Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	04 DEC 2019

2. INTERESTS AND SHORT POSITIONS

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,467,872	0.17%	4,981,309	0.34%
					Â
(2)	Derivatives (other than options):
		4,998,545	0.34%	474,700	0.03%
					Â
(3)	Options and agreements to
	purchase/sell:	2,525,300	0.17%	904,300	0.06%
					Â
	TOTAL:
		9,991,717	0.68%	6,360,309	0.43%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	13	86.8900 USD
Purchase	47	86.3950 USD
Purchase	95	87.2700 USD
Purchase	100	87.2200 USD
Purchase	100	87.0000 USD
Purchase	117	87.3552 USD
Purchase	147	86.9529 USD
Purchase	200	87.1700 USD
Purchase	200	87.0075 USD
Purchase	200	87.5000 USD
Purchase	200	86.4000 USD
Purchase	200	87.3050 USD
Purchase	200	87.2500 USD
Purchase	200	87.2475 USD
Purchase	224	87.4000 USD
Purchase	237	87.3730 USD
Purchase	237	86.4075 USD
Purchase	261	87.4298 USD
Purchase	272	87.3852 USD
Purchase	298	87.2300 USD
Purchase	300	86.5833 USD
Purchase	439	87.4016 USD
Purchase	476	86.4885 USD
Purchase	500	87.0190 USD
Purchase	500	86.4530 USD
Purchase	563	87.0792 USD
Purchase	564	86.4160 USD
Purchase	830	87.1036 USD
Purchase	1,000	87.5100 USD
Purchase	1,105	87.3470 USD
Purchase	1,218	86.4672 USD
Purchase	1,300	86.9626 USD
Purchase	1,400	86.4928 USD
Purchase	1,700	87.0147 USD
Purchase	2,050	87.0212 USD
Purchase	2,110	86.9676 USD
Purchase	2,192	86.9098 USD
Purchase	2,370	86.4405 USD
Purchase	2,505	87.1836 USD
Purchase	5,001	87.1344 USD
Purchase	5,652	86.5309 USD
Purchase	5,911	87.2025 USD
Purchase	6,100	87.2093 USD
Purchase	8,851	87.0651 USD
Purchase	11,523	87.1163 USD
Purchase	19,598	86.9381 USD
Purchase	24,600	86.9215 USD
Purchase	25,300	86.9207 USD
Purchase	34,483	86.8267 USD
Purchase	34,798	87.0309 USD
Purchase	36,929	87.2000 USD
Purchase	38,418	86.9723 USD
Purchase	42,270	86.9645 USD
Purchase	48,166	86.9759 USD
Purchase	121,972	87.0425 USD
Sale	10	87.1300 USD
Sale	27	87.4000 USD
Sale	46	86.2200 USD
Sale	80	87.0200 USD
Sale	100	87.1400 USD
Sale	100	86.4400 USD
Sale	100	87.4050 USD
Sale	100	87.4900 USD
Sale	100	87.1700 USD
Sale	100	87.0300 USD
Sale	100	87.0850 USD
Sale	113	86.8812 USD
Sale	128	86.3800 USD
Sale	130	86.3715 USD
Sale	183	87.1012 USD
Sale	190	87.1784 USD
Sale	200	87.0075 USD
Sale	200	86.3900 USD
Sale	288	87.1756 USD
Sale	304	86.9936 USD
Sale	386	86.3794 USD
Sale	400	87.2750 USD
Sale	416	87.2214 USD
Sale	547	87.2798 USD
Sale	596	86.8840 USD
Sale	600	87.2400 USD
Sale	650	86.7112 USD
Sale	749	87.1971 USD
Sale	764	87.1720 USD
Sale	799	86.9947 USD
Sale	884	87.2190 USD
Sale	946	86.8160 USD
Sale	1,000	87.5100 USD
Sale	1,150	87.3838 USD
Sale	2,200	87.4037 USD
Sale	3,000	87.3380 USD
Sale	4,590	86.8527 USD
Sale	5,948	86.9751 USD
Sale	6,600	86.8770 USD
Sale	18,800	86.9425 USD
Sale	19,344	87.0212 USD
Sale	24,400	86.9072 USD
Sale	30,144	87.2000 USD
Sale	38,902	86.7996 USD
Sale	39,083	86.9449 USD
Sale	60,883	86.8750 USD
Sale	85,331	87.0965 USD
Sale	133,847	87.0214 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	5,000	80 USD	American	21 Feb 2020	7.8000 USD
Call Option	Purchasing	100	83 USD	American	13 Dec 2019	4.8100 USD
Call Option	Purchasing	1,000	85 USD	American	6 Dec 2019	2.0400 USD
Call Option	Purchasing	300	85 USD	American	21 Feb 2020	4.5900 USD
Call Option	Purchasing	100	86 USD	American	6 Dec 2019	1.2000 USD
Call Option	Purchasing	200	87 USD	American	6 Dec 2019	0.7500 USD
Call Option	Purchasing	1,600	87 USD	American	13 Dec 2019	1.0162 USD
Call Option	Purchasing	100	87 USD	American	20 Dec 2019	1.3200 USD
Call Option	Purchasing	300	88 USD	American	6 Dec 2019	0.2200 USD
Call Option	Purchasing	1,000	88 USD	American	13 Dec 2019	0.6190 USD
Call Option	Purchasing	100	88 USD	American	20 Dec 2019	1.4600 USD
Call Option	Purchasing	300	89 USD	American	6 Dec 2019	0.0600 USD
Call Option	Purchasing	1,900	90 USD	American	20 Dec 2019	0.3900 USD
Call Option	Purchasing	500	90 USD	American	27 Dec 2019	0.4600 USD
Call Option	Purchasing	700	90 USD	American	21 Feb 2020	2.3571 USD
Call Option	Purchasing	2,700	90 USD	American	15 May 2020	3.7000 USD
Call Option	Purchasing	200	100 USD	American	19 Jun 2020	1.6500 USD
Call Option	Selling	1,900	93 USD	American	20 Dec 2019	0.1100 USD
Call Option	Selling	500	95 USD	American	21 Feb 2020	1.0200 USD
Call Option	Selling	200	100 USD	American	17 Jan 2020	0.0700 USD
Put Option	Purchasing	100	68 USD	American	19 Jun 2020	1.1400 USD
Put Option	Purchasing	4,100	84 USD	American	13 Dec 2019	0.4200 USD
Put Option	Purchasing	1,000	87 USD	American	6 Dec 2019	0.7400 USD
