FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	31 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,281,842	0.22%	4,062,737	0.27%
					Â
(2)	Derivatives (other than options):
		2,311,899	0.16%	775,929	0.05%
					Â
(3)	Options and agreements to
	purchase/sell:	1,720,600	0.12%	1,073,700	0.07%
					Â
	TOTAL:
		7,314,341	0.49%	5,912,366	0.40%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	81.1200 USD
Purchase	16	80.8353 USD
Purchase	45	81.4480 USD
Purchase	48	81.0120 USD
Purchase	70	81.5400 USD
Purchase	85	81.2900 USD
Purchase	100	81.4000 USD
Purchase	100	81.3350 USD
Purchase	100	81.0800 USD
Purchase	100	81.0300 USD
Purchase	100	81.1100 USD
Purchase	100	80.8800 USD
Purchase	100	80.7850 USD
Purchase	100	80.7600 USD
Purchase	100	88.0000 USD
Purchase	100	86.5000 USD
Purchase	100	81.1800 USD
Purchase	102	81.1690 USD
Purchase	105	80.9224 USD
Purchase	138	80.8824 USD
Purchase	143	81.0239 USD
Purchase	170	81.4200 USD
Purchase	173	81.2262 USD
Purchase	200	81.1262 USD
Purchase	200	80.9700 USD
Purchase	200	80.5700 USD
Purchase	200	81.1925 USD
Purchase	200	81.0900 USD
Purchase	200	81.0450 USD
Purchase	225	81.4082 USD
Purchase	264	81.1661 USD
Purchase	266	81.1066 USD
Purchase	300	81.0066 USD
Purchase	300	81.0000 USD
Purchase	300	81.1833 USD
Purchase	300	80.7833 USD
Purchase	304	81.2059 USD
Purchase	310	81.4732 USD
Purchase	310	81.4731 USD
Purchase	344	81.2121 USD
Purchase	404	81.2467 USD
Purchase	500	81.1600 USD
Purchase	900	85.0000 USD
Purchase	1,100	81.5557 USD
Purchase	1,200	80.9308 USD
Purchase	1,304	81.3594 USD
Purchase	1,500	80.9503 USD
Purchase	2,000	81.1257 USD
Purchase	2,000	80.9407 USD
Purchase	3,104	81.1657 USD
Purchase	3,500	80.9200 USD
Purchase	3,600	81.1393 USD
Purchase	3,600	81.3962 USD
Purchase	3,652	81.0052 USD
Purchase	4,330	81.3927 USD
Purchase	5,254	81.1450 USD
Purchase	6,041	81.2553 USD
Purchase	6,240	81.0090 USD
Purchase	6,510	80.8828 USD
Purchase	7,231	81.2946 USD
Purchase	7,510	81.2828 USD
Purchase	9,000	85.5000 USD
Purchase	9,877	80.8485 USD
Purchase	10,456	81.0308 USD
Purchase	11,111	81.2086 USD
Purchase	12,700	80.8512 USD
Purchase	13,184	81.2693 USD
Purchase	13,312	81.2506 USD
Purchase	17,102	81.1250 USD
Purchase	21,196	81.0189 USD
Purchase	35,624	80.6400 USD
Purchase	39,276	81.0219 USD
Purchase	41,183	81.1512 USD
Purchase	64,400	81.0940 USD
Purchase	65,500	81.1082 USD
Purchase	111,779	81.0200 USD
Purchase	151,107	81.0350 USD
Purchase	240,972	81.0870 USD
Sale	4	81.1300 USD
Sale	31	81.4400 USD
Sale	48	81.5100 USD
Sale	71	80.7500 USD
Sale	77	81.5200 USD
Sale	77	81.3900 USD
Sale	100	81.0300 USD
Sale	100	81.4050 USD
Sale	100	81.2900 USD
Sale	105	80.7914 USD
Sale	111	80.8312 USD
Sale	200	80.7303 USD
Sale	200	87.5000 USD
Sale	200	74.0000 USD
Sale	200	76.0000 USD
Sale	200	86.0000 USD
Sale	200	81.2650 USD
Sale	200	81.2400 USD
Sale	200	81.2150 USD
Sale	200	81.1800 USD
Sale	200	81.0925 USD
Sale	200	81.0600 USD
Sale	200	81.0450 USD
Sale	200	80.9075 USD
Sale	200	80.8300 USD
Sale	241	81.2268 USD
Sale	299	80.8535 USD
Sale	300	81.0100 USD
Sale	300	80.9283 USD
Sale	300	81.2700 USD
Sale	300	81.2916 USD
Sale	300	81.3916 USD
Sale	300	80.7483 USD
Sale	302	80.7742 USD
