Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 11 July 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,761,343 | 0.11% | 2,101,125 | 0.13% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 1,615,205 | 0.10% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 282,900 | 0.02% | 473,400 | 0.03% | |||||||
 |  |  |  |  |  | ||||||
TOTAL: | |||||||||||
3,659,448 | 0.23% | 2,574,525 | 0.16% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 22 | 55.1899 USD | ||||
ORD | Purchase | 22 | 55.1900 USD | ||||
ORD | Purchase | 39 | 55.5100 USD | ||||
ORD | Purchase | 100 | 54.9450 USD | ||||
ORD | Purchase | 100 | 55.0900 USD | ||||
ORD | Purchase | 100 | 55.1200 USD | ||||
ORD | Purchase | 100 | 55.1550 USD | ||||
ORD | Purchase | 118 | 54.9300 USD | ||||
ORD | Purchase | 124 | 56.1480 USD | ||||
ORD | Purchase | 140 | 56.1357 USD | ||||
ORD | Purchase | 200 | 54.9550 USD | ||||
ORD | Purchase | 200 | 55.0300 USD | ||||
ORD | Purchase | 200 | 55.1000 USD | ||||
ORD | Purchase | 200 | 55.1250 USD | ||||
ORD | Purchase | 200 | 55.1600 USD | ||||
ORD | Purchase | 200 | 55.1799 USD | ||||
ORD | Purchase | 300 | 54.9850 USD | ||||
ORD | Purchase | 300 | 55.1433 USD | ||||
ORD | Purchase | 300 | 55.4066 USD | ||||
ORD | Purchase | 300 | 56.1466 USD | ||||
ORD | Purchase | 400 | 55.3500 USD | ||||
ORD | Purchase | 450 | 55.7900 USD | ||||
ORD | Purchase | 457 | 55.3799 USD | ||||
ORD | Purchase | 460 | 55.2378 USD | ||||
ORD | Purchase | 478 | 55.2377 USD | ||||
ORD | Purchase | 500 | 54.9839 USD | ||||
ORD | Purchase | 500 | 55.0520 USD | ||||
ORD | Purchase | 560 | 55.1860 USD | ||||
ORD | Purchase | 700 | 54.8528 USD | ||||
ORD | Purchase | 700 | 55.0000 USD | ||||
ORD | Purchase | 700 | 55.0150 USD | ||||
ORD | Purchase | 790 | 54.9027 USD | ||||
ORD | Purchase | 800 | 55.0062 USD | ||||
ORD | Purchase | 901 | 55.0831 USD | ||||
ORD | Purchase | 955 | 55.2414 USD | ||||
ORD | Purchase | 1,000 | 55.0255 USD | ||||
ORD | Purchase | 1,100 | 54.9936 USD | ||||
ORD | Purchase | 1,300 | 55.0480 USD | ||||
ORD | Purchase | 1,400 | 54.9675 USD | ||||
ORD | Purchase | 1,498 | 55.1475 USD | ||||
ORD | Purchase | 1,500 | 55.0933 USD | ||||
ORD | Purchase | 1,500 | 55.1120 USD | ||||
ORD | Purchase | 1,600 | 54.9434 USD | ||||
ORD | Purchase | 1,600 | 55.0518 USD | ||||
ORD | Purchase | 2,200 | 54.9518 USD | ||||
ORD | Purchase | 2,400 | 55.1118 USD | ||||
ORD | Purchase | 2,462 | 54.8979 USD | ||||
ORD | Purchase | 2,751 | 55.2539 USD | ||||
ORD | Purchase | 3,300 | 55.0934 USD | ||||
ORD | Purchase | 3,734 | 55.0064 USD | ||||
ORD | Purchase | 3,993 | 55.1744 USD | ||||
ORD | Purchase | 4,113 | 54.9899 USD | ||||
ORD | Purchase | 4,173 | 55.0668 USD | ||||
ORD | Purchase | 4,625 | 54.7973 USD | ||||
ORD | Purchase | 5,200 | 55.0686 USD | ||||
ORD | Purchase | 6,200 | 54.9787 USD | ||||
ORD | Purchase | 6,272 | 55.6868 USD | ||||
ORD | Purchase | 6,272 | 55.6869 USD | ||||
ORD | Purchase | 6,730 | 55.0242 USD | ||||
ORD | Purchase | 7,126 | 55.0194 USD | ||||
ORD | Purchase | 7,325 | 54.7949 USD | ||||
ORD | Purchase | 7,900 | 55.0500 USD | ||||
ORD | Purchase | 8,500 | 55.8771 USD | ||||
ORD | Purchase | 8,600 | 55.0641 USD | ||||
ORD | Purchase | 8,900 | 55.0057 USD | ||||
ORD | Purchase | 8,981 | 55.1220 USD | ||||
ORD | Purchase | 9,471 | 55.0449 USD | ||||
ORD | Purchase | 9,500 | 55.1297 USD | ||||
ORD | Purchase | 9,566 | 55.0474 USD | ||||
ORD | Purchase | 9,652 | 55.2530 USD | ||||
ORD | Purchase | 13,031 | 55.0009 USD | ||||
ORD | Purchase | 14,936 | 55.8048 USD | ||||
ORD | Purchase | 15,000 | 55.6543 USD | ||||
ORD | Purchase | 15,500 | 55.0351 USD | ||||
ORD | Purchase | 15,758 | 55.0450 USD | ||||
ORD | Purchase | 17,841 | 55.0797 USD | ||||
ORD | Purchase | 20,268 | 54.9924 USD | ||||
ORD | Purchase | 20,557 | 54.7525 USD | ||||
ORD | Purchase | 22,438 | 54.9728 USD | ||||
ORD | Purchase | 22,653 | 55.1111 USD | ||||
ORD | Purchase | 25,720 | 55.0432 USD | ||||
