FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	01 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,244,121	0.15%	4,061,701	0.28%
(2)	Derivatives (other than options):
		2,087,024	0.14%	516,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,443,000	0.10%	1,500,500	0.10%
	TOTAL:
		5,774,145	0.39%	6,079,102	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	57	73.5050 USD
Purchase	67	72.5416 USD
Purchase	80	72.6600 USD
Purchase	90	73.4550 USD
Purchase	100	73.0300 USD
Purchase	100	72.7900 USD
Purchase	100	72.8100 USD
Purchase	100	73.1200 USD
Purchase	100	73.5400 USD
Purchase	100	72.5050 USD
Purchase	100	73.8100 USD
Purchase	100	94.5000 USD
Purchase	125	72.9600 USD
Purchase	136	72.2552 USD
Purchase	136	72.2553 USD
Purchase	159	73.3900 USD
Purchase	172	73.2590 USD
Purchase	187	72.5406 USD
Purchase	200	72.8000 USD
Purchase	200	72.7950 USD
Purchase	210	73.2833 USD
Purchase	227	73.5800 USD
Purchase	310	73.3758 USD
Purchase	313	73.2180 USD
Purchase	400	72.5762 USD
Purchase	400	73.4775 USD
Purchase	400	72.7475 USD
Purchase	435	73.2003 USD
Purchase	440	73.2500 USD
Purchase	440	72.3504 USD
Purchase	443	73.5551 USD
Purchase	473	73.2358 USD
Purchase	500	73.0940 USD
Purchase	500	72.7960 USD
Purchase	500	73.5520 USD
Purchase	500	73.1860 USD
Purchase	500	73.2440 USD
Purchase	600	72.3833 USD
Purchase	600	72.6816 USD
Purchase	749	73.4243 USD
Purchase	800	73.5212 USD
Purchase	900	73.1177 USD
Purchase	900	72.6811 USD
Purchase	963	72.4000 USD
Purchase	987	73.1974 USD
Purchase	1,000	73.4000 USD
Purchase	1,017	73.2535 USD
Purchase	1,021	72.4768 USD
Purchase	1,087	72.6822 USD
Purchase	1,100	73.5309 USD
Purchase	1,100	72.6809 USD
Purchase	1,100	73.5286 USD
Purchase	1,176	72.4492 USD
Purchase	1,300	72.6573 USD
Purchase	1,504	72.7492 USD
Purchase	1,600	72.4753 USD
Purchase	1,784	72.7175 USD
Purchase	1,800	72.7923 USD
Purchase	1,896	72.9792 USD
Purchase	1,900	72.4184 USD
Purchase	1,907	73.4301 USD
Purchase	1,943	73.2305 USD
Purchase	2,100	73.2964 USD
Purchase	2,276	73.2299 USD
Purchase	2,496	72.6851 USD
Purchase	2,886	72.9772 USD
Purchase	3,212	72.6538 USD
Purchase	3,444	72.5388 USD
Purchase	3,530	73.0430 USD
Purchase	3,561	72.5525 USD
Purchase	3,575	73.1031 USD
Purchase	3,785	72.9407 USD
Purchase	4,191	73.3407 USD
Purchase	4,300	72.9589 USD
Purchase	4,656	73.2103 USD
Purchase	4,983	73.0741 USD
Purchase	5,334	73.5002 USD
Purchase	6,996	73.0574 USD
Purchase	7,615	72.9961 USD
Purchase	8,738	72.8104 USD
Purchase	9,015	72.1007 USD
Purchase	9,700	72.8800 USD
Purchase	12,069	73.0889 USD
Purchase	12,288	73.0111 USD
Purchase	13,441	72.9325 USD
Purchase	13,762	73.0393 USD
Purchase	14,231	72.3281 USD
Purchase	19,380	72.3600 USD
Purchase	23,062	72.7210 USD
Purchase	23,903	72.7361 USD
Purchase	25,919	72.8905 USD
Purchase	36,422	73.3627 USD
Purchase	40,067	73.4200 USD
Purchase	45,468	73.0952 USD
Purchase	52,203	73.2337 USD
Purchase	65,786	72.6285 USD
Purchase	68,900	72.6335 USD
Purchase	420,892	72.8460 USD
Sale	1	72.8000 USD
Sale	2	73.0900 USD
Sale	4	72.9100 USD
Sale	6	73.3366 USD
Sale	12	72.6691 USD
Sale	16	72.5337 USD
Sale	26	73.4300 USD
Sale	36	72.2700 USD
Sale	40	73.4500 USD
Sale	51	72.0350 USD
Sale	53	73.4800 USD
Sale	65	72.6300 USD
Sale	75	73.0058 USD
Sale	80	72.6600 USD
Sale	98	72.4316 USD
Sale	100	73.0300 USD
Sale	100	73.5200 USD
Sale	100	72.0000 USD
Sale	100	72.2000 USD
Sale	100	72.9400 USD
Sale	100	73.5000 USD
Sale	100	72.3800 USD
Sale	100	72.2500 USD
Sale	100	72.8450 USD
Sale	100	72.7300 USD
Sale	105	72.0490 USD
Sale	114	72.4894 USD
Sale	125	72.9600 USD
Sale	136	72.2552 USD
Sale	200	72.0450 USD
Sale	200	73.5300 USD
Sale	200	73.4600 USD
Sale	200	73.4350 USD
Sale	201	73.0536 USD
Sale	202	72.0216 USD
Sale	206	72.4893 USD
Sale	241	72.9867 USD
Sale	265	72.5784 USD
Sale	300	72.7400 USD
Sale	300	72.8066 USD
Sale	300	73.5450 USD
Sale	300	72.7466 USD
Sale	300	73.4766 USD
Sale	315	72.0575 USD
Sale	335	73.1185 USD
