FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	30 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,232,505	0.15%	4,046,939	0.27%
(2)	Derivatives (other than options):
		2,087,024	0.14%	518,941	0.04%
(3)	Options and agreements to
	purchase/sell:	1,416,100	0.10%	1,502,400	0.10%
	TOTAL:
		5,735,629	0.39%	6,068,280	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	40	74.6900 USD
Purchase	42	75.1100 USD
Purchase	100	75.3300 USD
Purchase	100	74.3500 USD
Purchase	100	75.4200 USD
Purchase	100	75.2200 USD
Purchase	100	75.1450 USD
Purchase	100	75.4100 USD
Purchase	100	74.2500 USD
Purchase	100	75.2700 USD
Purchase	128	74.3196 USD
Purchase	150	75.1066 USD
Purchase	154	75.0914 USD
Purchase	200	74.3150 USD
Purchase	200	74.9000 USD
Purchase	200	74.5400 USD
Purchase	205	75.1937 USD
Purchase	161	75.2000 USD
Purchase	300	75.0000 USD
Purchase	300	74.3000 USD
Purchase	300	75.3200 USD
Purchase	300	75.1733 USD
Purchase	306	75.2563 USD
Purchase	323	74.7799 USD
Purchase	400	74.7325 USD
Purchase	497	75.0514 USD
Purchase	600	75.1400 USD
Purchase	700	74.4471 USD
Purchase	800	75.2275 USD
Purchase	800	74.4318 USD
Purchase	1,117	74.9190 USD
Purchase	1,300	75.2053 USD
Purchase	1,410	74.9929 USD
Purchase	1,436	75.4931 USD
Purchase	1,570	75.2380 USD
Purchase	1,785	73.5200 USD
Purchase	1,956	75.6117 USD
Purchase	2,188	75.1407 USD
Purchase	2,200	75.1090 USD
Purchase	2,250	74.9053 USD
Purchase	2,644	74.9257 USD
Purchase	2,977	74.7476 USD
Purchase	3,000	74.7138 USD
Purchase	3,100	75.1019 USD
Purchase	3,142	75.1933 USD
Purchase	3,595	74.8452 USD
Purchase	3,700	74.9527 USD
Purchase	4,108	75.1473 USD
Purchase	4,937	74.5960 USD
Purchase	5,100	74.6688 USD
Purchase	6,136	74.9211 USD
Purchase	6,636	74.9377 USD
Purchase	7,028	74.2957 USD
Purchase	9,888	74.8376 USD
Purchase	11,960	74.9862 USD
Purchase	12,701	75.1960 USD
Purchase	15,397	75.2341 USD
Purchase	18,740	74.8718 USD
Purchase	19,100	74.9437 USD
Purchase	28,636	75.3323 USD
Purchase	29,770	74.3936 USD
Purchase	31,439	74.8030 USD
Purchase	36,927	75.0146 USD
Purchase	63,300	74.9896 USD
Purchase	67,703	75.2623 USD
Purchase	106,605	75.2400 USD
Sale	3	74.4200 USD
Sale	10	75.5820 USD
Sale	16	75.6975 USD
Sale	28	75.3628 USD
Sale	57	75.7300 USD
Sale	78	75.6700 USD
Sale	78	75.1100 USD
Sale	100	74.8600 USD
Sale	100	75.2000 USD
Sale	100	74.7300 USD
Sale	100	74.7200 USD
Sale	100	74.6950 USD
Sale	100	74.6750 USD
Sale	100	74.6000 USD
Sale	100	74.8200 USD
Sale	100	74.8050 USD
Sale	100	75.6850 USD
Sale	100	75.5650 USD
Sale	100	75.4200 USD
Sale	111	74.9194 USD
Sale	112	74.9996 USD
Sale	118	75.0566 USD
Sale	127	74.6900 USD
Sale	130	74.6046 USD
Sale	160	74.6606 USD
Sale	178	75.4561 USD
Sale	200	74.6700 USD
Sale	200	74.6200 USD
Sale	200	74.4450 USD
Sale	200	74.3250 USD
Sale	200	74.3200 USD
Sale	200	74.3225 USD
Sale	200	75.5925 USD
Sale	200	75.3800 USD
Sale	200	75.2900 USD
Sale	200	75.2600 USD
Sale	200	75.0400 USD
Sale	200	75.0200 USD
Sale	200	74.9875 USD
Sale	293	75.1841 USD
Sale	300	74.7450 USD
Sale	300	75.1833 USD
Sale	300	75.0000 USD
Sale	300	75.2566 USD
Sale	300	74.7900 USD
Sale	300	75.1666 USD
Sale	350	75.0090 USD
Sale	400	75.5000 USD
Sale	490	75.6055 USD
Sale	600	74.6525 USD
Sale	722	75.3473 USD
Sale	981	75.1177 USD
Sale	1,023	75.2475 USD
Sale	1,117	74.9190 USD
Sale	1,400	74.6492 USD
Sale	1,400	74.8399 USD
Sale	1,600	75.7012 USD
Sale	1,723	75.0333 USD
Sale	1,797	75.1766 USD
Sale	1,900	75.6763 USD
Sale	1,956	75.6117 USD
Sale	2,175	75.3105 USD
Sale	2,400	74.6504 USD
Sale	2,454	75.1948 USD
Sale	2,821	75.0307 USD
Sale	2,923	74.9700 USD
Sale	3,794	75.4699 USD
Sale	5,476	74.9891 USD
Sale	6,926	75.1996 USD
Sale	9,900	75.1178 USD
Sale	12,189	75.2696 USD
