Form 8.3 - ABBVIE INC
BARCLAYS PLC
Â
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ABBVIE INC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 07 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
2,321,976 |
0.16% |
3,572,359 |
0.24% |
||
 |
 |
 |
 |
||
(2) |
Derivatives (other than options): | Â |
 |
 |
 |
1,537,744 |
0.10% |
16,500 |
0.00% |
||
 |
 |
 |
 |
||
(3) |
Options and agreements to | Â |
 |
 |
 |
purchase/sell: | 2,131,200 |
0.14% |
1,068,700 |
0.07% |
|
 |
 |
 |
 |
||
TOTAL: | Â |
 |
 |
 |
|
5,990,920 |
0.41% |
4,657,559 |
0.31% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
 |
Number |
 |
(%) |
Number |
 |
(%) |
(1) Relevant securities |
 |
 |
||||
 (2) Derivatives (other than options) |
 |
 |
||||
 (3) Options and agreements to purchase/sell |
 |
 |
||||
Total |
 |
 |
||||
 |
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
5 |
75.2600 USD |
Purchase |
23 |
75.1400 USD |
Purchase |
45 |
75.0700 USD |
Purchase |
48 |
74.2375 USD |
Purchase |
50 |
74.7600 USD |
Purchase |
50 |
74.1100 USD |
Purchase |
53 |
74.4800 USD |
Purchase |
69 |
74.3100 USD |
Purchase |
81 |
74.3906 USD |
Purchase |
85 |
74.7000 USD |
Purchase |
100 |
74.2900 USD |
Purchase |
100 |
74.5500 USD |
Purchase |
100 |
74.4100 USD |
Purchase |
100 |
74.1400 USD |
Purchase |
100 |
74.4000 USD |
Purchase |
200 |
75.1075 USD |
Purchase |
200 |
74.3600 USD |
Purchase |
200 |
74.2800 USD |
Purchase |
200 |
74.2700 USD |
Purchase |
200 |
74.1250 USD |
Purchase |
200 |
74.6900 USD |
Purchase |
200 |
75.0450 USD |
Purchase |
200 |
74.4200 USD |
Purchase |
200 |
75.1000 USD |
Purchase |
250 |
74.3680 USD |
Purchase |
300 |
74.3566 USD |
Purchase |
300 |
75.1233 USD |
Purchase |
400 |
74.1300 USD |
Purchase |
400 |
74.2350 USD |
Purchase |
500 |
74.3715 USD |
Purchase |
601 |
75.1824 USD |
Purchase |
673 |
75.1168 USD |
Purchase |
700 |
75.0771 USD |
Purchase |
1,000 |
74.9905 USD |
Purchase |
1,030 |
74.4005 USD |
Purchase |
1,090 |
75.0901 USD |
Purchase |
1,200 |
74.3950 USD |
Purchase |
1,202 |
75.0574 USD |
Purchase |
1,386 |
75.1328 USD |
Purchase |
1,416 |
75.1678 USD |
Purchase |
1,750 |
74.4440 USD |
Purchase |
2,600 |
75.1638 USD |
Purchase |
2,677 |
75.1205 USD |
Purchase |
3,100 |
74.5358 USD |
Purchase |
4,335 |
74.9468 USD |
Purchase |
4,500 |
74.3925 USD |
Purchase |
4,777 |
74.4600 USD |
Purchase |
5,049 |
74.4295 USD |
Purchase |
5,239 |
75.1016 USD |
Purchase |
5,887 |
74.6995 USD |
Purchase |
7,703 |
74.5767 USD |
Purchase |
13,450 |
74.3054 USD |
Purchase |
14,400 |
74.5914 USD |
Purchase |
15,332 |
74.4776 USD |
Purchase |
19,718 |
74.4173 USD |
Purchase |
25,000 |
74.5868 USD |
Purchase |
28,333 |
74.5903 USD |
Purchase |
40,156 |
74.6539 USD |
Purchase |
40,537 |
74.6207 USD |
Purchase |
40,731 |
74.3300 USD |
Purchase |
62,883 |
74.5055 USD |
Sale |
48 |
74.2375 USD |
Sale |
58 |
74.8913 USD |
Sale |
81 |
74.3906 USD |
Sale |
100 |
74.3100 USD |
Sale |
100 |
74.7300 USD |
Sale |
100 |
74.3600 USD |
Sale |
100 |
74.2900 USD |
Sale |
100 |
75.0300 USD |
Sale |
100 |
75.1000 USD |
Sale |
100 |
74.7800 USD |
Sale |
105 |
74.1385 USD |
Sale |
108 |
74.9037 USD |
Sale |
200 |
74.1250 USD |
Sale |
200 |
74.6778 USD |
Sale |
200 |
74.3400 USD |
Sale |
200 |
74.1800 USD |
Sale |
200 |
74.9800 USD |
Sale |
200 |
74.8550 USD |
Sale |
200 |
74.9200 USD |
Sale |
242 |
74.4123 USD |
Sale |
300 |
74.7466 USD |
Sale |
300 |
74.4883 USD |
Sale |
300 |
75.1033 USD |
Sale |
328 |
74.2461 USD |
Sale |
351 |
74.8868 USD |
Sale |
353 |
74.4800 USD |
Sale |
400 |
74.2312 USD |
Sale |
400 |
74.2937 USD |
Sale |
400 |
74.8100 USD |
Sale |
400 |
74.9175 USD |
Sale |
500 |
74.5700 USD |
Sale |
544 |
74.4649 USD |
Sale |
600 |
74.9933 USD |
Sale |
600 |
74.9383 USD |
Sale |
600 |
74.8533 USD |
Sale |
600 |
74.6933 USD |
Sale |
600 |
74.1866 USD |
Sale |
600 |
74.1608 USD |
Sale |
600 |
74.8450 USD |
Sale |
719 |
74.6104 USD |
Sale |
959 |
74.7282 USD |
Sale |
1,090 |
75.0901 USD |
Sale |
1,117 |
74.6772 USD |
Sale |
1,150 |
74.3704 USD |
Sale |
1,200 |
74.2350 USD |
Sale |
1,400 |
74.4964 USD |
Sale |
1,400 |
74.5491 USD |
Sale |
1,441 |
74.6190 USD |
Sale |
1,500 |
74.3055 USD |
Sale |
1,534 |
74.3094 USD |
Sale |
1,556 |
74.5970 USD |
Sale |
1,792 |
74.3146 USD |
Sale |
2,055 |
74.5078 USD |
Sale |
2,500 |
74.5628 USD |
Sale |
2,872 |
74.4032 USD |
Sale |
3,652 |
74.3147 USD |
Sale |
3,700 |
74.8920 USD |
Sale |
3,797 |
74.6194 USD |
Sale |
4,084 |
74.8815 USD |
Sale |
4,739 |
74.5967 USD |
Sale |
4,747 |
74.5215 USD |
Sale |
5,932 |
74.6471 USD |
Sale |
6,400 |
74.5978 USD |
Sale |
8,000 |
74.5415 USD |
Sale |
8,714 |
74.6549 USD |
Sale |
10,400 |
74.6168 USD |
Sale |
11,409 |
74.8176 USD |
Sale |
17,227 |
74.3561 USD |
Sale |
20,309 |
75.1214 USD |
Sale |
20,900 |
74.5833 USD |
Sale |
33,133 |
74.3868 USD |
Sale |
41,186 |
74.6475 USD |
Sale |
41,392 |
74.3300 USD |
Sale |
80,059 |
74.4969 USD |
(b) Derivatives transactions (other than options transactions)
