FORM 8.3 - ABBVIE INC

FORM 8.3 - ABBVIE INC

BARCLAYS PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	12 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,041,522	0.21%	4,496,561	0.30%
					Â
(2)	Derivatives (other than options):
		2,311,745	0.16%	1,000,629	0.07%
					Â
(3)	Options and agreements to
	purchase/sell:	2,070,700	0.14%	1,452,700	0.10%
					Â
	TOTAL:
		7,423,967	0.50%	6,949,890	0.47%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	4	96.3100 USD
Purchase	6	96.7950 USD
Purchase	100	96.6700 USD
Purchase	100	96.6100 USD
Purchase	100	97.0000 USD
Purchase	111	95.7730 USD
Purchase	127	96.5600 USD
Purchase	200	95.9750 USD
Purchase	200	97.6712 USD
Purchase	200	96.7600 USD
Purchase	200	96.4750 USD
Purchase	201	96.7104 USD
Purchase	202	97.0949 USD
Purchase	242	96.8000 USD
Purchase	275	95.7827 USD
Purchase	300	95.9250 USD
Purchase	305	97.0900 USD
Purchase	342	97.0780 USD
Purchase	344	96.0401 USD
Purchase	395	97.0951 USD
Purchase	400	96.7000 USD
Purchase	400	95.9117 USD
Purchase	488	96.7400 USD
Purchase	500	97.7270 USD
Purchase	500	97.1000 USD
Purchase	524	97.7700 USD
Purchase	586	96.7548 USD
Purchase	613	96.3473 USD
Purchase	623	97.1015 USD
Purchase	700	95.8128 USD
Purchase	700	96.9600 USD
Purchase	700	96.9300 USD
Purchase	700	96.9900 USD
Purchase	797	96.0305 USD
Purchase	900	97.3688 USD
Purchase	1,000	96.7330 USD
Purchase	1,037	95.8351 USD
Purchase	1,116	97.7111 USD
Purchase	1,199	96.6861 USD
Purchase	1,200	96.2875 USD
Purchase	1,298	97.3874 USD
Purchase	1,361	97.4192 USD
Purchase	1,562	96.3876 USD
Purchase	1,680	96.4257 USD
Purchase	1,784	96.7885 USD
Purchase	1,796	96.5587 USD
Purchase	1,800	96.1919 USD
Purchase	2,045	97.3342 USD
Purchase	2,400	96.6966 USD
Purchase	3,300	97.6458 USD
Purchase	3,694	96.5000 USD
Purchase	5,800	97.5800 USD
Purchase	5,900	97.0714 USD
Purchase	6,300	96.9025 USD
Purchase	6,486	96.7115 USD
Purchase	7,300	97.1867 USD
Purchase	7,935	96.8477 USD
Purchase	8,238	96.8384 USD
Purchase	9,849	97.3558 USD
Purchase	12,500	96.8851 USD
Purchase	12,606	97.3572 USD
Purchase	19,149	97.7900 USD
Purchase	21,007	96.6906 USD
Purchase	29,200	97.0006 USD
Purchase	43,000	96.4465 USD
Purchase	50,747	97.1714 USD
Purchase	165,522	97.4041 USD
Purchase	226,432	97.7703 USD
Sale	4	96.3100 USD
Sale	6	96.7950 USD
Sale	27	96.5600 USD
Sale	38	97.7773 USD
Sale	100	95.9100 USD
Sale	100	95.9134 USD
Sale	100	96.1400 USD
Sale	100	96.5700 USD
Sale	100	96.7200 USD
Sale	100	96.9700 USD
Sale	100	97.0700 USD
Sale	100	97.6250 USD
Sale	100	97.7000 USD
Sale	100	97.7400 USD
Sale	100	97.7600 USD
Sale	100	97.7800 USD
Sale	100	97.8100 USD
Sale	101	97.1977 USD
Sale	145	96.3631 USD
Sale	153	97.0992 USD
Sale	174	97.0600 USD
Sale	182	97.6396 USD
Sale	200	96.2450 USD
Sale	200	95.9117 USD
Sale	200	97.8050 USD
Sale	200	97.7750 USD
Sale	200	97.7225 USD
Sale	200	97.0200 USD
Sale	200	97.2950 USD
Sale	200	97.3450 USD
Sale	200	97.5900 USD
Sale	200	96.5450 USD
Sale	242	96.8000 USD
Sale	244	96.4436 USD
Sale	246	97.1500 USD
Sale	250	96.5620 USD
Sale	263	97.7614 USD
Sale	300	96.5250 USD
Sale	300	97.6400 USD
Sale	300	97.5533 USD
Sale	343	96.8566 USD
Sale	373	97.0324 USD
Sale	374	96.4450 USD
Sale	376	96.5678 USD
Sale	389	97.4493 USD
Sale	400	97.7687 USD
Sale	400	96.5550 USD
Sale	495	97.7402 USD
Sale	500	97.4320 USD
Sale	524	97.7700 USD
Sale	573	97.2106 USD
Sale	600	97.7062 USD
Sale	763	97.2644 USD
Sale	800	96.4500 USD
Sale	810	96.9900 USD
Sale	813	96.5914 USD
Sale	912	95.9400 USD
Sale	954	97.7309 USD
Sale	974	97.3242 USD
Sale	1,022	96.4472 USD
Sale	1,035	97.4591 USD