Sale	14,318	75.3323 USD
Sale	17,182	75.0560 USD
Sale	18,700	75.0749 USD
Sale	20,609	75.1849 USD
Sale	23,416	74.6828 USD
Sale	26,508	75.1916 USD
Sale	28,200	74.9111 USD
Sale	30,439	75.2500 USD
Sale	30,600	74.8602 USD
Sale	38,300	74.9894 USD
Sale	95,717	74.6885 USD
Sale	99,335	75.2400 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	6,400	73 USD	American	27 Mar 2020	1.9500 USD
Call Option	Purchasing	200	73 USD	American	19 Jun 2020	7.9500 USD
Call Option	Purchasing	1,000	78 USD	American	19 Jun 2020	5.0000 USD
Call Option	Purchasing	600	83 USD	American	19 Jun 2020	2.8700 USD
Call Option	Purchasing	100	85 USD	American	27 Mar 2020	0.0100 USD
Call Option	Purchasing	100	85 USD	American	27 Mar 2020	0.1000 USD
Call Option	Purchasing	500	90 USD	American	27 Mar 2020	0.0300 USD
Call Option	Purchasing	700	90 USD	American	19 Jun 2020	1.2857 USD
Call Option	Purchasing	600	94 USD	American	27 Mar 2020	0.0100 USD
Call Option	Purchasing	300	95 USD	American	27 Mar 2020	0.0100 USD
Call Option	Purchasing	300	98 USD	American	19 Jun 2020	0.5000 USD
Call Option	Purchasing	1,500	100 USD	American	27 Mar 2020	0.0300 USD
Call Option	Purchasing	900	105 USD	American	27 Mar 2020	0.0200 USD
Call Option	Purchasing	7	USD			0.1500 USD
Call Option	Selling	1,100	70 USD	American	27 Mar 2020	4.6300 USD
Call Option	Selling	2,400	75 USD	American	27 Mar 2020	0.1500 USD
Call Option	Selling	1,000	75 USD	American	9 Apr 2020	3.0000 USD
Call Option	Selling	800	76 USD	American	9 Apr 2020	2.9700 USD
Call Option	Selling	1,000	77 USD	American	9 Apr 2020	2.5000 USD
Call Option	Selling	300	79 USD	American	27 Mar 2020	0.0900 USD
Call Option	Selling	100	80 USD	American	17 Apr 2020	1.5500 USD
Call Option	Selling	1,000	83 USD	American	27 Mar 2020	0.6400 USD
Call Option	Selling	1,000	83 USD	American	1 May 2020	1.7400 USD
Call Option	Selling	1,200	85 USD	American	17 Apr 2020	0.4458 USD
Call Option	Selling	100	88 USD	American	27 Mar 2020	0.0500 USD
Call Option	Selling	10,300	90 USD	American	17 Apr 2020	0.1500 USD
Call Option	Selling	100	90 USD	American	8 May 2020	0.7500 USD
Call Option	Selling	800	93 USD	American	17 Apr 2020	0.1000 USD
Call Option	Selling	16,600	95 USD	American	17 Apr 2020	0.0698 USD
Call Option	Selling	100	98 USD	American	17 Apr 2020	0.0500 USD
Call Option	Selling	100	100 USD	American	18 Sep 2020	0.8300 USD
Call Option	Selling	200	140 USD	American	15 Jan 2021	0.1300 USD
Put Option	Purchasing	100	50 USD	American	27 Mar 2020	0.0500 USD
Put Option	Purchasing	5,400	73 USD	American	27 Mar 2020	0.1000 USD
Put Option	Purchasing	800	88 USD	American	27 Mar 2020	13.0500 USD
Put Option	Selling	3,700	40 USD	American	8 May 2020	0.3310 USD
Put Option	Selling	100	40 USD	American	15 May 2020	0.4000 USD
Put Option	Selling	2,300	60 USD	American	27 Mar 2020	0.0100 USD
Put Option	Selling	100	62 USD	American	27 Mar 2020	0.4500 USD
Put Option	Selling	200	70 USD	American	1 May 2020	3.5000 USD
Put Option	Selling	1,000	75 USD	American	27 Mar 2020	2.5000 USD
Put Option	Selling	100	75 USD	American	9 Apr 2020	2.7500 USD
Put Option	Selling	200	80 USD	American	27 Mar 2020	5.6200 USD
Put Option	Selling	100	87 USD	American	27 Mar 2020	11.9000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	2 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	700	72.0000	American	Apr 17, 2020
Put Options	Written	2,100	70.0000	American	May 15, 2020
Put Options	Written	400	82.5000	American	Jan 15, 2021
Put Options	Written	2,300	37.5000	American	Jan 21, 2022
Call Options	Purchased	500	97.5000	American	Jan 21, 2022
Call Options	Purchased	5,700	75.0000	American	May 15, 2020
Put Options	Written	200	65.0000	American	Apr 9, 2020