Product Name | Nature of transaction | Number of relevant securities | Price per |
unit | |||
SWAP |
Long |
302 |
74.6200 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Call Option |
Purchasing |
100 |
73 USD |
American |
18 Oct 2019 |
2.3000 USD |
Call Option |
Purchasing |
100 |
73 USD |
American |
8 Nov 2019 |
2.7500 USD |
Call Option |
Purchasing |
100 |
75 USD |
American |
18 Oct 2019 |
0.7600 USD |
Call Option |
Purchasing |
300 |
75 USD |
American |
17 Jan 2020 |
3.2000 USD |
Call Option |
Purchasing |
100 |
76 USD |
American |
18 Oct 2019 |
0.4000 USD |
Call Option |
Purchasing |
100 |
77 USD |
American |
11 Oct 2019 |
0.0700 USD |
Call Option |
Purchasing |
200 |
78 USD |
American |
15 Nov 2019 |
0.9600 USD |
Call Option |
Purchasing |
100 |
80 USD |
American |
25 Oct 2019 |
0.1000 USD |
Call Option |
Purchasing |
300 |
80 USD |
American |
15 Nov 2019 |
0.5500 USD |
Call Option |
Selling |
100 |
73 USD |
American |
11 Oct 2019 |
1.4900 USD |
Call Option |
Selling |
8,300 |
75 USD |
American |
11 Oct 2019 |
0.5051 USD |
Call Option |
Selling |
300 |
75 USD |
American |
15 Nov 2019 |
1.9600 USD |
Call Option |
Selling |
6,700 |
76 USD |
American |
11 Oct 2019 |
0.1947 USD |
Call Option |
Selling |
100 |
77 USD |
American |
11 Oct 2019 |
0.1200 USD |
Put Option |
Purchasing |
400 |
60 USD |
American |
21 Feb 2020 |
1.0800 USD |
Put Option |
Purchasing |
400 |
70 USD |
American |
18 Oct 2019 |
0.2700 USD |
Put Option |
Purchasing |
100 |
70 USD |
American |
15 Nov 2019 |
1.3400 USD |
Put Option |
Purchasing |
200 |
72 USD |
American |
18 Oct 2019 |
0.5300 USD |
Put Option |
Purchasing |
300 |
80 USD |
American |
15 May 2020 |
10.9500 USD |
Put Option |
Selling |
100 |
43 USD |
American |
21 Jan 2022 |
3.0900 USD |
Put Option |
Selling |
300 |
45 USD |
American |
21 Jan 2022 |
3.4100 USD |
Put Option |
Selling |
400 |
60 USD |
American |
15 Nov 2019 |
0.1500 USD |
Put Option |
Selling |
2,000 |
68 USD |
American |
15 Jan 2021 |
8.0000 USD |
Put Option |
Selling |
100 |
73 USD |
American |
11 Oct 2019 |
0.3200 USD |
Put Option |
Selling |
200 |
76 USD |
American |
18 Oct 2019 |
2.5200 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
 |
 |
 |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
 |
 |
  |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing |
and any other person relating to the voting rights of any relevant securities under any option |
referred to on this form or relating to the voting rights or future acquisition or disposal of any |
relevant securities to which any derivative referred to on this form is referenced. If none, this |
should be stated. |
NONE |
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 8 Oct 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options |
Purchased |
8,000 |
68.0000 |
American |
Oct 25, 2019 |
Put Options |
Written |
3,000 |
50.0000 |
American |
Nov 15, 2019 |
Put Options |
Written |
99,500 |
60.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
1,100 |
85.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
200 |
75.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
72.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
6,000 |
82.5000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
800 |
74.0000 |
American |
Oct 11, 2019 |
Put Options |
Written |
200 |
72.5000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
3,700 |
72.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
350,000 |
65.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
1,000 |
82.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
400 |
70.0000 |
American |
Oct 25, 2019 |
Put Options |
Written |
18,200 |
62.5000 |
American |
Oct 18, 2019 |
Put Options |
Written |
800 |
82.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
1,000 |
66.5000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
200 |
55.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
5,200 |
77.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
16,200 |
70.0000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
13,300 |
72.5000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
700 |
50.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
200 |
75.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-500 |
70.0000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-1,000 |
130.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,500 |
130.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,700 |
65.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-4,500 |
57.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-7,300 |
97.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-300 |
120.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-300 |
72.0000 |
American |
Oct 18, 2019 |
Put Options |
Purchased |
-600 |
82.5000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-1,100 |
37.5000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-3,000 |
135.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,400 |