Sale	379	72.7500 USD
Sale	400	72.2175 USD
Sale	400	72.8025 USD
Sale	438	72.8221 USD
Sale	459	73.3098 USD
Sale	466	71.8683 USD
Sale	486	72.5840 USD
Sale	500	72.0220 USD
Sale	522	72.5051 USD
Sale	564	71.9824 USD
Sale	600	73.3333 USD
Sale	602	72.0890 USD
Sale	700	72.3728 USD
Sale	701	72.8696 USD
Sale	802	72.8930 USD
Sale	802	72.0225 USD
Sale	849	73.3696 USD
Sale	900	73.4150 USD
Sale	900	73.0544 USD
Sale	901	72.0246 USD
Sale	902	72.2852 USD
Sale	930	72.0253 USD
Sale	1,000	72.6210 USD
Sale	1,000	72.7960 USD
Sale	1,040	73.4000 USD
Sale	1,100	72.7900 USD
Sale	1,100	73.5309 USD
Sale	1,200	72.1175 USD
Sale	1,213	73.0946 USD
Sale	1,800	73.2523 USD
Sale	1,807	72.0193 USD
Sale	1,896	72.9792 USD
Sale	1,920	72.0286 USD
Sale	2,328	72.0029 USD
Sale	2,446	72.6202 USD
Sale	3,516	72.7144 USD
Sale	4,200	72.5566 USD
Sale	4,499	72.6912 USD
Sale	5,087	72.8102 USD
Sale	5,334	73.5002 USD
Sale	6,121	72.9369 USD
Sale	7,012	72.3868 USD
Sale	7,700	72.7245 USD
Sale	7,845	72.4990 USD
Sale	9,700	72.8800 USD
Sale	12,288	73.0111 USD
Sale	12,790	73.2581 USD
Sale	14,362	72.3600 USD
Sale	14,925	73.0783 USD
Sale	15,900	72.5911 USD
Sale	16,099	72.7947 USD
Sale	18,066	72.7701 USD
Sale	19,461	72.8271 USD
Sale	20,983	72.3863 USD
Sale	24,377	72.8653 USD
Sale	30,776	72.7479 USD
Sale	53,900	72.6499 USD
Sale	57,866	73.0806 USD
Sale	58,200	72.6995 USD
Sale	61,288	72.8584 USD
Sale	67,173	73.1109 USD
Sale	67,369	73.4200 USD
Sale	73,317	72.8892 USD
Sale	82,538	72.7517 USD
Sale	93,900	73.0462 USD
Sale	106,511	72.8405 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	75 USD	American	15 Jan 2021	7.0500 USD
Call Option	Purchasing	100	78 USD	American	21 Aug 2020	4.6000 USD
Call Option	Purchasing	1,700	80 USD	American	3 Apr 2020	0.1500 USD
Call Option	Purchasing	300	80 USD	American	21 Aug 2020	3.6000 USD
Call Option	Purchasing	200	80 USD	American	18 Sep 2020	3.8000 USD
Call Option	Purchasing	3,800	85 USD	American	21 Aug 2020	2.0963 USD
Call Option	Purchasing	300	85 USD	American	18 Sep 2020	3.0000 USD
Call Option	Purchasing	100	90 USD	American	21 Aug 2020	1.4000 USD
Call Option	Purchasing	200	90 USD	American	15 Jan 2021	2.7000 USD
Call Option	Purchasing	300	93 USD	American	15 Jan 2021	1.9000 USD
Call Option	Purchasing	800	98 USD	American	17 Apr 2020	0.0500 USD
Call Option	Purchasing	1,000	100 USD	American	21 Jan 2022	3.0000 USD
Call Option	Purchasing	200	115 USD	American	21 Jan 2022	1.7500 USD
Call Option	Selling	3,300	73 USD	American	19 Jun 2020	5.5121 USD
Call Option	Selling	100	75 USD	American	17 Apr 2020	1.7500 USD
Call Option	Selling	100	75 USD	American	15 May 2020	3.4800 USD
Call Option	Selling	100	76 USD	American	1 May 2020	1.5000 USD
Call Option	Selling	100	77 USD	American	3 Apr 2020	0.4000 USD
Call Option	Selling	200	79 USD	American	1 May 2020	1.6400 USD
Call Option	Selling	800	80 USD	American	3 Apr 2020	0.1025 USD
Put Option	Purchasing	400	58 USD	American	21 Jan 2022	9.3625 USD
Put Option	Purchasing	1,900	63 USD	American	15 Jan 2021	6.7500 USD
Put Option	Selling	200	33 USD	American	15 Jan 2021	1.1000 USD
Put Option	Selling	100	70 USD	American	21 Aug 2020	7.4500 USD
Put Option	Selling	4,600	70 USD	American	18 Sep 2020	7.4043 USD
Put Option	Selling	4,300	73 USD	American	19 Jun 2020	6.7732 USD
Put Option	Selling	1,900	73 USD	American	18 Sep 2020	8.8000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	3 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	9,300	80.0000	American	May 15, 2020
Call Options	Purchased	5,600	75.0000	American	May 15, 2020
Put Options	Written	3,000	75.0000	American	Jun 19, 2020
Put Options	Written	400	82.5000	American	Jan 15, 2021
Put Options	Written	54,600	60.0000	American	Jun 19, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	700	72.0000	American	Apr 17, 2020
Put Options	Written	4,500	70.0000	American	Sep 18, 2020
Put Options	Written	2,100	70.0000	American	May 15, 2020
