FORM 8.3 – ABBVIE INC

FORM 8.3 – ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	25 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,719,409	0.18%	3,656,590	0.25%
					Â
(2)	Derivatives (other than options):
		1,654,860	0.11%	16,500	0.00%
					Â
(3)	Options and agreements to
	purchase/sell:	1,849,200	0.13%	1,033,700	0.07%
					Â
	TOTAL:
		6,223,469	0.42%	4,706,790	0.32%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	61	72.3891 USD
Purchase	69	72.5649 USD
Purchase	96	72.1331 USD
Purchase	100	72.4400 USD
Purchase	100	72.0800 USD
Purchase	100	72.1300 USD
Purchase	116	72.7934 USD
Purchase	150	72.8100 USD
Purchase	200	72.1225 USD
Purchase	210	72.0302 USD
Purchase	300	72.1227 USD
Purchase	400	72.5950 USD
Purchase	400	72.1375 USD
Purchase	401	72.6000 USD
Purchase	461	72.4809 USD
Purchase	500	72.1440 USD
Purchase	500	72.1830 USD
Purchase	500	72.0780 USD
Purchase	507	72.5260 USD
Purchase	600	72.1350 USD
Purchase	696	72.2063 USD
Purchase	700	72.4514 USD
Purchase	751	72.1200 USD
Purchase	792	72.5696 USD
Purchase	796	72.1400 USD
Purchase	800	72.4087 USD
Purchase	1,002	72.2118 USD
Purchase	1,046	72.6084 USD
Purchase	1,200	72.4170 USD
Purchase	1,447	72.1962 USD
Purchase	1,810	72.2089 USD
Purchase	1,905	72.1851 USD
Purchase	2,338	72.1825 USD
Purchase	2,543	72.2707 USD
Purchase	2,700	72.5740 USD
Purchase	2,800	72.5562 USD
Purchase	2,961	72.2687 USD
Purchase	2,964	72.2215 USD
Purchase	3,025	72.2158 USD
Purchase	3,104	72.1680 USD
Purchase	3,740	72.6450 USD
Purchase	4,364	72.5572 USD
Purchase	4,514	72.2359 USD
Purchase	5,076	72.3449 USD
Purchase	5,080	72.0945 USD
Purchase	5,200	72.4884 USD
Purchase	7,251	72.5700 USD
Purchase	7,766	72.3447 USD
Purchase	9,100	72.4537 USD
Purchase	9,173	72.1749 USD
Purchase	9,183	72.2524 USD
Purchase	9,476	72.0916 USD
Purchase	10,789	72.5640 USD
Purchase	12,488	72.3577 USD
Purchase	13,775	72.6109 USD
Purchase	13,970	72.3237 USD
Purchase	14,227	72.3360 USD
Purchase	16,703	72.1085 USD
Purchase	20,200	72.4251 USD
Purchase	23,062	72.3116 USD
Purchase	27,432	72.1705 USD
Purchase	32,600	72.4513 USD
Purchase	34,112	72.0900 USD
Purchase	35,576	72.4978 USD
Purchase	44,764	72.4512 USD
Purchase	46,546	72.6079 USD
Purchase	72,138	72.4814 USD
Purchase	76,550	72.4705 USD
Sale	2	72.0600 USD
Sale	15	72.0300 USD
Sale	100	72.1600 USD
Sale	100	72.2700 USD
Sale	100	72.6500 USD
Sale	100	72.4200 USD
Sale	100	72.4400 USD
Sale	102	72.4696 USD
Sale	200	72.6250 USD
Sale	200	72.5400 USD
Sale	200	72.2800 USD
Sale	200	72.4125 USD
Sale	296	72.1400 USD
Sale	299	72.4566 USD
Sale	300	72.7700 USD
Sale	300	72.6433 USD
Sale	300	72.2183 USD
Sale	300	72.4300 USD
Sale	375	72.5766 USD
Sale	376	72.0774 USD
Sale	400	72.7150 USD
Sale	400	72.3900 USD
Sale	400	72.3825 USD
Sale	430	72.5176 USD
Sale	496	72.1380 USD
Sale	500	72.6920 USD
Sale	502	72.2873 USD
Sale	515	72.3892 USD
Sale	528	72.2717 USD
Sale	600	72.2475 USD
Sale	600	72.2600 USD
Sale	600	72.3691 USD
Sale	700	72.1200 USD
Sale	700	72.2135 USD
Sale	700	72.6714 USD
Sale	899	72.6015 USD
Sale	900	72.5333 USD
Sale	914	72.6479 USD
Sale	947	72.2235 USD
Sale	1,000	72.6120 USD
Sale	1,170	72.6101 USD
Sale	1,248	72.5021 USD
Sale	1,319	72.2861 USD
Sale	1,452	72.5707 USD
Sale	1,500	72.7657 USD
Sale	1,500	72.5900 USD
Sale	1,539	72.4826 USD
Sale	1,769	72.5559 USD
Sale	2,099	72.2655 USD
Sale	2,100	72.7221 USD
Sale	2,152	72.3959 USD
Sale	2,206	72.5921 USD
Sale	2,355	72.6177 USD
Sale	2,405	72.5444 USD
Sale	2,678	72.5032 USD
Sale	3,143	72.5497 USD
Sale	3,203	72.5585 USD
Sale	3,576	72.5989 USD
Sale	3,700	72.5591 USD
Sale	3,798	72.6509 USD
Sale	3,900	72.5569 USD
Sale	4,918	72.3317 USD
Sale	4,927	72.3662 USD
Sale	6,300	72.2827 USD
Sale	6,659	72.2404 USD
Sale	6,700	72.5086 USD
Sale	6,880	72.1002 USD
Sale	8,925	72.5052 USD
Sale	11,600	72.4145 USD
Sale	12,729	72.5422 USD
Sale	13,034	72.1684 USD
Sale	16,604	72.6286 USD
Sale	18,600	72.4491 USD
Sale	19,516	72.4765 USD
Sale	21,478	72.3550 USD
Sale	22,083	72.1140 USD
Sale	24,100	72.4823 USD
Sale	31,111	72.5649 USD
Sale	35,048	72.0900 USD
Sale	40,467	72.4581 USD
Sale	45,282	72.4126 USD
Sale	50,815	72.1693 USD
Sale	116,599	72.9500 USD