Sale	1,104	97.4738 USD
Sale	1,206	97.1998 USD
Sale	1,361	97.4192 USD
Sale	1,429	97.2574 USD
Sale	1,500	97.6783 USD
Sale	1,580	97.4001 USD
Sale	1,800	97.1725 USD
Sale	1,967	97.2667 USD
Sale	2,800	97.1349 USD
Sale	2,800	96.5144 USD
Sale	2,900	97.1227 USD
Sale	3,100	97.6280 USD
Sale	3,451	97.6312 USD
Sale	3,665	97.1983 USD
Sale	3,859	97.0112 USD
Sale	5,502	96.9128 USD
Sale	5,800	97.5800 USD
Sale	5,800	96.5344 USD
Sale	6,486	96.7115 USD
Sale	7,100	97.2470 USD
Sale	7,400	97.6827 USD
Sale	7,631	96.8733 USD
Sale	8,000	97.2411 USD
Sale	8,753	96.8530 USD
Sale	9,040	96.1978 USD
Sale	13,393	97.3203 USD
Sale	15,300	96.8652 USD
Sale	25,795	97.7900 USD
Sale	25,928	96.9789 USD
Sale	26,400	96.9396 USD
Sale	44,781	96.8387 USD
Sale	67,525	97.0602 USD
Sale	90,239	97.7281 USD
Sale	224,979	97.7789 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	90 USD	American	14 Feb 2020	7.1200 USD
Call Option	Purchasing	700	90 USD	American	21 Feb 2020	7.0000 USD
Call Option	Purchasing	2,800	93 USD	American	21 Feb 2020	3.7128 USD
Call Option	Purchasing	4,400	93 USD	American	21 Feb 2020	4.5238 USD
Call Option	Purchasing	100	94 USD	American	14 Feb 2020	2.9100 USD
Call Option	Purchasing	100	95 USD	American	14 Feb 2020	3.2500 USD
Call Option	Purchasing	300	95 USD	American	21 Feb 2020	2.9400 USD
Call Option	Purchasing	1,000	95 USD	American	15 Jan 2021	9.0000 USD
Call Option	Purchasing	2,500	96 USD	American	14 Feb 2020	1.5088 USD
Call Option	Purchasing	1,300	96 USD	American	21 Feb 2020	1.6969 USD
Call Option	Purchasing	1,900	97 USD	American	14 Feb 2020	0.6536 USD
Call Option	Purchasing	200	97 USD	American	21 Feb 2020	1.0800 USD
Call Option	Purchasing	500	100 USD	American	14 Feb 2020	0.0600 USD
Call Option	Purchasing	200	100 USD	American	21 Feb 2020	0.3200 USD
Call Option	Purchasing	500	100 USD	American	20 Mar 2020	1.7600 USD
Call Option	Purchasing	5,200	100 USD	American	18 Sep 2020	4.9957 USD
Call Option	Purchasing	200	110 USD	American	19 Jun 2020	0.9900 USD
Call Option	Purchasing	600	110 USD	American	21 Aug 2020	1.5200 USD
Call Option	Purchasing	5,000	115 USD	American	18 Sep 2020	1.1200 USD
Call Option	Selling	200	83 USD	American	19 Jun 2020	15.8600 USD
Call Option	Selling	300	91 USD	American	14 Feb 2020	5.3100 USD
Call Option	Selling	900	93 USD	American	21 Feb 2020	4.0500 USD
Call Option	Selling	400	95 USD	American	21 Feb 2020	2.6000 USD
Call Option	Selling	1,000	95 USD	American	20 Mar 2020	3.7830 USD
Call Option	Selling	100	95 USD	American	15 May 2020	5.0500 USD
Call Option	Selling	1,000	97 USD	American	14 Feb 2020	0.7430 USD
Call Option	Selling	500	98 USD	American	14 Feb 2020	0.4180 USD
Call Option	Selling	200	98 USD	American	21 Feb 2020	0.8800 USD
Call Option	Selling	600	98 USD	American	21 Aug 2020	5.2300 USD
Call Option	Selling	800	99 USD	American	14 Feb 2020	0.1337 USD
Call Option	Selling	300	99 USD	American	21 Feb 2020	0.6900 USD
Call Option	Selling	500	102 USD	American	14 Feb 2020	0.0600 USD
Call Option	Selling	200	102 USD	American	21 Feb 2020	0.2100 USD
Call Option	Selling	600	105 USD	American	14 Feb 2020	0.0400 USD
Call Option	Selling	4,300	105 USD	American	21 Feb 2020	0.0576 USD
Call Option	Selling	6,000	105 USD	American	6 Mar 2020	0.2798 USD
Call Option	Selling	600	105 USD	American	20 Mar 2020	0.5483 USD
Call Option	Selling	1,000	105 USD	American	27 Mar 2020	0.5110 USD
Call Option	Selling	400	106 USD	American	21 Feb 2020	0.0400 USD
Call Option	Selling	900	110 USD	American	20 Mar 2020	0.1622 USD
Call Option	Selling	5,300	115 USD	American	20 Mar 2020	0.0677 USD
