Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	19 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,898,218	0.20%	5,040,922	0.34%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		5,060,870	0.34%	474,700	0.03%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,600,600	0.18%	1,052,500	0.07%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		10,559,688	0.71%	6,568,122	0.44%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	30	89.0500 USD
Purchase	100	88.9750 USD
Purchase	100	88.9300 USD
Purchase	100	88.9400 USD
Purchase	100	89.0000 USD
Purchase	100	88.9800 USD
Purchase	100	88.7800 USD
Purchase	100	89.0300 USD
Purchase	129	88.9252 USD
Purchase	133	88.9812 USD
Purchase	200	89.0350 USD
Purchase	400	88.7550 USD
Purchase	400	88.7725 USD
Purchase	400	88.9937 USD
Purchase	467	88.9635 USD
Purchase	489	88.8908 USD
Purchase	500	88.8900 USD
Purchase	588	88.7704 USD
Purchase	857	88.9660 USD
Purchase	1,900	88.9236 USD
Purchase	2,000	88.9052 USD
Purchase	2,200	88.7763 USD
Purchase	2,286	88.9714 USD
Purchase	2,299	88.9188 USD
Purchase	2,300	88.7500 USD
Purchase	2,674	88.8682 USD
Purchase	2,700	89.6300 USD
Purchase	2,879	88.8768 USD
Purchase	3,200	88.9078 USD
Purchase	5,106	88.9008 USD
Purchase	7,526	88.9103 USD
Purchase	7,858	88.9115 USD
Purchase	8,200	88.8886 USD
Purchase	9,477	88.9013 USD
Purchase	12,700	88.8954 USD
Purchase	18,000	88.8658 USD
Purchase	21,170	88.8354 USD
Purchase	40,784	88.9259 USD
Purchase	46,595	88.8432 USD
Purchase	47,014	88.9064 USD
Purchase	70,009	89.3300 USD
Purchase	149,625	88.7700 USD
Sale	30	89.0500 USD
Sale	50	89.3900 USD
Sale	89	88.9700 USD
Sale	100	88.7600 USD
Sale	100	89.0300 USD
Sale	100	89.6100 USD
Sale	100	89.0450 USD
Sale	149	88.7252 USD
Sale	200	88.8750 USD
Sale	200	88.9300 USD
Sale	200	89.0100 USD
Sale	202	88.9592 USD
Sale	212	88.9108 USD
Sale	390	88.8030 USD
Sale	400	88.7550 USD
Sale	400	88.7850 USD
Sale	401	88.9312 USD
Sale	410	88.8143 USD
Sale	500	88.9070 USD
Sale	500	88.8900 USD
Sale	501	89.0041 USD
Sale	502	88.9315 USD
Sale	524	88.7729 USD
Sale	583	88.7643 USD
Sale	599	88.8334 USD
Sale	800	88.8950 USD
Sale	1,098	88.8565 USD
Sale	1,100	88.9200 USD
Sale	1,100	88.8250 USD
Sale	1,172	88.8805 USD
Sale	1,338	88.9067 USD
Sale	1,459	88.8725 USD
Sale	1,591	88.8907 USD
Sale	1,598	88.8612 USD
Sale	1,658	88.8974 USD
Sale	1,731	88.9096 USD
Sale	1,800	89.6300 USD
Sale	1,957	88.9396 USD
Sale	2,098	88.8813 USD
Sale	2,204	88.7507 USD
Sale	2,286	88.9714 USD
Sale	2,324	88.7500 USD
Sale	2,685	88.9270 USD
Sale	2,700	88.9333 USD
Sale	3,400	88.9017 USD
Sale	4,079	88.9252 USD
Sale	4,300	88.9088 USD
Sale	5,884	88.8599 USD
Sale	7,658	88.9181 USD
Sale	7,800	88.8903 USD
Sale	8,400	88.8808 USD
Sale	9,489	88.8356 USD
Sale	9,600	88.8506 USD
Sale	30,189	88.8059 USD
Sale	34,127	88.7904 USD
Sale	115,972	88.7700 USD
Sale	119,837	88.9104 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	17,320	88.9277 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	1,400	90 USD	American	20 Dec 2019	0.1042 USD
Call Option	Purchasing	100	90 USD	American	17 Jan 2020	1.3000 USD
Call Option	Purchasing	1,000	90 USD	American	21 Feb 2020	2.5000 USD
Call Option	Purchasing	1,400	90 USD	American	15 May 2020	4.1300 USD
Call Option	Purchasing	800	93 USD	American	21 Feb 2020	1.7200 USD
Call Option	Purchasing	800	95 USD	American	15 Jan 2021	5.5500 USD
Call Option	Purchasing	200	100 USD	American	15 Jan 2021	4.1000 USD
Call Option	Selling	5,000	70 USD	American	17 Jan 2020	19.5000 USD
Call Option	Selling	400	75 USD	American	17 Jan 2020	13.9000 USD
Call Option	Selling	300	80 USD	American	20 Dec 2019	8.9600 USD
Call Option	Selling	800	80 USD	American	17 Jan 2020	8.9500 USD
Call Option	Selling	400	83 USD	American	20 Dec 2019	6.2300 USD
Call Option	Selling	100	88 USD	American	20 Dec 2019	1.3600 USD
Call Option	Selling	500	89 USD	American	20 Dec 2019	0.3700 USD
Call Option	Selling	14,900	90 USD	American	20 Dec 2019	0.0593 USD
Put Option	Purchasing	100	88 USD	American	27 Dec 2019	0.4200 USD
Put Option	Purchasing	200	88 USD	American	18 Sep 2020	7.8000 USD
Put Option	Purchasing	200	89 USD	American	3 Jan 2020	1.1800 USD
Put Option	Purchasing	700	90 USD	American	21 Feb 2020	4.2000 USD
Put Option	Purchasing	100	91 USD	American	10 Jan 2020	2.2500 USD
Put Option	Purchasing	1,100	98 USD	American	21 Feb 2020	9.6818 USD
Put Option	Selling	100	78 USD	American	20 Dec 2019	0.0100 USD
Put Option	Selling	200	88 USD	American	3 Jan 2020	0.7700 USD