Sale	141,540	72.4628 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	58 USD	American	15 Jan 2021	16.0000 USD
Call Option	Purchasing	2,100	73 USD	American	27 Sep 2019	0.6761 USD
Call Option	Purchasing	100	73 USD	American	15 Nov 2019	2.0400 USD
Call Option	Purchasing	200	74 USD	American	27 Sep 2019	0.3900 USD
Call Option	Purchasing	100	74 USD	American	4 Oct 2019	0.3300 USD
Call Option	Purchasing	100	74 USD	American	4 Oct 2019	0.4900 USD
Call Option	Purchasing	100	74 USD	American	18 Oct 2019	0.6400 USD
Call Option	Purchasing	100	75 USD	American	11 Oct 2019	0.4000 USD
Call Option	Purchasing	100	75 USD	American	18 Oct 2019	0.3500 USD
Call Option	Purchasing	500	75 USD	American	17 Jan 2020	2.4900 USD
Call Option	Purchasing	100	75 USD	American	15 Jan 2021	5.7500 USD
Call Option	Purchasing	100	77 USD	American	4 Oct 2019	0.0600 USD
Call Option	Purchasing	600	78 USD	American	17 Jan 2020	1.7100 USD
Call Option	Purchasing	200	80 USD	American	15 Nov 2019	0.3600 USD
Call Option	Purchasing	8,300	80 USD	American	17 Jan 2020	1.0343 USD
Call Option	Purchasing	600	80 USD	American	19 Jun 2020	2.3900 USD
Call Option	Purchasing	100	80 USD	American	15 Jan 2021	4.0100 USD
Call Option	Purchasing	400	83 USD	American	17 Jan 2020	0.6400 USD
Call Option	Purchasing	100	83 USD	American	21 Feb 2020	0.9500 USD
Call Option	Purchasing	5,000	90 USD	American	21 Feb 2020	0.2800 USD
Call Option	Purchasing	200	110 USD	American	21 Jan 2022	1.1550 USD
Call Option	Selling	100	72 USD	American	27 Sep 2019	0.6100 USD
Call Option	Selling	200	72 USD	American	27 Sep 2019	0.9400 USD
Call Option	Selling	1,300	73 USD	American	27 Sep 2019	0.3800 USD
Call Option	Selling	100	73 USD	American	4 Oct 2019	0.8800 USD
Call Option	Selling	100	80 USD	American	18 Oct 2019	0.0500 USD
Call Option	Selling	100	100 USD	American	15 Nov 2019	0.0200 USD
Put Option	Purchasing	800	63 USD	American	17 Jan 2020	1.3100 USD
Put Option	Purchasing	200	68 USD	American	15 Nov 2019	1.3200 USD
Put Option	Purchasing	300	71 USD	American	4 Oct 2019	0.3500 USD
Put Option	Purchasing	200	72 USD	American	27 Sep 2019	0.2200 USD
Put Option	Purchasing	400	72 USD	American	27 Sep 2019	0.3300 USD
Put Option	Purchasing	900	73 USD	American	15 Nov 2019	3.2200 USD
Put Option	Purchasing	1,000	74 USD	American	27 Sep 2019	1.2000 USD
Put Option	Purchasing	1,500	75 USD	American	17 Jan 2020	6.3500 USD
Put Option	Selling	300	40 USD	American	21 Jan 2022	2.3800 USD
Put Option	Selling	800	45 USD	American	21 Jan 2022	3.6437 USD
Put Option	Selling	200	48 USD	American	21 Jan 2022	4.2100 USD
Put Option	Selling	900	68 USD	American	15 Nov 2019	1.3100 USD
Put Option	Selling	1,000	73 USD	American	27 Sep 2019	0.5600 USD
Put Option	Selling	400	73 USD	American	15 May 2020	6.8500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	26 Sep 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	3,600	72.5000	American	Feb 21, 2020
Put Options	Written	350,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	200	75.0000	American	May 15, 2020
Call Options	Purchased	1,000	74.0000	American	Oct 4, 2019
Call Options	Purchased	400	67.5000	American	Oct 4, 2019
Call Options	Purchased	16,100	70.0000	American	Nov 15, 2019
Call Options	Purchased	3,200	82.5000	American	Nov 15, 2019
Call Options	Purchased	8,000	68.0000	American	Oct 25, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	8,800	72.5000	American	Nov 15, 2019
Put Options	Written	5,200	77.5000	American	Jan 17, 2020
Call Options	Purchased	400	70.0000	American	Oct 25, 2019
Call Options	Purchased	1,000	66.5000	American	Oct 11, 2019
Put Options	Written	2,900	50.0000	American	Nov 15, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Put Options	Written	200	70.0000	American	Sep 27, 2019
Put Options	Written	18,100	62.5000	American	Oct 18, 2019
Put Options	Written	9,500	60.0000	American	Jun 19, 2020
Put Options	Written	800	82.5000	American	Jan 17, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	200	75.0000	American	Jun 19, 2020
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-1,400	75.0000	American	Nov 15, 2019
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	65.5000	American	Sep 27, 2019
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-1,100	68.0000	American	Oct 4, 2019