Call Options	Purchased	1,000	79.0000	American	May 1, 2020
Call Options	Purchased	300	50.0000	American	Jan 15, 2021
Call Options	Purchased	100	79.5000	American	May 1, 2020
Put Options	Written	1,200	85.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Purchased	6,300	105.0000	American	Apr 17, 2020
Put Options	Written	2,300	37.5000	American	Jan 21, 2022
Call Options	Purchased	13,200	87.5000	American	May 15, 2020
Call Options	Purchased	500	97.5000	American	Jan 21, 2022
Call Options	Purchased	300	67.5000	American	Sep 18, 2020
Put Options	Written	200	65.0000	American	Apr 9, 2020
Call Options	Written	-100	70.0000	American	Aug 21, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-900	90.0000	American	Apr 3, 2020
Call Options	Written	-100	90.0000	American	May 8, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Call Options	Written	-12,200	90.0000	American	Jun 19, 2020
Call Options	Written	-800	105.0000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-100	60.0000	American	May 1, 2020
Call Options	Written	-4,300	115.0000	American	Jan 21, 2022
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	50.0000	American	Jan 21, 2022
Call Options	Written	-500	100.0000	American	Aug 21, 2020
Call Options	Written	-200	110.0000	American	Jan 21, 2022
Call Options	Written	-2,900	120.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Written	301,500	60.0000	American	Jan 15, 2021
Call Options	Purchased	4,700	85.0000	American	Aug 21, 2020
Put Options	Written	4,100	87.5000	American	Aug 21, 2020
Call Options	Purchased	2,000	92.5000	American	May 15, 2020
Put Options	Written	100	94.5000	American	Apr 3, 2020
Put Options	Written	400	71.0000	American	Apr 17, 2020
Put Options	Written	6,000	75.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Put Options	Written	900	82.5000	American	Sep 18, 2020
Call Options	Purchased	5,800	77.5000	American	May 15, 2020
Call Options	Purchased	100	80.5000	American	May 1, 2020
Call Options	Purchased	16,800	95.0000	American	May 15, 2020
Put Options	Written	700	62.5000	American	Sep 18, 2020
Call Options	Purchased	3,800	72.5000	American	Jun 19, 2020
Call Options	Purchased	400	72.5000	American	May 15, 2020
Call Options	Purchased	8,900	95.0000	American	Sep 18, 2020
Put Options	Written	100	92.5000	American	May 15, 2020
Put Options	Written	100	75.0000	American	Apr 9, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Apr 24, 2020
Call Options	Purchased	900	100.0000	American	Jan 21, 2022
Call Options	Written	-200	94.0000	American	Apr 3, 2020
Put Options	Purchased	-500	97.5000	American	May 15, 2020
Call Options	Written	-1,000	75.0000	American	Apr 9, 2020
Put Options	Purchased	-700	70.0000	American	Apr 17, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-100	115.0000	American	Aug 21, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-2,500	70.0000	American	Apr 3, 2020
Put Options	Purchased	-32,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-100	65.0000	American	Apr 24, 2020
Put Options	Purchased	-100	89.5000	American	Apr 3, 2020
Call Options	Written	-400	120.0000	American	Sep 18, 2020
Put Options	Purchased	-200	85.0000	American	Apr 17, 2020
Put Options	Purchased	-400	72.5000	American	Aug 21, 2020
Call Options	Written	-800	76.0000	American	Apr 9, 2020
Call Options	Written	-100	91.5000	American	Apr 3, 2020
Call Options	Written	-700	83.0000	American	May 1, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Call Options	Written	-8,600	105.0000	American	May 15, 2020
Call Options	Written	-15,700	95.0000	American	Apr 17, 2020
Call Options	Written	-21,800	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	55.0000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Purchased	100	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,800	105.0000	American	Jun 19, 2020
Put Options	Written	1,000	45.0000	American	Apr 3, 2020
Put Options	Written	500	74.0000	American	Apr 9, 2020