Put Option	Purchasing	1,000	85 USD	American	20 Mar 2020	0.2000 USD
Put Option	Purchasing	200	90 USD	American	13 Mar 2020	0.8500 USD
Put Option	Purchasing	1,000	93 USD	American	21 Feb 2020	0.1900 USD
Put Option	Purchasing	100	93 USD	American	20 Mar 2020	1.2700 USD
Put Option	Purchasing	100,000	93 USD	American	15 Jan 2021	8.5000 USD
Put Option	Purchasing	500	94 USD	American	14 Feb 2020	0.0300 USD
Put Option	Purchasing	1,800	95 USD	American	21 Feb 2020	0.6122 USD
Put Option	Purchasing	2,100	97 USD	American	21 Feb 2020	1.5076 USD
Put Option	Purchasing	1,000	98 USD	American	21 Feb 2020	1.5200 USD
Put Option	Selling	2,200	65 USD	American	15 Jan 2021	1.3000 USD
Put Option	Selling	100	78 USD	American	19 Jun 2020	0.6400 USD
Put Option	Selling	500	83 USD	American	21 Feb 2020	0.0300 USD
Put Option	Selling	1,100	88 USD	American	20 Mar 2020	0.3609 USD
Put Option	Selling	1,000	88 USD	American	18 Sep 2020	3.8500 USD
Put Option	Selling	200	94 USD	American	13 Mar 2020	1.7900 USD
Put Option	Selling	300	96 USD	American	21 Feb 2020	1.0700 USD
Put Option	Selling	100	97 USD	American	14 Feb 2020	0.4500 USD
Put Option	Selling	1,000	98 USD	American	21 Feb 2020	1.8300 USD
Put Option	Selling	100	100 USD	American	13 Mar 2020	4.5000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	13 Feb 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	31,800	82.0000	American	Feb 21, 2020
Put Options	Written	11,200	80.0000	American	May 15, 2020
Call Options	Purchased	400	93.0000	American	Mar 6, 2020
Put Options	Written	2,800	75.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	90.0000	American	Mar 6, 2020
Put Options	Written	100	100.0000	American	Mar 13, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	6,900	94.5000	American	Feb 14, 2020
Put Options	Written	700	82.5000	American	Jan 15, 2021
Put Options	Written	100	80.0000	American	Mar 6, 2020
Put Options	Written	2,200	70.0000	American	May 15, 2020
Call Options	Purchased	500	75.0000	American	May 15, 2020
Call Options	Purchased	300	67.5000	American	Sep 18, 2020
Put Options	Written	300	90.0000	American	Mar 6, 2020
Call Options	Purchased	100	90.5000	American	Feb 14, 2020
Call Options	Purchased	1,200	90.0000	American	Feb 14, 2020
Call Options	Purchased	3,100	115.0000	American	Sep 18, 2020
Call Options	Purchased	3,100	87.5000	American	May 15, 2020
Put Options	Written	14,500	87.5000	American	Feb 21, 2020
Put Options	Written	1,200	85.0000	American	Jun 19, 2020
Put Options	Written	9,300	88.0000	American	Feb 21, 2020
Put Options	Written	4,200	84.5000	American	Feb 21, 2020
Call Options	Purchased	3,600	96.0000	American	Feb 21, 2020
Call Options	Purchased	25,600	100.0000	American	Mar 20, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Put Options	Written	1,100	94.0000	American	Feb 21, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Call Options	Written	-100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-800	92.0000	American	Feb 21, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,300	105.0000	American	Mar 6, 2020
Call Options	Written	-2,900	110.0000	American	Mar 20, 2020
Call Options	Written	-5,100	105.0000	American	Feb 21, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-100	70.0000	American	Feb 21, 2020
Call Options	Written	-200	85.0000	American	Mar 20, 2020
Call Options	Written	-100	110.0000	American	Jan 21, 2022
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-51,600	75.0000	American	Feb 21, 2020
Call Options	Written	-55,200	86.0000	American	Feb 21, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-14,900	90.0000	American	Jun 19, 2020