Put Options	Purchased	-4,200	65.0000	American	Jan 17, 2020
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-300	70.0000	American	Oct 11, 2019
Call Options	Written	-1,000	68.5000	American	Oct 4, 2019
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Call Options	Written	-7,300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	70.0000	American	Oct 25, 2019
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-500	66.5000	American	Oct 4, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-20,200	90.0000	American	Jun 19, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	47.5000	American	Jun 19, 2020
Put Options	Purchased	-4,500	57.5000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	21,500	80.0000	American	Jan 17, 2020
Put Options	Written	100	68.5000	American	Oct 4, 2019
Put Options	Written	100	67.5000	American	Oct 4, 2019
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Call Options	Purchased	100	73.0000	American	Oct 4, 2019
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	2,700	45.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	72.5000	American	Oct 25, 2019
Put Options	Written	3,300	47.5000	American	Jan 17, 2020
Put Options	Written	100	65.0000	American	Oct 4, 2019
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,200	77.5000	American	Oct 18, 2019
Call Options	Purchased	500	67.5000	American	Feb 21, 2020
Put Options	Written	2,200	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	73.5000	American	Oct 4, 2019
Put Options	Written	1,000	72.5000	American	Feb 21, 2020
Put Options	Written	300	62.5000	American	Sep 18, 2020
Put Options	Purchased	-10,900	82.5000	American	Nov 15, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-5,700	76.0000	American	Oct 4, 2019
Call Options	Written	-500	72.5000	American	Sep 27, 2019
Put Options	Purchased	-600	72.5000	American	Nov 15, 2019
Put Options	Purchased	-15,100	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-11,400	130.0000	American	Jan 17, 2020
Call Options	Written	-400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-800	70.0000	American	Feb 21, 2020
Put Options	Purchased	-100	73.5000	American	Oct 4, 2019
Put Options	Purchased	-4,500	67.0000	American	Oct 25, 2019
Put Options	Purchased	-900	77.5000	American	Nov 15, 2019
Call Options	Purchased	8,300	75.0000	American	Oct 4, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	400	74.0000	American	Sep 27, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	18,000	72.5000	American	Jan 17, 2020
Put Options	Written	600	71.5000	American	Sep 27, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Put Options	Written	7,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	300	70.0000	American	Oct 4, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	75.0000	American	Oct 11, 2019
Call Options	Purchased	200	80.0000	American	Oct 25, 2019
Call Options	Purchased	2,900	70.0000	American	Feb 21, 2020
Put Options	Written	200	87.5000	American	Nov 15, 2019
Call Options	Purchased	100	75.0000	American	Nov 1, 2019
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-700	66.0000	American	Nov 1, 2019
Put Options	Purchased	-4,800	40.0000	American	Jan 21, 2022
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	73.5000	American	Sep 27, 2019
Call Options	Written	-1,300	65.5000	American	Sep 27, 2019
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-500	75.0000	American	May 15, 2020
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-27,700	60.0000	American	Jan 17, 2020
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-14,600	87.5000	American	Nov 15, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Written	3,000	62.5000	American	Feb 21, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	100	65.0000	American	Jan 17, 2020
Put Options	Written	32,800	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	700	71.0000	American	Sep 27, 2019
Call Options	Purchased	600	82.5000	American	Feb 21, 2020
Put Options	Written	100	73.0000	American	Oct 4, 2019
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Put Options	Written	300	80.0000	American	Jun 19, 2020
Call Options	Purchased	100	71.5000	American	Sep 27, 2019