Call Options	Purchased	1,200	79.0000	American	May 1, 2020
Call Options	Purchased	13,200	87.5000	American	May 15, 2020
Call Options	Purchased	300	67.5000	American	Sep 18, 2020
Call Options	Purchased	100	79.5000	American	May 1, 2020
Put Options	Written	9,300	80.0000	American	May 15, 2020
Call Options	Purchased	6,300	105.0000	American	Apr 17, 2020
Put Options	Written	3,000	75.0000	American	Jun 19, 2020
Put Options	Written	54,600	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	1,200	85.0000	American	Jun 19, 2020
Call Options	Purchased	300	50.0000	American	Jan 15, 2021
Call Options	Written	-200	110.0000	American	Jan 21, 2022
Call Options	Written	-900	90.0000	American	Apr 3, 2020
Put Options	Purchased	-100	70.0000	American	Sep 18, 2020
Call Options	Written	-800	105.0000	American	Jan 21, 2022
Call Options	Written	-12,200	90.0000	American	Jun 19, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-500	100.0000	American	Aug 21, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-2,200	50.0000	American	Jan 21, 2022
Call Options	Written	-100	90.0000	American	May 8, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-100	70.0000	American	Aug 21, 2020
Call Options	Written	-300	97.5000	American	Apr 17, 2020
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-2,900	120.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-100	60.0000	American	May 1, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Written	700	62.5000	American	Sep 18, 2020
Call Options	Purchased	100	80.5000	American	May 1, 2020
Call Options	Purchased	200	55.0000	American	Apr 24, 2020
Put Options	Written	301,500	60.0000	American	Jan 15, 2021
Put Options	Written	900	82.5000	American	Sep 18, 2020
Put Options	Written	100	92.5000	American	May 15, 2020
Call Options	Purchased	8,900	95.0000	American	Sep 18, 2020
Put Options	Written	400	71.0000	American	Apr 17, 2020
Call Options	Purchased	2,000	92.5000	American	May 15, 2020
Put Options	Written	100	75.0000	American	Apr 9, 2020
Put Options	Written	4,100	87.5000	American	Aug 21, 2020
Call Options	Purchased	5,800	77.5000	American	May 15, 2020
Call Options	Purchased	7,100	72.5000	American	Jun 19, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	900	85.0000	American	Aug 21, 2020
Call Options	Purchased	400	72.5000	American	May 15, 2020
Put Options	Written	100	94.5000	American	Apr 3, 2020
Call Options	Purchased	16,800	95.0000	American	May 15, 2020
Put Options	Purchased	-200	85.0000	American	Apr 17, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Purchased	-700	70.0000	American	Apr 17, 2020
Call Options	Written	-200	94.0000	American	Apr 3, 2020
Put Options	Purchased	-1,800	75.0000	American	Sep 18, 2020
Put Options	Purchased	-4,300	55.0000	American	Jan 15, 2021
Call Options	Written	-800	76.0000	American	Apr 9, 2020
Put Options	Purchased	-100	89.5000	American	Apr 3, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-21,800	110.0000	American	Jan 15, 2021
Put Options	Purchased	-500	97.5000	American	May 15, 2020
Call Options	Written	-8,600	105.0000	American	May 15, 2020
Put Options	Purchased	-30,100	62.5000	American	Jan 15, 2021
Call Options	Written	-100	115.0000	American	Aug 21, 2020
Call Options	Written	-15,700	95.0000	American	Apr 17, 2020
Put Options	Purchased	-100	65.0000	American	Apr 24, 2020
Call Options	Written	-100	91.5000	American	Apr 3, 2020
Call Options	Written	-400	120.0000	American	Sep 18, 2020
Call Options	Written	-700	83.0000	American	May 1, 2020
Put Options	Purchased	-400	72.5000	American	Aug 21, 2020
Call Options	Written	-1,000	75.0000	American	Apr 9, 2020
