FORM 8.3 - ABBVIE INC

FORM 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	05 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,432,709	0.16%	5,037,059	0.34%
					Â
(2)	Derivatives (other than options):
		5,000,929	0.34%	474,700	0.03%
					Â
(3)	Options and agreements to
	purchase/sell:	2,526,500	0.17%	909,600	0.06%
					Â
	TOTAL:
		9,960,138	0.67%	6,421,359	0.43%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	4	86.7700 USD
Purchase	12	86.7300 USD
Purchase	15	86.8600 USD
Purchase	45	86.7150 USD
Purchase	61	86.8350 USD
Purchase	100	86.6000 USD
Purchase	100	86.7400 USD
Purchase	100	86.8900 USD
Purchase	100	86.9900 USD
Purchase	110	86.9745 USD
Purchase	114	86.7600 USD
Purchase	162	86.8033 USD
Purchase	188	86.8388 USD
Purchase	200	86.9150 USD
Purchase	200	86.7500 USD
Purchase	200	86.6350 USD
Purchase	200	86.9700 USD
Purchase	256	86.6103 USD
Purchase	295	86.6894 USD
Purchase	300	86.8700 USD
Purchase	300	86.7466 USD
Purchase	322	87.1500 USD
Purchase	326	86.6307 USD
Purchase	400	86.6450 USD
Purchase	400	86.9562 USD
Purchase	448	86.8027 USD
Purchase	500	86.6380 USD
Purchase	520	86.6530 USD
Purchase	556	86.7932 USD
Purchase	700	86.6771 USD
Purchase	700	87.0100 USD
Purchase	712	86.8866 USD
Purchase	741	86.7458 USD
Purchase	800	86.8837 USD
Purchase	900	86.8566 USD
Purchase	1,000	86.7850 USD
Purchase	1,400	86.7207 USD
Purchase	1,607	86.6801 USD
Purchase	1,732	86.7115 USD
Purchase	1,800	86.7350 USD
Purchase	1,827	86.7131 USD
Purchase	2,263	86.6548 USD
Purchase	2,380	86.7313 USD
Purchase	2,410	86.9455 USD
Purchase	2,499	86.8827 USD
Purchase	3,412	86.6789 USD
Purchase	4,129	86.7398 USD
Purchase	4,200	86.7058 USD
Purchase	4,236	86.6563 USD
Purchase	4,377	86.9227 USD
Purchase	5,922	86.6823 USD
Purchase	7,983	86.7280 USD
Purchase	8,123	86.6909 USD
Purchase	9,537	86.6883 USD
Purchase	11,010	86.7200 USD
Purchase	18,200	86.7753 USD
Purchase	21,650	86.7667 USD
Purchase	22,966	86.7166 USD
Purchase	23,350	86.7628 USD
Purchase	25,390	86.6636 USD
Purchase	25,600	86.7630 USD
Purchase	27,997	86.6634 USD
Purchase	33,699	86.7067 USD
Purchase	90,260	86.7492 USD
Purchase	98,581	86.7314 USD
Sale	4	86.7700 USD
Sale	6	86.6000 USD
Sale	9	86.4600 USD
Sale	15	87.1300 USD
Sale	100	86.7450 USD
Sale	100	86.6800 USD
Sale	100	86.6100 USD
Sale	150	87.1500 USD
Sale	182	86.6059 USD
Sale	194	86.6154 USD
Sale	200	86.8200 USD
Sale	200	87.1100 USD
Sale	200	86.7250 USD
Sale	200	86.7350 USD
Sale	200	86.6850 USD
Sale	200	86.6575 USD
Sale	220	86.6350 USD
Sale	278	86.8198 USD
Sale	300	86.7666 USD
Sale	300	86.6666 USD
Sale	300	86.6633 USD
Sale	315	86.7155 USD
Sale	364	86.7341 USD
Sale	400	86.5550 USD
Sale	400	86.7500 USD
Sale	400	86.7400 USD
Sale	420	86.6502 USD
Sale	425	86.6217 USD
Sale	451	86.6005 USD
Sale	500	86.7140 USD
Sale	500	86.7020 USD
Sale	512	86.7300 USD
Sale	514	86.7600 USD
Sale	688	86.7481 USD
Sale	700	86.8314 USD
Sale	849	86.5962 USD
Sale	900	86.7322 USD
Sale	900	86.7444 USD
Sale	1,000	86.7380 USD
Sale	1,122	86.6282 USD
Sale	1,131	86.7701 USD
Sale	1,300	86.7315 USD
Sale	2,439	86.8343 USD
Sale	2,500	86.7156 USD
Sale	3,891	86.7584 USD
Sale	4,300	86.7572 USD
Sale	4,820	86.9455 USD
Sale	10,032	86.8892 USD
Sale	11,172	86.7200 USD
Sale	12,600	86.7646 USD
Sale	13,900	86.7580 USD
Sale	13,995	86.8584 USD
Sale	15,757	86.6869 USD
Sale	18,100	86.7695 USD
Sale	21,650	86.7667 USD
Sale	46,787	86.7063 USD
Sale	48,583	86.7340 USD
Sale	51,798	86.7284 USD
Sale	78,291	86.7411 USD
Sale	102,768	86.6809 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
		Â	unit
SWAP	Long	2,384	86.6553 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities	Â		Â	paid/
	varying etc	to which	Â		Â	received
		option	Â		Â	Â
		relates	Â		Â	Â
Call Option	Purchasing	300	87 USD	American	13 Dec 2019	0.9100 USD
Call Option	Purchasing	200	88 USD	American	6 Dec 2019	0.1300 USD
Call Option	Purchasing	100	88 USD	American	20 Dec 2019	1.0300 USD
Call Option	Purchasing	600	88 USD	American	21 Feb 2020	3.1600 USD
Call Option	Purchasing	700	100 USD	American	19 Jun 2020	1.5000 USD
Call Option	Selling	1,000	83 USD	American	6 Dec 2019	3.9000 USD
Call Option	Selling	300	86 USD	American	13 Dec 2019	1.4900 USD
Call Option	Selling	300	89 USD	American	6 Dec 2019	0.0300 USD
Call Option	Selling	100	90 USD	American	20 Dec 2019	0.3100 USD
Call Option	Selling	600	93 USD	American	21 Feb 2020	1.3566 USD
Put Option	Purchasing	600	80 USD	American	17 Jan 2020	0.9100 USD
Put Option	Purchasing	3,500	83 USD	American	27 Dec 2019	0.6100 USD