Sale	310	81.4731 USD
Sale	330	81.2609 USD
Sale	375	80.7912 USD
Sale	381	80.7204 USD
Sale	393	80.7417 USD
Sale	396	81.1650 USD
Sale	400	80.9875 USD
Sale	400	80.7825 USD
Sale	400	80.7925 USD
Sale	400	81.4062 USD
Sale	400	81.0275 USD
Sale	450	81.4082 USD
Sale	465	80.8427 USD
Sale	476	81.0108 USD
Sale	499	80.7910 USD
Sale	500	80.7940 USD
Sale	506	81.2101 USD
Sale	510	80.9074 USD
Sale	594	81.2134 USD
Sale	600	81.1425 USD
Sale	600	81.3975 USD
Sale	600	81.1000 USD
Sale	670	80.8282 USD
Sale	700	80.8628 USD
Sale	700	80.9342 USD
Sale	800	81.3964 USD
Sale	800	80.8512 USD
Sale	808	80.7186 USD
Sale	830	80.8495 USD
Sale	900	80.8016 USD
Sale	900	81.1840 USD
Sale	900	81.3994 USD
Sale	909	80.8447 USD
Sale	910	81.2017 USD
Sale	930	81.4057 USD
Sale	1,106	80.7200 USD
Sale	1,162	81.0393 USD
Sale	1,189	81.2082 USD
Sale	1,247	80.8746 USD
Sale	1,300	81.2288 USD
Sale	1,300	80.7380 USD
Sale	1,400	80.9885 USD
Sale	1,400	81.1435 USD
Sale	1,400	84.5000 USD
Sale	1,491	81.1653 USD
Sale	1,500	87.0000 USD
Sale	1,500	80.9503 USD
Sale	1,500	89.0000 USD
Sale	1,567	81.2116 USD
Sale	1,590	81.2040 USD
Sale	2,077	81.5000 USD
Sale	2,102	81.2019 USD
Sale	2,412	81.2145 USD
Sale	2,764	81.0313 USD
Sale	2,800	83.5000 USD
Sale	2,843	80.7838 USD
Sale	2,969	81.1544 USD
Sale	3,500	80.9200 USD
Sale	3,600	81.2493 USD
Sale	3,600	81.3962 USD
Sale	3,622	81.0098 USD
Sale	4,918	81.0003 USD
Sale	5,000	80.5000 USD
Sale	5,300	82.5000 USD
Sale	5,400	81.1443 USD
Sale	6,834	81.1782 USD
Sale	7,200	84.0000 USD
Sale	9,800	82.0000 USD
Sale	10,456	81.0308 USD
Sale	10,800	83.0000 USD
Sale	12,300	80.8531 USD
Sale	13,723	81.0289 USD
Sale	17,600	81.0943 USD
Sale	17,812	80.6400 USD
Sale	19,711	81.0194 USD
Sale	20,659	81.0775 USD
Sale	24,000	81.0803 USD
Sale	24,062	81.1364 USD
Sale	46,967	81.0200 USD
Sale	47,200	81.0835 USD
Sale	49,800	81.0452 USD
Sale	76,791	80.9708 USD
Sale	153,078	81.1204 USD
Sale	241,872	81.1013 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	68 USD	American	18 Sep 2020	14.5700 USD
Call Option	Purchasing	200	68 USD	American	15 Jan 2021	15.4500 USD
Call Option	Purchasing	400	70 USD	American	15 Jan 2021	13.3500 USD
Call Option	Purchasing	400	80 USD	American	7 Feb 2020	2.5550 USD
Call Option	Purchasing	1,200	80 USD	American	21 Feb 2020	2.9000 USD
Call Option	Purchasing	400	80 USD	American	15 Jan 2021	7.4750 USD
Call Option	Purchasing	300	81 USD	American	31 Jan 2020	0.3000 USD
Call Option	Purchasing	8,700	81 USD	American	7 Feb 2020	1.8766 USD
Call Option	Purchasing	1,300	82 USD	American	7 Feb 2020	1.3753 USD
Call Option	Purchasing	600	82 USD	American	7 Feb 2020	1.6066 USD
Call Option	Purchasing	3,100	83 USD	American	7 Feb 2020	0.9312 USD
Call Option	Purchasing	600	83 USD	American	21 Feb 2020	1.4866 USD
Call Option	Purchasing	400	83 USD	American	21 Feb 2020	1.5125 USD
Call Option	Purchasing	100	83 USD	American	28 Feb 2020	1.6500 USD
Call Option	Purchasing	200	83 USD	American	20 Mar 2020	2.6600 USD
Call Option	Purchasing	200	84 USD	American	7 Feb 2020	0.5700 USD
Call Option	Purchasing	900	84 USD	American	7 Feb 2020	0.7311 USD
Call Option	Purchasing	200	84 USD	American	14 Feb 2020	0.7900 USD