Put Option	Selling	100	38 USD	American	21 Jan 2022	1.2600 USD
Put Option	Selling	100	40 USD	American	21 Jan 2022	1.4000 USD
Put Option	Selling	100	63 USD	American	17 Jan 2020	0.0700 USD
Put Option	Selling	200	65 USD	American	19 Jun 2020	1.1750 USD
Put Option	Selling	100	70 USD	American	19 Jun 2020	1.6400 USD
Put Option	Selling	4,100	84 USD	American	13 Dec 2019	0.3500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	5 DEC 2019
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection (Note 10)	Â

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	362,700	65.0000	American	Jan 17, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	5,200	77.5000	American	Jan 17, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	200	91.0000	American	Dec 27, 2019
Put Options	Written	100	71.0000	American	Dec 6, 2019
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	8,300	87.5000	American	Feb 21, 2020
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Call Options	Purchased	700	87.5000	American	May 15, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	100	82.5000	American	Dec 13, 2019
Call Options	Purchased	6,100	91.0000	American	Dec 20, 2019
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	2,700	87.0000	American	Dec 13, 2019
Put Options	Written	200	70.0000	American	May 15, 2020
Put Options	Written	2,800	37.5000	American	Jan 21, 2022
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Call Options	Purchased	100	50.0000	American	Jan 21, 2022
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-900	87.5000	American	Dec 20, 2019
Put Options	Purchased	-1,200	86.5000	American	Dec 6, 2019
Put Options	Purchased	-300	86.0000	American	Dec 6, 2019
Put Options	Purchased	-1,400	85.5000	American	Dec 13, 2019
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Put Options	Purchased	-2,000	82.5000	American	Feb 21, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-600	87.0000	American	Dec 6, 2019
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	5,700	95.0000	American	May 15, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	200	86.5000	American	Dec 6, 2019
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	4,100	83.5000	American	Dec 13, 2019
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Call Options	Purchased	600	87.0000	American	Dec 20, 2019
Call Options	Purchased	1,300	92.5000	American	May 15, 2020
Call Options	Purchased	1,000	72.5000	American	May 15, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	3,700	85.0000	American	Feb 21, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Call Options	Purchased	800	88.0000	American	Dec 20, 2019
Call Options	Purchased	2,300	88.0000	American	Dec 13, 2019
Call Options	Purchased	200	91.0000	American	Dec 6, 2019
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,700	92.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-2,900	79.0000	American	Dec 6, 2019
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-600	89.0000	American	Dec 27, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Written	400	81.5000	American	Dec 20, 2019
Call Options	Purchased	100	97.5000	American	May 15, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	17,800	72.5000	American	Jan 17, 2020
Call Options	Purchased	5,200	85.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	300	88.0000	American	Dec 6, 2019
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Written	800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Put Options	Purchased	-100	86.5000	American	Dec 13, 2019
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Put Options	Purchased	-500	75.0000	American	May 15, 2020
Put Options	Purchased	-4,600	40.0000	American	Jan 21, 2022
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-500	84.0000	American	Dec 20, 2019
Put Options	Purchased	-1,800	90.0000	American	Dec 20, 2019
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Put Options	Purchased	-7,100	85.0000	American	Jan 17, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Put Options	Purchased	-600	81.0000	American	Dec 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-300	87.0000	American	Dec 6, 2019
Call Options	Written	-900	95.0000	American	Feb 21, 2020
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Call Options	Written	-100	87.5000	American	Jan 3, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-12,800	95.0000	American	Jan 17, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Call Options	Purchased	100	87.5000	American	Feb 21, 2020