Call Options	Written	-2,500	70.0000	American	Apr 3, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Call Options	Purchased	1,000	92.5000	American	Jun 19, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	500	74.0000	American	Apr 9, 2020
Put Options	Written	100	65.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Written	1,000	45.0000	American	Apr 3, 2020
Call Options	Purchased	4,200	77.5000	American	Jun 19, 2020
Put Options	Written	8,600	75.0000	American	May 15, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	1,800	105.0000	American	Jun 19, 2020
Put Options	Written	200	87.5000	American	Jan 21, 2022
Put Options	Written	2,200	82.5000	American	May 15, 2020
Call Options	Purchased	16,800	97.5000	American	May 15, 2020
Call Options	Purchased	100	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	96.0000	American	Apr 3, 2020
Call Options	Written	-200	92.0000	American	Apr 3, 2020
Call Options	Written	-2,500	100.0000	American	Apr 3, 2020
Call Options	Written	-4,800	100.0000	American	Apr 17, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-100	88.0000	American	Apr 24, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Call Options	Written	-100	140.0000	American	Jun 19, 2020
Call Options	Written	-300	85.0000	American	Jun 19, 2020
Call Options	Written	-1,000	81.0000	American	Apr 3, 2020
Call Options	Written	-4,500	85.0000	American	May 15, 2020
Put Options	Purchased	-500	82.5000	American	Apr 17, 2020
Put Options	Purchased	-1,900	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-2,200	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,800	40.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Call Options	Written	-1,000	77.0000	American	Apr 9, 2020
Put Options	Purchased	-100	65.0000	American	Jan 21, 2022
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	500	50.0000	American	Apr 17, 2020
Put Options	Written	151,700	80.0000	American	Jan 15, 2021
Put Options	Written	600	73.0000	American	Apr 17, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	600	110.0000	American	Aug 21, 2020
Put Options	Written	2,200	80.0000	American	Aug 21, 2020
Call Options	Purchased	1,700	92.5000	American	Sep 18, 2020
Put Options	Written	500	77.5000	American	Jan 21, 2022
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	200	80.0000	American	Apr 3, 2020
Put Options	Written	150,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	5,300	87.5000	American	Jun 19, 2020
Put Options	Written	2,600	80.0000	American	Jun 19, 2020
Put Options	Written	37,000	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	4,900	90.0000	American	Aug 21, 2020
Call Options	Purchased	6,800	80.0000	American	May 15, 2020
Put Options	Written	7,800	72.5000	American	Jun 19, 2020
Put Options	Written	6,900	77.5000	American	Jan 15, 2021
Put Options	Written	300	90.0000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	400	75.0000	American	Jan 21, 2022
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	11,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Aug 21, 2020
Put Options	Written	2,000	85.0000	American	May 15, 2020
Call Options	Written	-700	110.0000	American	Sep 18, 2020
Call Options	Written	-900	125.0000	American	Sep 18, 2020
Call Options	Written	-3,100	100.0000	American	Jan 15, 2021
Call Options	Written	-1,800	97.5000	American	Jun 19, 2020
Call Options	Written	-2,200	95.0000	American	Apr 3, 2020
Put Options	Purchased	-100	95.0000	American	Apr 9, 2020
Call Options	Written	-13,700	90.0000	American	Apr 17, 2020
Put Options	Purchased	-352,300	87.5000	American	Jan 15, 2021
Put Options	Purchased	-5,500	72.5000	American	Sep 18, 2020
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Call Options	Written	-100	87.5000	American	Apr 17, 2020