Call Option	Purchasing	1,000	84 USD	American	21 Feb 2020	1.1600 USD
Call Option	Purchasing	200	84 USD	American	21 Feb 2020	1.1800 USD
Call Option	Purchasing	1,600	85 USD	American	7 Feb 2020	0.4518 USD
Call Option	Purchasing	300	85 USD	American	7 Feb 2020	0.5600 USD
Call Option	Purchasing	3,000	85 USD	American	21 Feb 2020	0.7440 USD
Call Option	Purchasing	800	85 USD	American	28 Feb 2020	0.9737 USD
Call Option	Purchasing	300	85 USD	American	20 Mar 2020	1.5066 USD
Call Option	Purchasing	100	85 USD	American	15 Jan 2021	5.0600 USD
Call Option	Purchasing	100	86 USD	American	14 Feb 2020	0.4800 USD
Call Option	Purchasing	1,000	86 USD	American	21 Feb 2020	0.5630 USD
Call Option	Purchasing	4,900	87 USD	American	7 Feb 2020	0.1800 USD
Call Option	Purchasing	100	87 USD	American	7 Feb 2020	0.2200 USD
Call Option	Purchasing	200	87 USD	American	21 Feb 2020	0.4250 USD
Call Option	Purchasing	2,100	88 USD	American	7 Feb 2020	0.1200 USD
Call Option	Purchasing	400	88 USD	American	7 Feb 2020	0.1300 USD
Call Option	Purchasing	100	88 USD	American	21 Feb 2020	0.2800 USD
Call Option	Purchasing	2,600	90 USD	American	21 Feb 2020	0.1200 USD
Call Option	Purchasing	5,000	100 USD	American	15 Jan 2021	1.4800 USD
Call Option	Selling	5,000	80 USD	American	21 Jan 2022	9.2300 USD
Call Option	Selling	5,000	81 USD	American	31 Jan 2020	0.6600 USD
Call Option	Selling	1,000	82 USD	American	31 Jan 2020	0.2700 USD
Call Option	Selling	600	82 USD	American	7 Feb 2020	1.6000 USD
Call Option	Selling	600	83 USD	American	7 Feb 2020	1.0166 USD
Call Option	Selling	400	83 USD	American	20 Mar 2020	2.9000 USD
Call Option	Selling	100	84 USD	American	7 Feb 2020	0.5800 USD
Call Option	Selling	400	84 USD	American	14 Feb 2020	1.0800 USD
Call Option	Selling	300	85 USD	American	7 Feb 2020	0.4800 USD
Call Option	Selling	200	85 USD	American	14 Feb 2020	0.8000 USD
Call Option	Selling	100	85 USD	American	21 Feb 2020	0.8500 USD
Call Option	Selling	200	85 USD	American	20 Mar 2020	1.6400 USD
Call Option	Selling	300	86 USD	American	31 Jan 2020	0.0300 USD
Call Option	Selling	300	86 USD	American	7 Feb 2020	0.3300 USD
Call Option	Selling	400	86 USD	American	21 Feb 2020	0.5800 USD
Call Option	Selling	800	88 USD	American	7 Feb 2020	0.1137 USD
Call Option	Selling	1,300	90 USD	American	21 Feb 2020	0.1684 USD
Call Option	Selling	200	90 USD	American	20 Mar 2020	0.5300 USD
Call Option	Selling	300	90 USD	American	15 May 2020	1.1500 USD
Call Option	Selling	1,100	93 USD	American	21 Feb 2020	0.0890 USD
Call Option	Selling	400	95 USD	American	21 Feb 2020	0.0550 USD
Call Option	Selling	1,500	105 USD	American	15 May 2020	0.1200 USD
Put Option	Purchasing	500	73 USD	American	21 Feb 2020	0.2600 USD
Put Option	Purchasing	100	75 USD	American	7 Feb 2020	0.2700 USD
Put Option	Purchasing	100	75 USD	American	14 Feb 2020	0.3500 USD
Put Option	Purchasing	1,700	75 USD	American	21 Feb 2020	0.5376 USD
Put Option	Purchasing	500	75 USD	American	20 Mar 2020	1.1760 USD
Put Option	Purchasing	300	78 USD	American	7 Feb 2020	0.7600 USD
Put Option	Purchasing	2,700	78 USD	American	21 Feb 2020	1.0070 USD
Put Option	Purchasing	100	78 USD	American	20 Mar 2020	1.7800 USD
Put Option	Purchasing	800	79 USD	American	7 Feb 2020	1.0325 USD