75.0000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-700 |
65.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,300 |
75.0000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-19,500 |
90.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-900 |
135.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
76.5000 |
American |
Oct 11, 2019 |
Call Options |
Written |
-300 |
78.0000 |
American |
Oct 18, 2019 |
Put Options |
Purchased |
-600 |
55.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-3,600 |
50.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,100 |
47.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-8,500 |
70.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-1,700 |
57.5000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-300 |
92.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-600 |
105.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
95.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-1,000 |
70.0000 |
American |
Oct 25, 2019 |
Call Options |
Written |
-5,300 |
76.0000 |
American |
Oct 11, 2019 |
Put Options |
Written |
2,600 |
50.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
1,000 |
145.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
65.0000 |
American |
Nov 1, 2019 |
Put Options |
Written |
50,000 |
57.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
5,400 |
77.5000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
1,300 |
55.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
36,900 |
80.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
200 |
85.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
100 |
80.0000 |
American |
Oct 11, 2019 |
Put Options |
Written |
15,400 |
42.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
49,600 |
95.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
302,400 |
60.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
73,000 |
70.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
4,200 |
45.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
2,400 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
300 |
62.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
500 |
67.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
900 |
72.5000 |
American |
Oct 25, 2019 |
Put Options |
Written |
1,000 |
72.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
3,300 |
47.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
4,000 |
55.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
2,000 |
57.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-700 |
72.5000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-14,100 |
55.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-900 |
77.5000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-18,200 |
110.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,100 |
68.0000 |
American |
Oct 18, 2019 |
Put Options |
Purchased |
-100 |
95.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,000 |
47.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-2,600 |
55.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-4,500 |
67.0000 |
American |
Oct 25, 2019 |
Call Options |
Written |
-10,000 |
110.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-10,900 |
82.5000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-11,400 |
130.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-100 |
120.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-400 |
95.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
200 |
75.0000 |
American |
Nov 1, 2019 |
Call Options |
Purchased |
100 |
105.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
1,000 |
60.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
400 |
70.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
200 |
87.5000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
2,300 |
60.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
400 |
62.5000 |
American |
May 15, 2020 |
Put Options |
Written |
6,600 |
62.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
200 |
80.0000 |
American |
Oct 25, 2019 |
Call Options |
Purchased |
2,500 |
60.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
18,600 |
72.5000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-600 |
55.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-28,900 |
60.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-700 |
66.0000 |
American |
Nov 1, 2019 |
Call Options |
Written |
-1,900 |
97.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-14,700 |
87.5000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-1,600 |
110.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-400 |
110.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-500 |
95.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-500 |
75.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-1,500 |
92.5000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-1,600 |
75.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
67.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-300 |
