sale	1	90.1500 USD
Sale	3	89.9100 USD
Sale	21	89.3128 USD
Sale	54	89.9700 USD
Sale	75	90.1300 USD
Sale	94	89.6500 USD
Sale	100	89.3000 USD
Sale	100	89.7000 USD
Sale	100	89.8000 USD
Sale	100	89.9000 USD
Sale	100	90.2050 USD
Sale	101	90.1781 USD
Sale	103	89.9300 USD
Sale	114	89.9875 USD
Sale	122	89.9072 USD
Sale	123	90.0750 USD
Sale	175	89.9314 USD
Sale	196	90.0798 USD
Sale	206	89.9836 USD
Sale	211	89.8782 USD
Sale	239	89.9381 USD
Sale	242	90.0900 USD
Sale	260	89.2712 USD
Sale	260	89.2711 USD
Sale	286	90.0811 USD
Sale	300	89.8800 USD
Sale	303	89.8472 USD
Sale	376	89.9972 USD
Sale	397	89.9500 USD
Sale	400	90.0225 USD
Sale	400	90.0550 USD
Sale	400	89.5350 USD
Sale	440	89.9947 USD
Sale	454	89.8644 USD
Sale	455	89.6958 USD
Sale	488	90.1044 USD
Sale	488	90.1043 USD
Sale	500	89.8450 USD
Sale	500	89.2560 USD
Sale	506	89.5905 USD
Sale	600	89.9816 USD
Sale	600	89.8850 USD
Sale	600	89.8475 USD
Sale	600	89.5550 USD
Sale	667	89.6206 USD
Sale	696	89.9277 USD
Sale	719	89.9400 USD
Sale	800	89.9418 USD
Sale	876	90.2058 USD
Sale	900	90.2067 USD
Sale	930	89.5620 USD
Sale	995	90.1030 USD
Sale	997	90.1433 USD
Sale	1,000	89.9564 USD
Sale	1,000	89.6700 USD
Sale	1,010	89.9306 USD
Sale	1,197	90.1649 USD
Sale	1,200	89.3127 USD
Sale	1,300	89.5873 USD
Sale	1,305	89.8738 USD
Sale	1,400	89.9757 USD
Sale	1,499	89.7810 USD
Sale	1,500	89.3077 USD
Sale	1,865	89.6788 USD
Sale	2,219	89.4911 USD
Sale	2,500	89.9488 USD
Sale	2,722	90.1097 USD
Sale	2,860	89.8626 USD
Sale	2,878	89.7281 USD
Sale	3,085	89.7742 USD
Sale	3,125	89.7520 USD
Sale	3,285	90.1149 USD
Sale	3,300	89.9383 USD
Sale	3,449	89.8393 USD
Sale	3,557	90.0352 USD
Sale	3,593	90.1201 USD
Sale	3,705	89.8985 USD
Sale	3,836	89.3490 USD
Sale	4,054	89.8023 USD
Sale	4,100	89.7781 USD
Sale	4,312	89.8860 USD
Sale	4,900	90.0400 USD
Sale	4,902	90.1369 USD
Sale	4,979	89.5270 USD
Sale	5,100	89.9724 USD
Sale	6,900	89.9581 USD
Sale	8,800	89.8030 USD
Sale	10,134	89.8704 USD
Sale	11,674	89.9354 USD
Sale	11,900	90.0260 USD
Sale	12,700	89.9186 USD
Sale	13,020	89.9675 USD
Sale	14,928	90.2096 USD
Sale	16,483	89.9045 USD
Sale	20,600	89.9433 USD
Sale	20,861	89.9791 USD
Sale	22,104	90.2100 USD
Sale	22,312	89.7225 USD
Sale	29,200	89.6486 USD
Sale	31,800	89.6538 USD
Sale	31,900	90.0728 USD
Sale	36,020	89.8464 USD
Sale	38,600	89.8717 USD
Sale	44,600	89.9666 USD
Sale	75,000	89.8617 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	900	89.2253 USD
SWAP	Long	17,320	89.8278 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	68 USD	American	17 Jan 2020	22.5000 USD
Call Option	Purchasing	5,000	70 USD	American	21 Feb 2020	20.2000 USD
Call Option	Purchasing	300	85 USD	American	7 Feb 2020	5.1500 USD
Call Option	Purchasing	200	89 USD	American	10 Jan 2020	1.1000 USD
Call Option	Purchasing	1,500	89 USD	American	10 Jan 2020	1.3486 USD
Call Option	Purchasing	200	90 USD	American	10 Jan 2020	0.6500 USD
Call Option	Purchasing	400	90 USD	American	15 May 2020	4.2050 USD
Call Option	Purchasing	300	91 USD	American	10 Jan 2020	0.0633 USD
Call Option	Purchasing	100	93 USD	American	15 May 2020	3.2200 USD
Call Option	Purchasing	2,000	94 USD	American	14 Feb 2020	0.9500 USD
Call Option	Purchasing	2,500	98 USD	American	15 May 2020	1.6300 USD
Call Option	Purchasing	300	100 USD	American	15 May 2020	1.1800 USD
Call Option	Purchasing	100	100 USD	American	18 Sep 2020	2.3700 USD
Call Option	Selling	200	80 USD	American	17 Jan 2020	9.9900 USD
Call Option	Selling	100	80 USD	American	21 Jan 2022	14.5700 USD
Call Option	Selling	100	87 USD	American	17 Jan 2020	3.1300 USD
Put Option	Purchasing	300	75 USD	American	19 Jun 2020	1.4600 USD
Put Option	Purchasing	500	84 USD	American	7 Feb 2020	1.0800 USD
Put Option	Selling	100	60 USD	American	21 Feb 2020	0.0500 USD
Put Option	Selling	200	65 USD	American	15 May 2020	0.3900 USD
Put Option	Selling	100	68 USD	American	15 May 2020	0.4800 USD
Put Option	Selling	1,000	70 USD	American	15 May 2020	0.6700 USD
Put Option	Selling	100	83 USD	American	17 Jan 2020	0.1100 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	10 Jan 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	4,500	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Put Options	Written	13,300	75.0000	American	Feb 21, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	2,600	75.0000	American	Jun 19, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	400	94.0000	American	Jan 10, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	2,900	70.0000	American	May 15, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Put Options	Written	11,700	82.5000	American	Jan 17, 2020
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Call Options	Purchased	3,100	89.5000	American	Jan 10, 2020