Put Options	Written	8,600	75.0000	American	May 15, 2020
Call Options	Purchased	4,200	77.5000	American	Jun 19, 2020
Call Options	Purchased	16,800	97.5000	American	May 15, 2020
Call Options	Purchased	100	96.0000	American	Apr 3, 2020
Put Options	Written	100	65.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Put Options	Written	200	87.5000	American	Jan 21, 2022
Call Options	Purchased	1,000	92.5000	American	Jun 19, 2020
Put Options	Written	2,200	82.5000	American	May 15, 2020
Call Options	Written	-100	140.0000	American	Jun 19, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Call Options	Written	-1,000	81.0000	American	Apr 3, 2020
Put Options	Purchased	-1,900	50.0000	American	Sep 18, 2020
Call Options	Written	-2,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Call Options	Written	-100	77.0000	American	Apr 3, 2020
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Call Options	Written	-4,500	85.0000	American	May 15, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-3,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-100	65.0000	American	Jan 21, 2022
Call Options	Written	-2,500	100.0000	American	Apr 3, 2020
Call Options	Written	-100	88.0000	American	Apr 24, 2020
Put Options	Purchased	-4,800	40.0000	American	Jan 21, 2022
Call Options	Written	-300	85.0000	American	Jun 19, 2020
Call Options	Written	-1,000	77.0000	American	Apr 9, 2020
Put Options	Purchased	-500	82.5000	American	Apr 17, 2020
Call Options	Written	-200	92.0000	American	Apr 3, 2020
Call Options	Written	-4,800	100.0000	American	Apr 17, 2020
Put Options	Written	6,900	77.5000	American	Jan 15, 2021
Put Options	Written	151,700	80.0000	American	Jan 15, 2021
Put Options	Written	37,000	57.5000	American	Jun 19, 2020
Call Options	Purchased	11,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	5,000	90.0000	American	Aug 21, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	600	50.0000	American	Apr 17, 2020
Put Options	Written	300	90.0000	American	Jun 19, 2020
Call Options	Purchased	6,800	80.0000	American	May 15, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	12,100	72.5000	American	Jun 19, 2020
Put Options	Written	600	73.0000	American	Apr 17, 2020
Call Options	Purchased	1,700	92.5000	American	Sep 18, 2020
Call Options	Purchased	5,300	87.5000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	150,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	700	105.0000	American	Aug 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	2,600	80.0000	American	Jun 19, 2020
Put Options	Written	500	77.5000	American	Jan 21, 2022
Put Options	Written	2,000	85.0000	American	May 15, 2020
Call Options	Purchased	600	110.0000	American	Aug 21, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	1,900	70.0000	American	Aug 21, 2020
Put Options	Written	2,200	80.0000	American	Aug 21, 2020
Call Options	Purchased	1,100	80.0000	American	Apr 3, 2020
Call Options	Purchased	400	75.0000	American	Jan 21, 2022
Call Options	Written	-1,800	97.5000	American	Jun 19, 2020
Put Options	Purchased	-352,300	87.5000	American	Jan 15, 2021
Put Options	Purchased	-14,300	67.5000	American	Sep 18, 2020
Call Options	Written	-100	87.5000	American	Apr 17, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-2,500	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-77,400	70.0000	American	Jan 15, 2021
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-500	82.0000	American	Apr 3, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-13,700	90.0000	American	Apr 17, 2020
Call Options	Written	-3,100	100.0000	American	Jan 15, 2021
Call Options	Written	-700	110.0000	American	Sep 18, 2020
Call Options	Written	-900	125.0000	American	Sep 18, 2020
Call Options	Written	-25,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	Apr 9, 2020
Call Options	Written	-2,200	95.0000	American	Apr 3, 2020
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Call Options	Written	-300	70.0000	American	Jan 21, 2022