ORD | Purchase | 27,196 | 55.3640 USD | ||||
ORD | Purchase | 31,022 | 55.0527 USD | ||||
ORD | Purchase | 35,600 | 54.9600 USD | ||||
ORD | Purchase | 55,844 | 55.2161 USD | ||||
ORD | Purchase | 69,447 | 54.9832 USD | ||||
ORD | Purchase | 72,784 | 55.2618 USD | ||||
ORD | Purchase | 102,925 | 55.0701 USD | ||||
ORD | Purchase | 122,181 | 55.1743 USD | ||||
ORD | Sale | 62 | 55.9301 USD | ||||
ORD | Sale | 72 | 54.8400 USD | ||||
ORD | Sale | 88 | 56.0500 USD | ||||
ORD | Sale | 100 | 54.9800 USD | ||||
ORD | Sale | 100 | 55.1050 USD | ||||
ORD | Sale | 100 | 55.2000 USD | ||||
ORD | Sale | 100 | 55.3500 USD | ||||
ORD | Sale | 122 | 55.1900 USD | ||||
ORD | Sale | 148 | 55.0597 USD | ||||
ORD | Sale | 160 | 55.0262 USD | ||||
ORD | Sale | 195 | 55.1400 USD | ||||
ORD | Sale | 200 | 54.5300 USD | ||||
ORD | Sale | 200 | 55.1000 USD | ||||
ORD | Sale | 200 | 55.1500 USD | ||||
ORD | Sale | 200 | 55.2250 USD | ||||
ORD | Sale | 200 | 55.2900 USD | ||||
ORD | Sale | 200 | 55.3700 USD | ||||
ORD | Sale | 200 | 55.9225 USD | ||||
ORD | Sale | 200 | 56.2050 USD | ||||
ORD | Sale | 258 | 55.2620 USD | ||||
ORD | Sale | 300 | 55.2083 USD | ||||
ORD | Sale | 341 | 54.9908 USD | ||||
ORD | Sale | 375 | 55.8813 USD | ||||
ORD | Sale | 400 | 55.1175 USD | ||||
ORD | Sale | 400 | 55.2550 USD | ||||
ORD | Sale | 446 | 54.9950 USD | ||||
ORD | Sale | 450 | 55.7900 USD | ||||
ORD | Sale | 469 | 55.2213 USD | ||||
ORD | Sale | 469 | 55.2377 USD | ||||
ORD | Sale | 490 | 55.4853 USD | ||||
ORD | Sale | 500 | 55.1380 USD | ||||
ORD | Sale | 500 | 55.2410 USD | ||||
ORD | Sale | 500 | 55.4460 USD | ||||
ORD | Sale | 700 | 55.1357 USD | ||||
ORD | Sale | 700 | 55.8528 USD | ||||
ORD | Sale | 725 | 55.7493 USD | ||||
ORD | Sale | 770 | 56.1361 USD | ||||
ORD | Sale | 794 | 55.2800 USD | ||||
ORD | Sale | 800 | 54.9306 USD | ||||
ORD | Sale | 800 | 55.0106 USD | ||||
ORD | Sale | 891 | 55.5262 USD | ||||
ORD | Sale | 1,000 | 55.2355 USD | ||||
ORD | Sale | 1,200 | 55.0991 USD | ||||
ORD | Sale | 1,300 | 55.2346 USD | ||||
ORD | Sale | 1,379 | 54.9341 USD | ||||
ORD | Sale | 1,405 | 55.0820 USD | ||||
ORD | Sale | 1,500 | 56.2933 USD | ||||
ORD | Sale | 1,596 | 55.0472 USD | ||||
ORD | Sale | 1,655 | 55.8764 USD | ||||
ORD | Sale | 1,692 | 55.0503 USD | ||||
ORD | Sale | 1,694 | 54.9982 USD | ||||
ORD | Sale | 1,800 | 56.2988 USD | ||||
ORD | Sale | 1,810 | 55.2885 USD | ||||
ORD | Sale | 1,900 | 55.6121 USD | ||||
ORD | Sale | 2,000 | 55.2580 USD | ||||
ORD | Sale | 2,079 | 56.1190 USD | ||||
ORD | Sale | 2,391 | 54.9997 USD | ||||
ORD | Sale | 2,463 | 55.8181 USD | ||||
ORD | Sale | 2,495 | 55.4630 USD | ||||
ORD | Sale | 2,600 | 54.9596 USD | ||||
ORD | Sale | 2,600 | 55.7078 USD | ||||
ORD | Sale | 2,700 | 55.0789 USD | ||||
ORD | Sale | 2,700 | 55.1251 USD | ||||
ORD | Sale | 2,800 | 56.2928 USD | ||||
ORD | Sale | 3,075 | 55.0389 USD | ||||
ORD | Sale | 3,200 | 55.1765 USD | ||||
ORD | Sale | 3,362 | 55.7042 USD | ||||
ORD | Sale | 3,442 | 55.2593 USD | ||||
ORD | Sale | 4,000 | 55.3591 USD | ||||
ORD | Sale | 4,444 | 55.0550 USD | ||||
ORD | Sale | 4,736 | 55.2266 USD | ||||
ORD | Sale | 4,798 | 55.3491 USD | ||||
ORD | Sale | 5,400 | 54.9684 USD | ||||
ORD | Sale | 5,550 | 55.5794 USD | ||||
ORD | Sale | 6,000 | 55.4355 USD | ||||
ORD | Sale | 6,272 | 55.6868 USD | ||||
ORD | Sale | 6,400 | 55.2064 USD | ||||
ORD | Sale | 6,653 | 54.9567 USD | ||||
ORD | Sale | 7,200 | 55.1215 USD | ||||
ORD | Sale | 7,252 | 55.5665 USD | ||||
ORD | Sale | 8,700 | 55.0652 USD | ||||
ORD | Sale | 9,943 | 54.9738 USD | ||||
ORD | Sale | 10,000 | 54.9804 USD | ||||
ORD | Sale | 10,815 | 55.3077 USD | ||||
ORD | Sale | 11,000 | 55.0965 USD | ||||
ORD | Sale | 11,932 | 55.1865 USD | ||||
ORD | Sale | 12,000 | 55.1306 USD | ||||
ORD | Sale | 15,000 | 55.6542 USD | ||||
ORD | Sale | 18,731 | 55.0673 USD | ||||
ORD | Sale | 19,000 | 54.9842 USD | ||||
ORD | Sale | 19,200 | 54.7400 USD | ||||