Put Option	Purchasing	1,900	80 USD	American	7 Feb 2020	1.3005 USD
Put Option	Purchasing	1,000	80 USD	American	21 Feb 2020	1.9340 USD
Put Option	Purchasing	1,000	81 USD	American	31 Jan 2020	0.3560 USD
Put Option	Purchasing	1,200	81 USD	American	7 Feb 2020	1.8275 USD
Put Option	Purchasing	300	81 USD	American	21 Feb 2020	2.2800 USD
Put Option	Purchasing	300	82 USD	American	31 Jan 2020	0.2966 USD
Put Option	Purchasing	1,500	82 USD	American	7 Feb 2020	1.8733 USD
Put Option	Purchasing	400	82 USD	American	7 Feb 2020	2.0925 USD
Put Option	Purchasing	800	82 USD	American	21 Feb 2020	2.7975 USD
Put Option	Purchasing	500	83 USD	American	21 Feb 2020	2.9600 USD
Put Option	Selling	200	68 USD	American	15 May 2020	0.8700 USD
Put Option	Selling	500	70 USD	American	21 Feb 2020	0.1400 USD
Put Option	Selling	500	70 USD	American	20 Mar 2020	0.4760 USD
Put Option	Selling	500	73 USD	American	19 Jun 2020	2.1000 USD
Put Option	Selling	500	79 USD	American	7 Feb 2020	1.0100 USD
Put Option	Selling	600	80 USD	American	21 Feb 2020	1.7333 USD
Put Option	Selling	500	82 USD	American	31 Jan 2020	0.7300 USD
Put Option	Selling	400	83 USD	American	31 Jan 2020	1.1050 USD
Put Option	Selling	800	83 USD	American	31 Jan 2020	2.0075 USD
Put Option	Selling	1,000	84 USD	American	31 Jan 2020	2.3900 USD
Put Option	Selling	200	84 USD	American	31 Jan 2020	2.5900 USD
Put Option	Selling	600	84 USD	American	21 Feb 2020	4.0500 USD
Put Option	Selling	100	85 USD	American	31 Jan 2020	3.6000 USD
Put Option	Selling	100	88 USD	American	15 May 2020	9.1800 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	5 Feb 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	1,100	88.0000	American	Feb 21, 2020
Put Options	Written	700	82.5000	American	Jan 15, 2021
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	100	90.5000	American	Feb 14, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	9,000	85.5000	American	Jan 31, 2020
Put Options	Written	100	83.0000	American	Feb 7, 2020
Call Options	Purchased	300	67.5000	American	Sep 18, 2020
Put Options	Written	100	86.5000	American	Jan 31, 2020
Put Options	Written	4,300	84.5000	American	Feb 21, 2020
Put Options	Written	100	88.0000	American	Jan 31, 2020
Put Options	Written	2,600	75.0000	American	Jun 19, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Put Options	Written	1,700	85.0000	American	Jun 19, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Put Options	Written	5,300	80.0000	American	May 15, 2020
Put Options	Written	2,900	70.0000	American	May 15, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	75.0000	American	Feb 14, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-400	82.0000	American	Feb 7, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-4,400	90.0000	American	Feb 7, 2020
Call Options	Written	-400	84.5000	American	Feb 14, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-100	82.5000	American	Jan 21, 2022
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Call Options	Written	-300	105.0000	American	Jan 21, 2022
Call Options	Written	-1,900	88.0000	American	Feb 7, 2020
Call Options	Written	-3,100	85.0000	American	Mar 20, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-700	75.0000	American	Mar 20, 2020