Put Option	Selling	100	89 USD	American	10 Jan 2020	1.2300 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	20 Dec 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	6,700	87.5000	American	Feb 21, 2020
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Purchased	5,300	91.0000	American	Dec 20, 2019
Put Options	Written	100	88.5000	American	Jan 10, 2020
Put Options	Written	6,900	77.5000	American	Jan 17, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Dec 27, 2019
Call Options	Purchased	7,700	80.0000	American	Dec 20, 2019
Put Options	Written	8,100	75.0000	American	Feb 21, 2020
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	300	89.0000	American	Dec 20, 2019
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	600	91.0000	American	Dec 27, 2019
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	3,000	37.5000	American	Jan 21, 2022
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-500	75.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	87.5000	American	Dec 20, 2019
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-200	100.0000	American	Jan 3, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	88.5000	American	Jan 3, 2020
Put Options	Purchased	-200	85.0000	American	May 15, 2020
Call Options	Written	-1,000	91.5000	American	Jan 10, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Call Options	Purchased	1,700	92.5000	American	May 15, 2020
Call Options	Purchased	1,600	88.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,000	91.0000	American	Jan 3, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Put Options	Written	1,100	82.5000	American	Sep 18, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	400	87.0000	American	Dec 20, 2019
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Call Options	Purchased	7,100	95.0000	American	May 15, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	1,800	90.0000	American	Feb 21, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	284,800	80.0000	American	Jan 17, 2020
Call Options	Purchased	1,600	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	3,500	95.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-5,900	90.0000	American	Jan 10, 2020
Put Options	Purchased	-200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-700	89.0000	American	Dec 27, 2019
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-1,900	77.5000	American	Dec 20, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-200	89.0000	American	Dec 20, 2019
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	500	97.5000	American	May 15, 2020
Call Options	Purchased	5,700	85.0000	American	Dec 20, 2019
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Put Options	Written	900	87.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	15,800	72.5000	American	Jan 17, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-600	95.0000	American	Feb 21, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-400	75.0000	American	May 15, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-200	86.5000	American	Dec 20, 2019
Put Options	Purchased	-400	84.0000	American	Dec 20, 2019
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-100	85.5000	American	Dec 20, 2019
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-200	89.0000	American	Jan 3, 2020
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-6,400	85.0000	American	Jan 17, 2020
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-800	87.5000	American	Jan 3, 2020
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Put Options	Purchased	-1,600	72.5000	American	Feb 21, 2020
Call Options	Written	-8,100	95.0000	American	Jan 17, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-100	89.0000	American	Jan 10, 2020
Put Options	Purchased	-2,100	90.0000	American	Dec 20, 2019
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Purchased	-1,100	82.5000	American	Dec 20, 2019
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-3,100	97.5000	American	Feb 21, 2020
Put Options	Purchased	-700	81.0000	American	Dec 20, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	400	88.0000	American	Dec 27, 2019
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Call Options	Purchased	4,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	1,600	87.5000	American	Feb 21, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-5,300	75.0000	American	Jan 17, 2020
Call Options	Written	-11,800	92.5000	American	Feb 21, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Call Options	Written	-1,400	93.5000	American	Jan 31, 2020