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Written	200	60.0000	American	Sep 27, 2019
Put Options	Written	800	47.5000	American	Jan 21, 2022
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	94,100	77.5000	American	Nov 15, 2019
Call Options	Purchased	24,900	67.5000	American	Nov 15, 2019
Call Options	Purchased	4,500	69.0000	American	Oct 25, 2019
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-17,400	85.0000	American	Nov 15, 2019
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Call Options	Written	-1,700	68.0000	American	Sep 27, 2019
Call Options	Written	-100	80.0000	American	Oct 18, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-2,200	100.0000	American	Feb 21, 2020
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Put Options	Purchased	-500	68.5000	American	Oct 25, 2019
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-400	82.5000	American	Jun 19, 2020
Put Options	Purchased	-100	64.5000	American	Sep 27, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-500	72.0000	American	Sep 27, 2019
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Put Options	Purchased	-600	60.0000	American	Oct 18, 2019
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-100	66.0000	American	Sep 27, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	72.5000	American	Oct 18, 2019
Call Options	Purchased	6,400	65.0000	American	Nov 15, 2019
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Call Options	Purchased	200	73.0000	American	Oct 11, 2019
Call Options	Purchased	100	60.0000	American	Jan 15, 2021
Call Options	Purchased	100	76.0000	American	Oct 11, 2019
Call Options	Purchased	100	69.0000	American	Sep 27, 2019
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	18,200	70.0000	American	Jan 17, 2020
Call Options	Purchased	18,300	80.0000	American	Nov 15, 2019
Call Options	Purchased	100	76.5000	American	Oct 4, 2019
Put Options	Written	500	64.0000	American	Sep 27, 2019
Put Options	Written	600	55.0000	American	Feb 21, 2020
Call Options	Purchased	18,700	60.0000	American	Jan 17, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Put Options	Written	9,900	74.0000	American	Oct 18, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	400	47.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Feb 21, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	500	67.5000	American	Jan 17, 2020
Call Options	Purchased	5,000	90.0000	American	Feb 21, 2020
Put Options	Written	100	59.5000	American	Oct 25, 2019
Put Options	Purchased	-2,800	72.5000	American	Jun 19, 2020
Put Options	Purchased	-15,100	65.0000	American	Nov 15, 2019
Call Options	Written	-600	78.0000	American	Oct 4, 2019
Put Options	Purchased	-73,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-600	72.5000	American	Jun 19, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	57.5000	American	Oct 18, 2019
Call Options	Written	-300	73.5000	American	Nov 1, 2019
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-100	72.5000	American	Oct 4, 2019
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-7,700	75.0000	American	Jan 17, 2020
Put Options	Purchased	-2,200	65.0000	American	Sep 27, 2019
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Put Options	Purchased	-600	60.0000	American	Feb 21, 2020
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	300	75.5000	American	Nov 1, 2019
Call Options	Purchased	4,100	74.0000	American	Oct 25, 2019
Call Options	Purchased	500	70.5000	American	Sep 27, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	100	62.5000	American	Oct 4, 2019
Put Options	Written	100	80.0000	American	Nov 15, 2019
Call Options	Purchased	10,000	75.0000	American	Oct 18, 2019
Call Options	Purchased	3,700	75.0000	American	Feb 21, 2020
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Put Options	Written	200	55.0000	American	Nov 15, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	21,200	75.0000	American	Nov 15, 2019
Call Options	Purchased	6,600	72.5000	American	Oct 18, 2019
Call Options	Purchased	200	73.5000	American	Sep 27, 2019