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Call Options	Written	-77,400	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-300	70.0000	American	Jan 21, 2022
Call Options	Written	-25,300	92.5000	American	Jan 15, 2021
Put Options	Purchased	-500	60.0000	American	May 15, 2020
Put Options	Purchased	-500	82.0000	American	Apr 3, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-14,300	67.5000	American	Sep 18, 2020
Put Options	Purchased	-2,500	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	100	55.0000	American	Apr 17, 2020
Put Options	Written	10,000	65.0000	American	Apr 3, 2020
Put Options	Written	200	70.0000	American	May 1, 2020
Put Options	Written	800	67.5000	American	May 15, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	3,200	80.0000	American	Apr 17, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	16,100	90.0000	American	May 15, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Call Options	Purchased	6,500	80.0000	American	Jan 15, 2021
Put Options	Written	300	65.0000	American	May 15, 2020
Call Options	Purchased	200	85.0000	American	May 1, 2020
Call Options	Purchased	2,300	77.5000	American	Sep 18, 2020
Call Options	Purchased	1,000	91.0000	American	Apr 3, 2020
Put Options	Written	100	62.5000	American	Jan 21, 2022
Put Options	Written	16,300	62.5000	American	Jun 19, 2020
Put Options	Written	100	67.0000	American	Apr 9, 2020
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Call Options	Purchased	14,400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-500	77.5000	American	Aug 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-200	93.0000	American	Apr 9, 2020
Put Options	Purchased	-1,500	80.0000	American	Apr 17, 2020
Put Options	Purchased	-21,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-100	75.0000	American	Apr 3, 2020
Call Options	Written	-500	72.5000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Apr 17, 2020
Put Options	Purchased	-100	70.0000	American	Apr 24, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-800	92.5000	American	Apr 17, 2020
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Written	100	35.0000	American	Sep 18, 2020
Put Options	Written	9,100	87.5000	American	May 15, 2020
Put Options	Written	45,000	50.0000	American	Jun 19, 2020
Put Options	Written	2,300	90.0000	American	May 15, 2020
Call Options	Purchased	1,000	90.0000	American	Jan 15, 2021
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	4,900	55.0000	American	Jun 19, 2020
Put Options	Written	3,400	66.0000	American	Apr 3, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	100	95.0000	American	Sep 18, 2020
Put Options	Written	1,700	75.0000	American	Jan 15, 2021
Call Options	Purchased	900	75.0000	American	Jun 19, 2020
Put Options	Written	7,200	70.0000	American	Jun 19, 2020
Call Options	Purchased	400	78.0000	American	Apr 3, 2020
Put Options	Written	2,000	57.5000	American	Sep 18, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-5,100	77.5000	American	Apr 17, 2020
Put Options	Purchased	-7,900	75.0000	American	Apr 17, 2020
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-500	65.0000	American	Jan 15, 2021
Call Options	Written	-200	75.0000	American	Apr 3, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-31,300	95.0000	American	Jun 19, 2020
Call Options	Written	-1,400	73.0000	American	Apr 3, 2020
Put Options	Purchased	-10,300	72.5000	American	Jan 15, 2021
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-1,600	88.0000	American	Apr 3, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Written	200	100.0000	American	Jan 21, 2022
Put Options	Written	100	130.0000	American	Jun 19, 2020