Call Options	Purchased	100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-2,500	89.0000	American	Jan 17, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-2,200	93.0000	American	Jan 31, 2020
Put Options	Purchased	-2,300	90.0000	American	Jan 10, 2020
Call Options	Written	-3,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Call Options	Written	-100	87.0000	American	Jan 17, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-100	80.0000	American	Jan 21, 2022
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-800	91.5000	American	Jan 10, 2020
Put Options	Purchased	-2,000	86.5000	American	Jan 17, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-11,700	97.5000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Call Options	Purchased	1,500	90.5000	American	Jan 10, 2020
Call Options	Purchased	8,200	95.0000	American	May 15, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	88.5000	American	Jan 10, 2020
Call Options	Purchased	4,200	85.0000	American	Feb 21, 2020
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Call Options	Purchased	6,800	92.5000	American	May 15, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	1,400	88.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	33,700	80.0000	American	Jan 17, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	88.0000	American	Jan 17, 2020
Put Options	Written	1,100	82.5000	American	Sep 18, 2020
Call Options	Written	-5,400	90.0000	American	Jan 10, 2020
Put Options	Purchased	-12,100	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-600	87.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-200	83.0000	American	Jan 17, 2020
Call Options	Written	-400	88.0000	American	Jan 24, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-300	95.0000	American	Jan 31, 2020
Put Options	Purchased	-400	86.0000	American	Jan 10, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-100	82.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	89.0000	American	Jan 10, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-200	91.5000	American	Jan 31, 2020
Put Options	Purchased	-1,200	95.0000	American	Feb 7, 2020
Put Options	Written	22,600	91.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	16,000	72.5000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	800	91.0000	American	Jan 17, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Written	2,300	80.0000	American	Jan 10, 2020
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Call Options	Purchased	3,000	105.0000	American	Jun 19, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	3,000	97.5000	American	May 15, 2020
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-13,400	95.0000	American	Jan 17, 2020
Put Options	Purchased	-23,300	60.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-1,300	75.0000	American	May 15, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-200	85.5000	American	Jan 10, 2020
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	97.5000	American	Feb 21, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-100	95.0000	American	Feb 21, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Put Options	Purchased	-6,300	85.0000	American	Jan 17, 2020
Put Options	Purchased	-7,600	72.5000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Purchased	600	85.0000	American	Feb 7, 2020
Put Options	Written	400	84.0000	American	Jan 10, 2020
Call Options	Purchased	5,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Put Options	Written	600	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	87.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	300	85.0000	American	May 15, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	156,100	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	7,800	80.0000	American	May 15, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	100	90.0000	American	Aug 21, 2020
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	87.0000	American	Jan 10, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-3,000	90.0000	American	Feb 21, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	88.5000	American	Jan 10, 2020
Call Options	Written	-8,200	75.0000	American	Jan 17, 2020
Call Options	Written	-600	89.5000	American	Jan 24, 2020
Put Options	Purchased	-2,000	70.0000	American	Jan 15, 2021
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-8,000	100.0000	American	Jan 15, 2021
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-10,900	92.5000	American	Feb 21, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	85.5000	American	Jan 17, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,800	87.5000	American	Jan 10, 2020