Put Option	Purchasing	300	85 USD	American	6 Dec 2019	0.0600 USD
Put Option	Purchasing	100	85 USD	American	13 Dec 2019	0.4600 USD
Put Option	Purchasing	1,300	87 USD	American	6 Dec 2019	0.5400 USD
Put Option	Purchasing	100	87 USD	American	13 Dec 2019	1.1800 USD
Put Option	Selling	100	38 USD	American	15 Jan 2021	0.4300 USD
Put Option	Selling	1,000	58 USD	American	21 Feb 2020	0.1000 USD
Put Option	Selling	500	75 USD	American	21 Feb 2020	1.0100 USD
Put Option	Selling	400	78 USD	American	17 Jan 2020	0.6000 USD
Put Option	Selling	200	85 USD	American	24 Jan 2020	2.7300 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	6 Dec 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option	Â		Â
		or derivative	Â		Â
		relates	Â		Â
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	3,000	87.0000	American	Dec 13, 2019
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Put Options	Written	362,700	65.0000	American	Jan 17, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.5000	American	Dec 13, 2019
Put Options	Written	5,600	77.5000	American	Jan 17, 2020
Call Options	Purchased	700	87.5000	American	May 15, 2020
Put Options	Written	100	71.0000	American	Dec 6, 2019
Put Options	Written	2,800	37.5000	American	Jan 21, 2022
Call Options	Purchased	6,100	91.0000	American	Dec 20, 2019
Put Options	Written	4,100	75.0000	American	Feb 21, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	100	50.0000	American	Jan 21, 2022
Put Options	Written	8,300	87.5000	American	Feb 21, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	200	91.0000	American	Dec 27, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Put Options	Purchased	-300	86.0000	American	Dec 6, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-1,900	87.0000	American	Dec 6, 2019
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-1,400	85.5000	American	Dec 13, 2019
Put Options	Purchased	-2,000	82.5000	American	Feb 21, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-900	87.5000	American	Dec 20, 2019
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-1,200	86.5000	American	Dec 6, 2019
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	5,700	95.0000	American	May 15, 2020
Call Options	Purchased	200	91.0000	American	Dec 6, 2019
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	200	86.5000	American	Dec 6, 2019
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	600	87.0000	American	Dec 20, 2019
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Call Options	Purchased	2,300	88.0000	American	Dec 13, 2019
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	92.5000	American	May 15, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	72.5000	American	May 15, 2020
Call Options	Purchased	800	88.0000	American	Dec 20, 2019
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	3,700	85.0000	American	Feb 21, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	4,100	83.5000	American	Dec 13, 2019
Call Options	Purchased	1,100	92.5000	American	Feb 21, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Call Options	Written	-600	89.0000	American	Dec 27, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-2,900	79.0000	American	Dec 6, 2019
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	17,800	72.5000	American	Jan 17, 2020
Call Options	Purchased	5,200	85.0000	American	Dec 20, 2019
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	97.5000	American	May 15, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	500	88.0000	American	Dec 6, 2019
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-4,600	40.0000	American	Jan 21, 2022
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,800	90.0000	American	Dec 20, 2019
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Call Options	Written	-900	95.0000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-600	81.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-12,800	95.0000	American	Jan 17, 2020
Call Options	Written	-300	87.0000	American	Dec 6, 2019
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-7,100	85.0000	American	Jan 17, 2020
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-500	75.0000	American	May 15, 2020
Call Options	Written	-1,000	83.0000	American	Dec 6, 2019
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-100	87.5000	American	Jan 3, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-100	86.5000	American	Dec 13, 2019
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-500	84.0000	American	Dec 20, 2019