Call Options	Written	-400	101.0000	American	Feb 21, 2020
Call Options	Written	-1,300	91.0000	American	Feb 14, 2020
Put Options	Purchased	-100	75.0000	American	Feb 14, 2020
Call Options	Written	-400	105.0000	American	Jan 21, 2022
Call Options	Written	-400	84.5000	American	Feb 14, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-400	84.0000	American	Feb 14, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-2,200	99.0000	American	Feb 21, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-5,200	80.0000	American	Jan 21, 2022
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-22,000	82.5000	American	Feb 21, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Call Options	Purchased	2,300	90.0000	American	Mar 20, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	1,900	82.5000	American	Mar 20, 2020
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Call Options	Purchased	500	95.0000	American	Feb 21, 2020
Call Options	Purchased	200	94.0000	American	Feb 28, 2020
Call Options	Purchased	200	91.0000	American	Feb 28, 2020
Put Options	Written	5,700	91.0000	American	Feb 21, 2020
Call Options	Purchased	400	72.5000	American	May 15, 2020
Put Options	Written	1,200	94.0000	American	Mar 13, 2020
Put Options	Written	1,000	93.0000	American	Feb 14, 2020
Call Options	Purchased	300	84.5000	American	Mar 6, 2020
Call Options	Purchased	100	83.0000	American	Feb 28, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	4,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	100	87.0000	American	Mar 6, 2020
Call Options	Purchased	89,800	85.0000	American	Feb 21, 2020
Call Options	Purchased	4,500	85.5000	American	Feb 21, 2020
Put Options	Written	1,000	98.0000	American	Feb 21, 2020
Call Options	Purchased	900	91.5000	American	Feb 21, 2020
Call Options	Purchased	400	88.0000	American	Mar 13, 2020
Put Options	Written	200	86.0000	American	Feb 21, 2020
Call Options	Purchased	100	91.0000	American	Mar 6, 2020
Call Options	Purchased	7,900	92.5000	American	May 15, 2020
Call Options	Purchased	900	85.0000	American	Aug 21, 2020
Call Options	Purchased	400	82.0000	American	Feb 14, 2020
Call Options	Purchased	300	120.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	83.5000	American	Feb 21, 2020
Call Options	Purchased	12,400	95.0000	American	May 15, 2020
Put Options	Written	900	82.5000	American	Sep 18, 2020
Call Options	Purchased	5,400	87.5000	American	Mar 20, 2020
Call Options	Written	-2,000	99.0000	American	Feb 14, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-2,400	96.0000	American	Feb 14, 2020
Call Options	Written	-2,500	86.0000	American	Feb 14, 2020
Call Options	Written	-13,800	83.0000	American	Feb 21, 2020
Call Options	Written	-1,700	88.5000	American	Feb 14, 2020
Call Options	Written	-2,900	97.0000	American	Feb 14, 2020
Call Options	Written	-18,400	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,900	80.0000	American	Mar 20, 2020
Call Options	Written	-100	90.0000	American	Mar 27, 2020
Put Options	Purchased	-400	97.5000	American	May 15, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-5,100	125.0000	American	Aug 21, 2020
Put Options	Purchased	-1,200	90.5000	American	Feb 14, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Call Options	Written	-300	100.0000	American	Mar 13, 2020
Call Options	Written	-3,200	94.0000	American	Mar 13, 2020
Call Options	Written	-11,000	115.0000	American	Mar 20, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	88.5000	American	Feb 14, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-100	97.5000	American	Feb 21, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-3,700	91.5000	American	Feb 14, 2020