Put Options	Written	175,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	700	70.0000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	72.5000	American	Jan 21, 2022
Call Options	Purchased	100	67.5000	American	Jan 21, 2022
Put Options	Written	100	47.5000	American	Apr 17, 2020
Call Options	Purchased	900	110.0000	American	Apr 17, 2020
Call Options	Purchased	100	82.0000	American	May 1, 2020
Put Options	Written	1,000	87.5000	American	Sep 18, 2020
Put Options	Written	300	65.0000	American	Sep 18, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	2,600	65.0000	American	Jan 15, 2021
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	14,500	80.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	83.0000	American	Apr 3, 2020
Call Options	Purchased	300	55.0000	American	Jan 21, 2022
Put Options	Written	8,400	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	85.0000	American	Sep 18, 2020
Put Options	Written	200	40.0000	American	May 15, 2020
Put Options	Written	100	97.5000	American	Apr 3, 2020
Put Options	Written	13,900	67.5000	American	Jun 19, 2020
Put Options	Written	100	92.5000	American	Sep 18, 2020
Put Options	Written	100	97.5000	American	Jan 21, 2022
Put Options	Purchased	-100	45.0000	American	May 1, 2020
Put Options	Purchased	-200	100.0000	American	Sep 18, 2020
Call Options	Written	-16,100	105.0000	American	Jan 15, 2021
Put Options	Purchased	-1,900	77.5000	American	Jun 19, 2020
Call Options	Written	-14,600	82.5000	American	May 15, 2020
Put Options	Purchased	-100	70.0000	American	Apr 9, 2020
Put Options	Purchased	-300	37.5000	American	Jan 15, 2021
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-100	65.0000	American	Apr 3, 2020
Put Options	Purchased	-300	67.5000	American	Jan 21, 2022
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-2,200	95.0000	American	Aug 21, 2020
Call Options	Written	-1,300	105.0000	American	Sep 18, 2020
Put Options	Purchased	-4,100	75.0000	American	Jan 21, 2022
Call Options	Written	-6,300	100.0000	American	Jun 19, 2020
Call Options	Purchased	10,700	85.0000	American	Jan 15, 2021
Put Options	Written	100	70.0000	American	Apr 3, 2020
Call Options	Purchased	1,700	80.0000	American	Sep 18, 2020
Call Options	Purchased	7,100	77.5000	American	Jan 15, 2021
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Purchased	6,300	82.5000	American	Jun 19, 2020
Put Options	Written	3,700	40.0000	American	May 8, 2020
Call Options	Purchased	500	81.0000	American	May 1, 2020
Call Options	Purchased	300	75.0000	American	Apr 17, 2020
Call Options	Purchased	2,400	85.0000	American	Jan 21, 2022
Put Options	Written	15,100	72.5000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	900	80.0000	American	Jan 21, 2022
Call Options	Purchased	1,500	100.0000	American	May 15, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Purchased	-200	92.5000	American	Jan 21, 2022
Call Options	Written	-1,400	82.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-1,000	120.0000	American	Aug 21, 2020
Call Options	Written	-1,000	97.5000	American	Aug 21, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-700	92.5000	American	Aug 21, 2020
Put Options	Purchased	-250,700	85.0000	American	Jan 15, 2021
Call Options	Written	-60,600	87.5000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-1,000	60.0000	American	Apr 17, 2020
Put Options	Purchased	-1,500	90.0000	American	Apr 3, 2020
Call Options	Written	-700	100.0000	American	Sep 18, 2020
Call Options	Written	-700	95.0000	American	Apr 9, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-100	55.0000	American	Jan 21, 2022
Call Options	Written	-200	80.0000	American	May 1, 2020
Call Options	Written	-300	77.0000	American	Apr 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200402005579/en/