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Call Options	Purchased	700	87.5000	American	Feb 21, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	300	92.0000	American	Dec 6, 2019
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	4,000	90.0000	American	Sep 18, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-500	90.0000	American	Feb 21, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-50,800	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	11,000	90.0000	American	May 15, 2020
Put Options	Written	2,900	67.5000	American	Jan 17, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	1,000	91.0000	American	Dec 13, 2019
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Written	100	86.0000	American	Dec 27, 2019
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	100	65.0000	American	May 15, 2020
Call Options	Purchased	5,100	87.5000	American	Sep 18, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Put Options	Written	200	85.0000	American	Jan 24, 2020
Call Options	Purchased	23,600	90.0000	American	Feb 21, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,200	85.0000	American	Dec 6, 2019
Put Options	Purchased	-2,400	89.0000	American	Dec 6, 2019
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-4,100	84.0000	American	Dec 13, 2019
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-4,800	75.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-200	86.0000	American	Dec 6, 2019
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-200	81.5000	American	Dec 6, 2019
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	8,600	80.0000	American	Jan 17, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,700	83.5000	American	Dec 6, 2019
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Written	29,500	70.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.5000	American	May 15, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	400	85.0000	American	Dec 6, 2019
Call Options	Purchased	3,400	89.0000	American	Dec 6, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	90.0000	American	Jan 3, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	300	97.5000	American	Feb 21, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Put Options	Purchased	-1,100	86.0000	American	Dec 13, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-200	83.0000	American	Dec 20, 2019
Put Options	Purchased	-2,000	87.5000	American	Jan 17, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	900	84.0000	American	Dec 6, 2019
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	1,800	87.5000	American	Dec 20, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	1,300	85.0000	American	Feb 21, 2020
Call Options	Purchased	700	86.0000	American	Dec 13, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Call Options	Purchased	600	90.0000	American	Dec 6, 2019
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Call Options	Purchased	21,600	90.0000	American	Dec 20, 2019
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Call Options	Written	-11,100	87.5000	American	Jan 17, 2020
Call Options	Written	-100	91.5000	American	Dec 27, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-200	80.0000	American	Dec 6, 2019
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-2,000	85.0000	American	Dec 20, 2019
Call Options	Written	-67,300	100.0000	American	Jan 17, 2020
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-900	87.0000	American	Dec 13, 2019
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Put Options	Written	9,400	65.0000	American	Feb 21, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	100	83.0000	American	Dec 6, 2019
Call Options	Purchased	1,500	100.0000	American	May 15, 2020
Put Options	Written	11,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	100	82.0000	American	Dec 6, 2019
Put Options	Written	2,300	80.0000	American	Dec 20, 2019
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	900	90.0000	American	Dec 27, 2019
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	3,900	72.5000	American	Jan 17, 2020
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Put Options	Purchased	-4,900	82.5000	American	Jan 17, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-6,200	92.5000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-200	85.0000	American	Dec 13, 2019
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-3,200	95.0000	American	Dec 6, 2019
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-6,600	90.0000	American	Jan 17, 2020
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191206005182/en/