Call Options	Purchased	3,800	97.5000	American	May 15, 2020
Put Options	Written	1,800	84.5000	American	Feb 14, 2020
Put Options	Written	100	84.0000	American	Feb 28, 2020
Call Options	Purchased	2,200	105.0000	American	Jun 19, 2020
Put Options	Written	500	92.5000	American	Feb 14, 2020
Call Options	Purchased	200	86.5000	American	Feb 21, 2020
Put Options	Written	100	97.0000	American	Feb 14, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	700	88.0000	American	Feb 28, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	95.0000	American	Mar 20, 2020
Call Options	Purchased	300	90.5000	American	Feb 21, 2020
Put Options	Written	6,800	75.0000	American	May 15, 2020
Call Options	Purchased	900	90.5000	American	Feb 28, 2020
Call Options	Purchased	100	93.5000	American	Feb 21, 2020
Put Options	Written	500	95.0000	American	Mar 20, 2020
Put Options	Written	100	87.0000	American	Feb 21, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,500	88.0000	American	Feb 14, 2020
Put Options	Written	400	75.0000	American	Mar 20, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	9,700	97.5000	American	Mar 20, 2020
Call Options	Purchased	1,000	86.0000	American	Feb 28, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-6,900	72.5000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-100	89.5000	American	Mar 6, 2020
Call Options	Written	-300	89.0000	American	Feb 21, 2020
Put Options	Purchased	-300	85.0000	American	Feb 14, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	97.5000	American	Feb 21, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-10,600	77.5000	American	Mar 20, 2020
Call Options	Written	-100	94.0000	American	Feb 21, 2020
Call Options	Written	-1,100	110.0000	American	Feb 21, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-100	140.0000	American	Jun 19, 2020
Call Options	Written	-100	85.5000	American	Feb 14, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-10,800	98.0000	American	Feb 14, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Call Options	Written	-1,200	110.0000	American	Jun 19, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-2,700	85.0000	American	Jun 19, 2020
Call Options	Written	-4,100	85.0000	American	May 15, 2020
Put Options	Purchased	-4,800	40.0000	American	Jan 21, 2022
Put Options	Written	6,400	77.5000	American	Jan 15, 2021
Call Options	Purchased	5,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	5,100	92.5000	American	Mar 20, 2020
Put Options	Written	600	70.0000	American	Mar 20, 2020
Call Options	Purchased	4,700	92.0000	American	Feb 14, 2020
Put Options	Written	177,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,500	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	95.0000	American	Mar 6, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	2,500	82.5000	American	Feb 21, 2020
Call Options	Purchased	500	90.0000	American	Mar 13, 2020
Put Options	Written	156,100	65.0000	American	Jun 19, 2020
Put Options	Written	2,300	70.0000	American	Aug 21, 2020
Call Options	Purchased	600	110.0000	American	Aug 21, 2020
Call Options	Purchased	15,900	84.5000	American	Feb 21, 2020
Call Options	Purchased	200	87.5000	American	Feb 14, 2020
Put Options	Written	1,000	94.5000	American	Feb 14, 2020
Call Options	Purchased	400	75.0000	American	Jan 21, 2022
Call Options	Purchased	3,900	87.5000	American	Jun 19, 2020
Call Options	Purchased	600	83.0000	American	Feb 14, 2020
Put Options	Written	400	81.5000	American	Mar 6, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	11,900	91.0000	American	Feb 14, 2020