ORD | Sale | 21,260 | 55.1750 USD | ||||
ORD | Sale | 23,342 | 55.2168 USD | ||||
ORD | Sale | 29,849 | 55.1733 USD | ||||
ORD | Sale | 32,713 | 55.5478 USD | ||||
ORD | Sale | 45,132 | 54.9600 USD | ||||
ORD | Sale | 54,997 | 54.8802 USD | ||||
ORD | Sale | 130,330 | 55.1603 USD | ||||
ORD | Sale | 224,452 | 55.0225 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 900 | 35 USD | American | 15 Jan 2016 | 18.5000 USD | ||||||||
ORD | Call Options | Purchasing | 900 | 37.5 USD | American | 15 Jan 2016 | 17.0000 USD | ||||||||
ORD | Call Options | Purchasing | 8,600 | 40 USD | American | 17 Jan 2015 | 15.8000 USD | ||||||||
ORD | Call Options | Purchasing | 100 | 50 USD | American | 16 Aug 2014 | 5.6000 USD | ||||||||
ORD | Call Options | Purchasing | 12,000 | 52.5 USD | American | 19 Jul 2014 | 3.3000 USD | ||||||||
ORD | Call Options | Purchasing | 100 | 55 USD | American | 17 Jan 2015 | 3.5200 USD | ||||||||
ORD | Call Options | Purchasing | 64,700 | 57.5 USD | American | 19 Jul 2014 | 0.3074 USD | ||||||||
ORD | Call Options | Purchasing | 21,500 | 57.5 USD | American | 19 Jul 2014 | 0.3151 USD | ||||||||
ORD | Call Options | Purchasing | 2,000 | 65 USD | American | 15 Jan 2016 | 2.5500 USD | ||||||||
ORD | Call Options | Purchasing | 200 | 70 USD | American | 17 Jan 2015 | 26.6000 USD | ||||||||
ORD | Call Options | Selling | 64,700 | 55 USD | American | 19 Jul 2014 | 1.1574 USD | ||||||||
ORD | Put Options | Selling | 1,000 | 40 USD | American | 17 Jan 2015 | 0.4000 USD | ||||||||
ORD | Put Options | Selling | 700 | 52.5 USD | American | 16 Aug 2014 | 0.7000 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 14 Jul 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Purchased | -300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -600 | 35.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -2,600 | 40.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,700 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -900 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -29,700 | 45.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -11,700 | 47.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -4,000 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -4,100 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,400 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -16,000 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Purchased | -5,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 4,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,300 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,700 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 1,300 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 5,200 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,300 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,700 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 42,700 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 5,700 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 4,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,000 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 123,300 | 57.5000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 16,400 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 600 | 60.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 13,200 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,700 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,500 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 2,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -5,000 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -3,300 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,400 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100,500 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Written | -124,500 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -1,300 | 57.5000 | American | 20 Feb 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.