80.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-2,000 |
45.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-2,600 |
105.0000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-12,100 |
95.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-100 |
100.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-4,300 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,300 |
50.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
85.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-600 |
42.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-800 |
125.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-1,200 |
85.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-1,900 |
115.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-5,200 |
40.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
3,000 |
62.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
1,000 |
82.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
400 |
32.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
125,000 |
80.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
2,500 |
47.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
151,000 |
65.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
600 |
87.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
3,200 |
55.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
600 |
65.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
100 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,000 |
65.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
25,600 |
67.5000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
104,000 |
77.5000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
4,500 |
69.0000 |
American |
Oct 25, 2019 |
Put Options |
Written |
300 |
80.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
1,600 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
900 |
42.5000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
200 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
800 |
155.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
37,300 |
57.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
100 |
37.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-300 |
73.5000 |
American |
Oct 18, 2019 |
Call Options |
Written |
-400 |
82.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-2,800 |
42.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-5,100 |
85.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-13,400 |
100.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
75.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-18,400 |
85.0000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-800 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-300 |
110.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
75.0000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-500 |
68.5000 |
American |
Oct 25, 2019 |
Call Options |
Written |
-6,900 |
105.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-100 |
67.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-2,100 |
97.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-2,200 |
70.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-75,000 |
70.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-200 |
70.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-1,300 |
72.5000 |
American |
Oct 18, 2019 |
Put Options |
Purchased |
-2,200 |
40.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-100 |
80.0000 |
American |
Oct 18, 2019 |
Call Options |
Written |
-4,100 |
115.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-5,000 |
42.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-400 |
67.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-2,200 |
100.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-1,000 |
105.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
500 |
67.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
300 |
77.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
28,300 |
62.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
18,600 |
70.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
400 |
60.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
200 |
76.0000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
100 |
73.0000 |
American |
Nov 8, 2019 |
Call Options |
Purchased |
1,000 |
64.0000 |
American |
Oct 11, 2019 |
Put Options |
Written |
400 |
70.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
9,900 |
74.0000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
6,500 |
65.0000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
3,200 |
55.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
200 |
110.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
3,200 |
85.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
200 |
76.0000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
11,000 |
75.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
400 |
47.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
200 |
70.0000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