Put Options	Purchased	-9,100	87.5000	American	May 15, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	30,600	90.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	13,800	75.0000	American	Sep 18, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Call Options	Purchased	3,500	91.0000	American	Jan 10, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	200	67.5000	American	May 15, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Put Options	Written	100	82.5000	American	Feb 21, 2020
Call Options	Purchased	11,300	70.0000	American	Jan 17, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	8,800	90.0000	American	May 15, 2020
Put Options	Written	300	65.0000	American	May 15, 2020
Put Options	Written	12,100	70.0000	American	Feb 21, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Written	-1,200	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-200	60.0000	American	Feb 21, 2020
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-6,400	91.0000	American	Jan 31, 2020
Put Options	Purchased	-3,700	75.0000	American	Jan 17, 2020
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-1,800	100.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-500	84.0000	American	Feb 7, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-26,000	92.5000	American	Jan 17, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-400	94.5000	American	Feb 7, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Purchased	2,000	93.5000	American	Feb 14, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	13,500	80.0000	American	Jan 17, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	30,000	70.0000	American	Jun 19, 2020
Put Options	Written	500	87.5000	American	Jan 15, 2021
Call Options	Purchased	25,200	80.0000	American	Feb 21, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	23,100	67.5000	American	Jan 17, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Written	-53,800	82.5000	American	Jan 17, 2020
Put Options	Purchased	-400	92.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-18,000	95.0000	American	Jun 19, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-6,200	87.5000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-600	86.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-500	88.0000	American	Jan 10, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	2,200	105.0000	American	May 15, 2020
Put Options	Written	100	130.0000	American	Jun 19, 2020
Put Options	Written	18,800	85.0000	American	Feb 21, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	3,500	86.5000	American	Jan 10, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Call Options	Purchased	100	94.0000	American	Jan 17, 2020
Call Options	Purchased	8,600	100.0000	American	Feb 21, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	15,400	89.0000	American	Jan 17, 2020
Put Options	Written	5,800	105.0000	American	Jan 17, 2020
Call Options	Purchased	13,100	90.0000	American	Jan 17, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Call Options	Written	-3,900	100.0000	American	Jun 19, 2020
Call Options	Written	-100	87.0000	American	Jan 10, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-300	83.0000	American	Jan 31, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-800	65.0000	American	Jan 17, 2020
Call Options	Written	-7,500	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-15,400	95.0000	American	Feb 21, 2020
Call Options	Written	-10,300	85.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	8,000	77.5000	American	Jan 17, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	5,000	100.0000	American	May 15, 2020
Call Options	Purchased	3,400	89.0000	American	Jan 10, 2020
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Call Options	Purchased	100	92.0000	American	Jan 17, 2020
Put Options	Written	15,700	80.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Written	-7,200	92.5000	American	Jan 17, 2020
Put Options	Purchased	-13,300	86.5000	American	Jan 10, 2020
Put Options	Purchased	-24,800	90.0000	American	Jan 17, 2020
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-100	87.5000	American	Jan 31, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-100,000	85.0000	American	Jan 15, 2021
Put Options	Purchased	-4,500	72.5000	American	Jan 17, 2020
Put Options	Purchased	-7,900	77.5000	American	Feb 21, 2020
Put Options	Purchased	-100	90.5000	American	Jan 10, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-1,500	110.0000	American	May 15, 2020
Call Options	Written	-4,600	100.0000	American	Sep 18, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-5,700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-700	96.0000	American	Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200110005197/en/