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-400	86.0000	American	Jan 3, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-200	80.0000	American	Dec 20, 2019
Put Options	Purchased	-1,500	92.0000	American	Dec 27, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-600	85.5000	American	Dec 20, 2019
Call Options	Written	-8,000	100.0000	American	Jan 15, 2021
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	12,800	90.0000	American	May 15, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	24,800	90.0000	American	Feb 21, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	200	91.0000	American	Jan 10, 2020
Put Options	Written	200	82.5000	American	Feb 21, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Put Options	Written	200	88.0000	American	Jan 3, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	100	67.5000	American	May 15, 2020
Call Options	Purchased	13,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Put Options	Written	1,500	70.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Put Options	Purchased	-900	92.5000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-4,600	91.0000	American	Jan 31, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-100	90.5000	American	Jan 10, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-4,300	75.0000	American	Jan 17, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	100.0000	American	Feb 21, 2020
Put Options	Purchased	-1,600	88.0000	American	Dec 27, 2019
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	9,000	80.0000	American	Jan 17, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	24,600	67.5000	American	Jan 17, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	400	86.5000	American	Dec 27, 2019
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	7,300	90.0000	American	Jan 3, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	29,600	70.0000	American	Jun 19, 2020
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-600	83.0000	American	Dec 20, 2019
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100	82.5000	American	Dec 27, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-2,200	87.5000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	400	82.0000	American	Dec 20, 2019
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	6,600	87.5000	American	Dec 20, 2019
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	2,500	82.5000	American	Dec 20, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	14,400	67.5000	American	Jun 19, 2020
Call Options	Purchased	9,400	90.0000	American	Dec 20, 2019
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Put Options	Written	19,600	85.0000	American	Feb 21, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Call Options	Written	-700	65.0000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	91.0000	American	Jan 3, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-1,000	89.0000	American	Jan 3, 2020
Call Options	Written	-10,900	87.5000	American	Jan 17, 2020
Call Options	Written	-100	87.0000	American	Jan 10, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-3,600	85.0000	American	Dec 20, 2019
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	9,000	77.5000	American	Jan 17, 2020
Put Options	Written	2,400	80.0000	American	Dec 20, 2019
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	600	72.5000	American	May 15, 2020
Put Options	Written	16,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	5,300	72.5000	American	Jan 17, 2020
Call Options	Purchased	1,800	90.0000	American	Dec 27, 2019
Call Options	Purchased	2,700	100.0000	American	May 15, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Purchased	-100	90.5000	American	Jan 10, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-4,300	92.5000	American	Jan 17, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Put Options	Purchased	-100	77.5000	American	Feb 21, 2020
Call Options	Written	-300	90.0000	American	Jan 17, 2020
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Put Options	Purchased	-3,400	82.5000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-1,100	88.0000	American	Dec 20, 2019
Call Options	Written	-1,200	140.0000	American	Jan 15, 2021
Put Options	Purchased	-400	86.5000	American	Dec 27, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-12,900	86.5000	American	Jan 10, 2020
Call Options	Written	-100	91.5000	American	Dec 20, 2019
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191220005182/en/