Put Options	Written	7,800	72.5000	American	Jun 19, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	8,300	93.0000	American	Feb 21, 2020
Call Options	Purchased	2,100	97.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	7,000	80.0000	American	May 15, 2020
Call Options	Purchased	4,300	92.5000	American	Mar 6, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	400	96.0000	American	Feb 14, 2020
Put Options	Written	1,100	85.0000	American	Feb 28, 2020
Put Options	Written	300	90.0000	American	Jun 19, 2020
Put Options	Written	2,900	80.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Aug 21, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	2,200	80.0000	American	Aug 21, 2020
Put Options	Written	300	96.0000	American	Feb 21, 2020
Call Options	Purchased	6,800	90.0000	American	Sep 18, 2020
Call Options	Purchased	5,800	87.5000	American	Feb 21, 2020
Put Options	Written	600	85.0000	American	May 15, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	97.0000	American	Feb 21, 2020
Put Options	Purchased	-2,500	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,200	90.0000	American	Feb 21, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-4,400	100.0000	American	Feb 21, 2020
Call Options	Written	-100	110.0000	American	Sep 18, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-1,100	67.5000	American	Sep 18, 2020
Call Options	Written	-79,300	70.0000	American	Jan 15, 2021
Call Options	Written	-300	70.0000	American	Jan 21, 2022
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-14,700	92.5000	American	Feb 21, 2020
Call Options	Written	-7,900	100.0000	American	Jan 15, 2021
Call Options	Written	-2,200	88.0000	American	Mar 6, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Put Options	Written	300	65.0000	American	May 15, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Put Options	Written	2,500	92.0000	American	Mar 13, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	400	91.5000	American	Feb 14, 2020
Call Options	Purchased	13,900	75.0000	American	Sep 18, 2020
Put Options	Written	6,000	84.0000	American	Feb 14, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	100	93.0000	American	Feb 28, 2020
Call Options	Purchased	40,000	90.0000	American	Feb 21, 2020
Put Options	Written	12,600	70.0000	American	Feb 21, 2020
Put Options	Written	100	82.0000	American	Feb 28, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Put Options	Written	5,200	83.5000	American	Feb 14, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	24,900	90.0000	American	Mar 20, 2020
Call Options	Purchased	12,500	90.0000	American	May 15, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	3,000	90.0000	American	Feb 14, 2020
Put Options	Written	100	86.5000	American	Feb 14, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	700	83.5000	American	Feb 21, 2020
Put Options	Written	800	67.5000	American	May 15, 2020
Call Options	Purchased	200	94.5000	American	Feb 28, 2020
Put Options	Purchased	-600	89.0000	American	Feb 21, 2020
Call Options	Written	-2,600	85.0000	American	Feb 14, 2020
Call Options	Written	-2,700	115.0000	American	Jun 19, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-1,000	85.0000	American	Mar 6, 2020
Put Options	Purchased	-1,100	92.5000	American	Feb 21, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-100	60.0000	American	Feb 21, 2020