Call Options	Purchased	9,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	2,900	80.0000	American	Feb 21, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Put Options	Purchased	-2,000	69.5000	American	Oct 25, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-9,500	72.5000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-200	87.5000	American	Jan 17, 2020
Put Options	Purchased	-1,600	68.0000	American	Oct 25, 2019
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-55,000	82.5000	American	Jan 17, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-6,300	70.0000	American	Jan 17, 2020
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Put Options	Purchased	-400	70.5000	American	Oct 4, 2019
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Written	200	72.5000	American	Sep 27, 2019
Call Options	Purchased	2,000	50.0000	American	Jan 17, 2020
Put Options	Written	300	67.0000	American	Oct 11, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	17,000	70.0000	American	Oct 18, 2019
Call Options	Purchased	6,700	85.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	73.0000	American	Sep 27, 2019
Put Options	Written	1,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	100	74.5000	American	Oct 4, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	1,400	67.5000	American	Jun 19, 2020
Call Options	Purchased	2,700	80.0000	American	Jun 19, 2020
Put Options	Written	100	72.5000	American	Sep 18, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	100	71.0000	American	Oct 25, 2019
Call Options	Purchased	100	78.0000	American	Oct 11, 2019
Call Options	Purchased	9,000	68.5000	American	Oct 25, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-400	68.0000	American	Oct 11, 2019
Put Options	Purchased	-11,400	70.0000	American	Oct 18, 2019
Call Options	Written	-3,100	62.5000	American	Jan 17, 2020
Call Options	Written	-100	72.0000	American	Sep 27, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-200	45.0000	American	Jan 21, 2022
Call Options	Written	-200	77.5000	American	Sep 18, 2020
Call Options	Written	-12,900	85.0000	American	Jan 17, 2020
Put Options	Purchased	-1,400	73.0000	American	Sep 27, 2019
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-15,500	87.5000	American	Jan 17, 2020
Put Options	Purchased	-29,000	62.5000	American	Nov 15, 2019
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	67.0000	American	Sep 27, 2019
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-39,600	67.5000	American	Nov 15, 2019
Put Options	Written	100	70.0000	American	Oct 4, 2019
Call Options	Purchased	4,400	67.5000	American	Oct 18, 2019
Call Options	Purchased	300	67.0000	American	Sep 27, 2019
Put Options	Written	200	59.0000	American	Sep 27, 2019
Call Options	Purchased	100	75.0000	American	Sep 27, 2019
Call Options	Purchased	1,400	57.5000	American	Jan 15, 2021
Call Options	Purchased	5,100	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,200	67.5000	American	Sep 27, 2019
Call Options	Purchased	200	74.0000	American	Oct 18, 2019
Put Options	Written	15,800	65.0000	American	Oct 18, 2019
Call Options	Purchased	5,100	70.0000	American	Sep 27, 2019
Put Options	Written	1,000	66.0000	American	Sep 27, 2019
Put Options	Written	2,300	47.5000	American	Nov 15, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	900	77.5000	American	Feb 21, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	2,100	75.0000	American	Jan 17, 2020
Put Options	Written	400	72.5000	American	May 15, 2020
Put Options	Written	4,000	59.5000	American	Oct 11, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	100	62.5000	American	Oct 25, 2019
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-2,100	77.5000	American	Jan 15, 2021
Put Options	Purchased	-13,000	60.0000	American	Nov 15, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-2,400	80.0000	American	Jan 15, 2021
Call Options	Written	-500	62.5000	American	Oct 18, 2019
Put Options	Purchased	-1,800	72.5000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-1,000	57.5000	American	Sep 27, 2019
Call Options	Written	-6,900	92.5000	American	Jan 17, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-7,600	70.0000	American	Nov 15, 2019
Put Options	Purchased	-15,400	67.5000	American	Oct 18, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190926005456/en/