Put Options	Purchased	-500	60.0000	American	May 15, 2020
Call Options	Purchased	300	80.0000	American	Aug 21, 2020
Put Options	Written	800	67.5000	American	May 15, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	6,500	80.0000	American	Jan 15, 2021
Call Options	Purchased	2,300	77.5000	American	Sep 18, 2020
Put Options	Written	100	67.0000	American	Apr 9, 2020
Call Options	Purchased	16,600	90.0000	American	May 15, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Put Options	Written	10,000	65.0000	American	Apr 3, 2020
Put Options	Written	200	32.5000	American	Jan 15, 2021
Call Options	Purchased	200	85.0000	American	May 1, 2020
Put Options	Written	200	70.0000	American	May 1, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Call Options	Purchased	14,400	75.0000	American	Sep 18, 2020
Put Options	Written	100	62.5000	American	Jan 21, 2022
Put Options	Written	16,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	80.0000	American	Apr 17, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Put Options	Written	100	55.0000	American	Apr 17, 2020
Call Options	Purchased	1,000	91.0000	American	Apr 3, 2020
Call Options	Written	-800	92.5000	American	Apr 17, 2020
Call Options	Written	-200	93.0000	American	Apr 9, 2020
Call Options	Written	-100	60.0000	American	Sep 18, 2020
Call Options	Written	-100	85.0000	American	Apr 17, 2020
Put Options	Purchased	-100	75.0000	American	Apr 3, 2020
Put Options	Purchased	-100	70.0000	American	Apr 24, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-1,500	80.0000	American	Apr 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-100	72.5000	American	Aug 21, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Call Options	Written	-500	72.5000	American	Jan 15, 2021
Put Options	Purchased	-500	77.5000	American	Aug 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Put Options	Purchased	-21,100	95.0000	American	Jan 15, 2021
Put Options	Written	2,000	57.5000	American	Sep 18, 2020
Put Options	Written	45,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	3,400	66.0000	American	Apr 3, 2020
Put Options	Written	2,300	90.0000	American	May 15, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Call Options	Purchased	1,200	90.0000	American	Jan 15, 2021
Put Options	Written	100	95.0000	American	Sep 18, 2020
Put Options	Written	1,700	75.0000	American	Jan 15, 2021
Call Options	Purchased	400	78.0000	American	Apr 3, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Put Options	Written	100	35.0000	American	Sep 18, 2020
Call Options	Purchased	900	75.0000	American	Jun 19, 2020
Put Options	Written	9,100	87.5000	American	May 15, 2020
Put Options	Written	7,200	70.0000	American	Jun 19, 2020
Put Options	Written	4,900	55.0000	American	Jun 19, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,600	88.0000	American	Apr 3, 2020
Call Options	Written	-1,400	73.0000	American	Apr 3, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-200	75.0000	American	Apr 3, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-31,300	95.0000	American	Jun 19, 2020
Put Options	Purchased	-5,100	77.5000	American	Apr 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-500	65.0000	American	Jan 15, 2021
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-7,900	75.0000	American	Apr 17, 2020
Put Options	Purchased	-10,300	72.5000	American	Jan 15, 2021
Put Options	Purchased	-400	57.5000	American	Jan 21, 2022
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Purchased	200	72.5000	American	Jan 21, 2022
Put Options	Written	200	100.0000	American	Jan 21, 2022
Call Options	Purchased	100	67.5000	American	Jan 21, 2022
Put Options	Written	2,600	65.0000	American	Jan 15, 2021
Put Options	Written	175,000	70.0000	American	Jan 15, 2021
Put Options	Written	100	97.5000	American	Apr 3, 2020
Call Options	Purchased	300	55.0000	American	Jan 21, 2022
Put Options	Written	100	97.5000	American	Jan 21, 2022