Call Options	Written	-1,400	98.0000	American	Feb 21, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-1,000	82.5000	American	May 15, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-500	70.0000	American	Feb 28, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-14,000	87.0000	American	Feb 21, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	94.0000	American	Feb 14, 2020
Call Options	Written	-1,200	105.0000	American	Mar 27, 2020
Call Options	Written	-100	81.5000	American	Feb 14, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-3,300	130.0000	American	Jun 19, 2020
Call Options	Written	-200	102.0000	American	Feb 21, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-22,700	95.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	2,200	90.0000	American	Feb 28, 2020
Put Options	Written	800	87.5000	American	Jan 15, 2021
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	1,300	81.0000	American	Feb 21, 2020
Put Options	Written	2,000	57.5000	American	Sep 18, 2020
Put Options	Written	1,000	75.0000	American	Jan 15, 2021
Call Options	Purchased	400	84.5000	American	Mar 13, 2020
Call Options	Purchased	7,500	93.5000	American	Feb 14, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	11,100	87.5000	American	May 15, 2020
Call Options	Purchased	4,600	95.0000	American	Feb 28, 2020
Call Options	Purchased	500	91.0000	American	Feb 21, 2020
Put Options	Written	2,000	90.0000	American	May 15, 2020
Call Options	Purchased	1,000	100.0000	American	Sep 18, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	900	82.0000	American	Feb 21, 2020
Put Options	Written	300	89.0000	American	Feb 14, 2020
Call Options	Purchased	1,300	80.0000	American	Feb 21, 2020
Call Options	Purchased	100	75.0000	American	Feb 21, 2020
Call Options	Purchased	3,600	94.0000	American	Feb 14, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	93.0000	American	Feb 14, 2020
Put Options	Written	30,100	70.0000	American	Jun 19, 2020
Call Options	Written	-400	82.5000	American	Mar 6, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Call Options	Written	-11,100	100.0000	American	Feb 14, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,300	87.5000	American	Mar 20, 2020
Call Options	Written	-3,200	90.0000	American	Jan 15, 2021
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-100	80.0000	American	Feb 14, 2020
Put Options	Purchased	-1,800	83.0000	American	Feb 21, 2020
Put Options	Purchased	-300	93.5000	American	Feb 14, 2020
Call Options	Written	-18,700	95.0000	American	Jun 19, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-600	105.0000	American	Feb 14, 2020
Put Options	Purchased	-800	92.0000	American	Feb 14, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Purchased	300	55.0000	American	Jan 21, 2022
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	2,600	65.0000	American	Jan 15, 2021
Call Options	Purchased	300	88.5000	American	Feb 21, 2020
Call Options	Purchased	6,400	95.0000	American	Feb 14, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	700	91.5000	American	Feb 28, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	200	82.5000	American	Mar 20, 2020
Put Options	Written	13,300	84.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	105.0000	American	May 15, 2020
Call Options	Purchased	1,400	92.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	87.0000	American	Feb 14, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Put Options	Written	1,500	77.5000	American	Jun 19, 2020
Put Options	Written	1,100	65.0000	American	Sep 18, 2020
Put Options	Written	100	97.5000	American	Jan 21, 2022
Call Options	Purchased	1,300	85.0000	American	Feb 28, 2020
Call Options	Purchased	200	86.5000	American	Feb 14, 2020