100 |
62.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
18,700 |
60.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
500 |
82.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
30,700 |
80.0000 |
American |
Nov 15, 2019 |
Put Options |
Written |
800 |
55.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
5,000 |
90.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
400 |
77.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
100 |
73.0000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
1,400 |
65.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
100 |
59.5000 |
American |
Oct 25, 2019 |
Put Options |
Purchased |
-71,000 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-8,600 |
75.0000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-13,100 |
69.0000 |
American |
Oct 25, 2019 |
Call Options |
Written |
-2,700 |
125.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-900 |
90.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-3,100 |
145.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-3,100 |
57.5000 |
American |
Oct 18, 2019 |
Call Options |
Written |
-2,500 |
185.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-100,100 |
120.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-900 |
60.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-800 |
50.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-2,800 |
72.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,100 |
80.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,300 |
92.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-300 |
130.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-5,000 |
35.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-400 |
73.5000 |
American |
Nov 1, 2019 |
Put Options |
Purchased |
-22,300 |
65.0000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-8,200 |
75.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-1,000 |
60.0000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-2,300 |
115.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-700 |
42.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,400 |
45.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-600 |
72.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
1,500 |
45.0000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
4,300 |
75.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
4,100 |
74.0000 |
American |
Oct 25, 2019 |
Put Options |
Written |
400 |
60.0000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
9,500 |
80.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
25,300 |
75.0000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
200 |
71.0000 |
American |
Nov 1, 2019 |
Call Options |
Purchased |
6,700 |
72.5000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
10,300 |
75.0000 |
American |
Oct 18, 2019 |
Put Options |
Written |
6,100 |
80.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
90,000 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
26,200 |
70.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
1,100 |
77.0000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
300 |
75.5000 |
American |
Nov 1, 2019 |
Call Options |
Purchased |
24,700 |
67.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
200 |
55.0000 |
American |
Nov 15, 2019 |
Put Options |
Written |
100 |
80.0000 |
American |
Nov 15, 2019 |
Put Options |
Written |
300 |
35.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-1,600 |
68.0000 |
American |
Oct 25, 2019 |
Call Options |
Written |
-100 |
90.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,600 |
69.5000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-100 |
80.0000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-18,100 |
95.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-52,900 |
82.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-100 |
180.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-2,000 |
150.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-300 |
42.5000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-800 |
92.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-9,000 |
69.5000 |
American |
Oct 25, 2019 |
Put Options |
Purchased |
-2,100 |
40.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-200 |
62.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-500 |
87.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-2,200 |
62.5000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-2,300 |
76.5000 |
American |
Oct 18, 2019 |
Put Options |
Purchased |
-6,700 |
70.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-1,700 |
87.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-2,100 |
115.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-9,500 |
72.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
500 |
85.0000 |
American |
May 15, 2020 |
Put Options |
Written |
500 |
45.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
100 |
65.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