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Call Options	Purchased	1,000	83.0000	American	Apr 3, 2020
Put Options	Written	100	47.5000	American	Apr 17, 2020
Put Options	Written	300	65.0000	American	Sep 18, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Call Options	Purchased	600	70.0000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Put Options	Written	100	130.0000	American	Jun 19, 2020
Call Options	Purchased	900	110.0000	American	Apr 17, 2020
Call Options	Purchased	1,600	85.0000	American	Sep 18, 2020
Call Options	Purchased	14,500	80.0000	American	Jun 19, 2020
Put Options	Written	8,400	87.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	100	82.0000	American	May 1, 2020
Put Options	Written	100	92.5000	American	Sep 18, 2020
Put Options	Written	100	50.0000	American	May 15, 2020
Put Options	Written	11,500	67.5000	American	Jun 19, 2020
Put Options	Written	1,000	87.5000	American	Sep 18, 2020
Put Options	Written	400	40.0000	American	May 15, 2020
Put Options	Purchased	-300	37.5000	American	Jan 15, 2021
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-14,600	82.5000	American	May 15, 2020
Put Options	Purchased	-100	70.0000	American	Apr 9, 2020
Put Options	Purchased	-300	67.5000	American	Jan 21, 2022
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-16,100	105.0000	American	Jan 15, 2021
Put Options	Purchased	-4,100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-100	45.0000	American	May 1, 2020
Call Options	Written	-6,300	100.0000	American	Jun 19, 2020
Put Options	Purchased	-1,900	77.5000	American	Jun 19, 2020
Put Options	Purchased	-200	100.0000	American	Sep 18, 2020
Call Options	Written	-1,300	105.0000	American	Sep 18, 2020
Call Options	Written	-100	65.0000	American	Apr 3, 2020
Call Options	Written	-2,200	95.0000	American	Aug 21, 2020
Call Options	Written	-100	76.0000	American	May 1, 2020
Call Options	Purchased	10,700	85.0000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	100	77.5000	American	Aug 21, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	900	80.0000	American	Jan 21, 2022
Put Options	Written	3,800	40.0000	American	May 8, 2020
Call Options	Purchased	6,300	82.5000	American	Jun 19, 2020
Call Options	Purchased	7,100	77.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	500	81.0000	American	May 1, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	200	75.0000	American	Apr 17, 2020
Put Options	Written	100	70.0000	American	Apr 3, 2020
Call Options	Purchased	2,400	85.0000	American	Jan 21, 2022
Call Options	Purchased	1,900	80.0000	American	Sep 18, 2020
Call Options	Purchased	1,500	100.0000	American	May 15, 2020
Call Options	Purchased	500	97.5000	American	Apr 17, 2020
Put Options	Written	15,100	72.5000	American	May 15, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Written	-60,600	87.5000	American	Jan 15, 2021
Call Options	Written	-700	95.0000	American	Apr 9, 2020
Call Options	Written	-1,400	82.5000	American	Jan 15, 2021
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-100	55.0000	American	Jan 21, 2022
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-1,000	120.0000	American	Aug 21, 2020
Call Options	Written	-1,000	97.5000	American	Aug 21, 2020
Call Options	Written	-700	92.5000	American	Aug 21, 2020
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Put Options	Purchased	-200	92.5000	American	Jan 21, 2022
Call Options	Written	-300	77.0000	American	Apr 17, 2020
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-600	100.0000	American	Sep 18, 2020
Call Options	Written	-4,000	80.0000	American	Apr 9, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-200	80.0000	American	May 1, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-1,000	60.0000	American	Apr 17, 2020
Put Options	Purchased	-250,700	85.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	90.0000	American	Apr 3, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200403005410/en/