Call Options	Purchased	200	89.5000	American	Feb 14, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Put Options	Written	100	130.0000	American	Jun 19, 2020
Put Options	Written	12,600	85.0000	American	Feb 21, 2020
Put Options	Written	800	87.5000	American	Sep 18, 2020
Call Options	Purchased	300	95.0000	American	Mar 13, 2020
Call Options	Purchased	1,600	92.5000	American	Feb 14, 2020
Put Options	Written	20,500	90.0000	American	Jan 15, 2021
Put Options	Written	3,500	67.5000	American	Feb 21, 2020
Call Options	Written	-8,400	100.0000	American	Jun 19, 2020
Call Options	Written	-2,200	94.0000	American	Mar 6, 2020
Call Options	Written	-800	103.0000	American	Feb 21, 2020
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Call Options	Written	-600	102.0000	American	Feb 14, 2020
Call Options	Written	-6,600	105.0000	American	Feb 28, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-1,600	95.0000	American	Feb 21, 2020
Call Options	Written	-5,000	105.0000	American	Mar 20, 2020
Put Options	Purchased	-600	88.5000	American	Feb 21, 2020
Call Options	Written	-1,900	95.0000	American	Aug 21, 2020
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Call Options	Written	-13,500	82.5000	American	May 15, 2020
Call Options	Written	-400	106.0000	American	Feb 21, 2020
Call Options	Written	-500	94.0000	American	Mar 27, 2020
Put Options	Purchased	-1,600	90.0000	American	Feb 28, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-5,000	101.0000	American	Feb 14, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	200	79.0000	American	Feb 14, 2020
Put Options	Written	15,200	80.0000	American	Feb 21, 2020
Put Options	Written	4,500	83.0000	American	Feb 14, 2020
Put Options	Written	100	82.0000	American	Feb 14, 2020
Call Options	Purchased	8,200	100.0000	American	May 15, 2020
Call Options	Purchased	7,400	77.5000	American	Jan 15, 2021
Call Options	Purchased	6,800	100.0000	American	Feb 28, 2020
Call Options	Purchased	300	92.0000	American	Feb 28, 2020
Call Options	Purchased	13,900	85.0000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	7,400	92.5000	American	Mar 20, 2020
Call Options	Purchased	1,500	100.0000	American	Mar 6, 2020
Call Options	Purchased	1,300	82.5000	American	Jun 19, 2020
Call Options	Purchased	100	91.5000	American	Mar 6, 2020
Put Options	Written	3,300	72.5000	American	May 15, 2020
Put Options	Purchased	-200	86.0000	American	Feb 28, 2020
Call Options	Written	-600	87.5000	American	Jan 15, 2021
Call Options	Written	-9,900	84.0000	American	Feb 21, 2020
Call Options	Written	-700	97.5000	American	Aug 21, 2020
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-500	85.5000	American	Feb 14, 2020
Call Options	Written	-1,500	88.0000	American	Feb 21, 2020
Call Options	Written	-4,500	95.0000	American	Jan 15, 2021
Call Options	Written	-200	93.5000	American	Mar 6, 2020
Call Options	Written	-3,500	110.0000	American	May 15, 2020
Put Options	Purchased	-200	90.0000	American	Mar 13, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-17,900	85.0000	American	Mar 20, 2020
Call Options	Written	-1,100	120.0000	American	Jun 19, 2020
Put Options	Purchased	-3,600	81.0000	American	Feb 21, 2020
Put Options	Purchased	-500	83.5000	American	Feb 28, 2020
Call Options	Written	-1,200	80.0000	American	Jan 15, 2021
Call Options	Written	-300	94.5000	American	Feb 21, 2020
Call Options	Written	-3,200	140.0000	American	Jan 15, 2021
Call Options	Written	-2,700	82.5000	American	Jan 15, 2021
Put Options	Purchased	-16,100	77.5000	American	Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200213005407/en/