75,000 |
70.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
9,000 |
68.5000 |
American |
Oct 25, 2019 |
Call Options |
Purchased |
1,200 |
57.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
3,200 |
80.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
6,000 |
105.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
2,000 |
50.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
400 |
57.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
100 |
78.0000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
100 |
71.0000 |
American |
Oct 25, 2019 |
Put Options |
Written |
100 |
72.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
6,800 |
85.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
2,800 |
67.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
2,300 |
47.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
16,800 |
70.0000 |
American |
Oct 18, 2019 |
Put Options |
Written |
300 |
67.0000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-200 |
55.0000 |
American |
Oct 18, 2019 |
Call Options |
Written |
-10,400 |
100.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-39,800 |
67.5000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-300 |
71.0000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-900 |
40.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-11,700 |
70.0000 |
American |
Oct 18, 2019 |
Call Options |
Written |
-15,500 |
87.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-1,000 |
100.0000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-300 |
68.0000 |
American |
Oct 11, 2019 |
Call Options |
Written |
-200 |
105.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
67.5000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-69,400 |
100.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-13,800 |
90.0000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-11,400 |
85.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-6,600 |
105.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-27,500 |
62.5000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-3,100 |
62.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
4,900 |
75.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
2,300 |
47.5000 |
American |
Nov 15, 2019 |
Call Options |
Purchased |
800 |
77.5000 |
American |
Oct 11, 2019 |
Put Options |
Written |
100 |
62.5000 |
American |
Oct 25, 2019 |
Put Options |
Written |
1,100 |
45.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
15,800 |
65.0000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
200 |
74.0000 |
American |
Oct 18, 2019 |
Put Options |
Written |
8,500 |
65.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
4,300 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,300 |
80.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
63.0000 |
American |
Oct 11, 2019 |
Call Options |
Purchased |
1,500 |
77.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
4,000 |
59.5000 |
American |
Oct 11, 2019 |
Put Options |
Written |
200 |
73.0000 |
American |
Nov 22, 2019 |
Call Options |
Purchased |
4,400 |
67.5000 |
American |
Oct 18, 2019 |
Call Options |
Purchased |
1,300 |
65.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
100 |
69.0000 |
American |
Oct 18, 2019 |
Put Options |
Written |
400 |
85.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,700 |
57.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
14,300 |
77.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
400 |
72.5000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-500 |
47.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-6,900 |
92.5000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-15,700 |
67.5000 |
American |
Oct 18, 2019 |
Call Options |
Written |
-2,200 |
82.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,000 |
62.0000 |
American |
Oct 11, 2019 |
Call Options |
Written |
-13,300 |
90.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-100 |
62.5000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-6,500 |
95.0000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-100 |
72.5000 |
American |
Oct 11, 2019 |
Put Options |
Purchased |
-6,800 |
100.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-12,300 |
60.0000 |
American |
Nov 15, 2019 |
Put Options |
Purchased |
-300 |
77.5000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-2,200 |
72.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-3,100 |
95.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-5,000 |
100.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-14,700 |
70.0000 |
American |
Nov 15, 2019 |
Call Options |
Written |
-400 |
80.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-500 |
62.5000 |
American |
Oct 18, 2019 |
Put Options |
Purchased |
-9,400 |
90.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-3,100 |
135.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-1,000 |
87.5000 |
American |
Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191008005488/en/