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	300	92.0000	American	Dec 6, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	4,000	90.0000	American	Sep 18, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	100	37.5000	American	Jan 15, 2021
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-50,800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-500	90.0000	American	Feb 21, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Call Options	Purchased	11,000	90.0000	American	May 15, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Put Options	Written	100	65.0000	American	May 15, 2020
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Call Options	Purchased	5,100	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,200	85.0000	American	Dec 6, 2019
Put Options	Written	2,900	67.5000	American	Jan 17, 2020
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	1,000	91.0000	American	Dec 13, 2019
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	100	86.0000	American	Dec 27, 2019
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	23,600	90.0000	American	Feb 21, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Put Options	Purchased	-4,100	84.0000	American	Dec 13, 2019
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-200	81.5000	American	Dec 6, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,400	89.0000	American	Dec 6, 2019
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-200	86.0000	American	Dec 6, 2019
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-4,800	75.0000	American	Jan 17, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	9,200	80.0000	American	Jan 17, 2020
Put Options	Written	1,700	83.5000	American	Dec 6, 2019
Put Options	Written	29,500	70.0000	American	Jun 19, 2020
Call Options	Purchased	1,300	90.0000	American	Jan 3, 2020
Call Options	Purchased	3,700	89.0000	American	Dec 6, 2019
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Put Options	Written	700	85.0000	American	Dec 6, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	100	82.5000	American	May 15, 2020
Put Options	Written	100	65.0000	American	Dec 20, 2019
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	300	97.5000	American	Feb 21, 2020
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	500	62.5000	American	May 15, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Purchased	-200	83.0000	American	Dec 20, 2019
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,100	86.0000	American	Dec 13, 2019
Put Options	Purchased	-2,000	87.5000	American	Jan 17, 2020
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	900	84.0000	American	Dec 6, 2019
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	21,700	90.0000	American	Dec 20, 2019
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,700	87.5000	American	Dec 20, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	1,300	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	86.0000	American	Dec 13, 2019
Call Options	Purchased	600	90.0000	American	Dec 6, 2019
Call Options	Written	-100	91.5000	American	Dec 27, 2019
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Written	-67,300	100.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-800	87.0000	American	Dec 13, 2019
Call Options	Written	-7,200	100.0000	American	Jun 19, 2020
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-2,000	85.0000	American	Dec 20, 2019
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-200	80.0000	American	Dec 6, 2019
Call Options	Written	-11,100	87.5000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Put Options	Written	11,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Call Options	Purchased	1,500	100.0000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	100	82.0000	American	Dec 6, 2019
Put Options	Written	9,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Written	3,900	72.5000	American	Jan 17, 2020
Put Options	Written	2,300	80.0000	American	Dec 20, 2019
Put Options	Written	100	83.0000	American	Dec 6, 2019
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	900	90.0000	American	Dec 27, 2019
Put Options	Purchased	-4,900	82.5000	American	Jan 17, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-6,200	92.5000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	Dec 13, 2019
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-6,600	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-3,200	95.0000	American	Dec 6, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191205005416/en/