Put Options	Purchased	-21,000	75.0000	American	Feb 21, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-5,400	80.0000	American	Jan 31, 2020
Call Options	Written	-17,800	90.0000	American	Jun 19, 2020
Call Options	Written	-200	74.0000	American	Jan 31, 2020
Call Options	Written	-500	84.0000	American	Feb 14, 2020
Call Options	Written	-3,300	93.0000	American	Jan 31, 2020
Put Options	Purchased	-22,300	82.5000	American	Feb 21, 2020
Call Options	Written	-10,000	92.5000	American	Feb 7, 2020
Call Options	Written	-100	70.0000	American	Feb 21, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-5,200	80.0000	American	Jan 21, 2022
Call Options	Written	-20,300	92.0000	American	Feb 7, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-600	90.0000	American	Mar 20, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Purchased	1,100	83.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Call Options	Purchased	2,300	95.0000	American	Feb 21, 2020
Call Options	Purchased	100	83.0000	American	Feb 28, 2020
Call Options	Purchased	2,300	83.0000	American	Jan 31, 2020
Call Options	Purchased	400	85.5000	American	Feb 14, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	900	85.0000	American	Aug 21, 2020
Call Options	Purchased	7,600	92.5000	American	May 15, 2020
Call Options	Purchased	400	72.5000	American	May 15, 2020
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Call Options	Purchased	4,500	85.5000	American	Feb 21, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	20,800	85.0000	American	Feb 21, 2020
Call Options	Purchased	8,300	95.0000	American	May 15, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Put Options	Written	1,000	82.5000	American	Mar 20, 2020
Call Options	Purchased	500	87.5000	American	Mar 20, 2020
Put Options	Written	5,000	91.0000	American	Feb 21, 2020
Put Options	Written	4,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	300	120.0000	American	Sep 18, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	5,000	62.5000	American	Jan 15, 2021
Put Options	Written	900	82.5000	American	Sep 18, 2020
Call Options	Purchased	100	94.0000	American	Feb 28, 2020
Call Options	Purchased	100	86.0000	American	Feb 14, 2020
Call Options	Purchased	19,400	92.0000	American	Jan 31, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-700	95.0000	American	Jan 31, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-5,700	91.0000	American	Feb 7, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-200	86.0000	American	Jan 31, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-3,500	83.0000	American	Feb 21, 2020
Put Options	Purchased	-3,900	80.0000	American	Mar 20, 2020
Call Options	Written	-200	97.5000	American	Feb 21, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	89.0000	American	Jan 31, 2020
Call Options	Written	-200	91.5000	American	Jan 31, 2020
Call Options	Written	-1,400	87.5000	American	Jan 31, 2020
Call Options	Written	-100	100.0000	American	Mar 20, 2020
Call Options	Written	-400	82.5000	American	Mar 20, 2020
Call Options	Written	-18,400	110.0000	American	Jan 15, 2021
Call Options	Purchased	4,000	95.0000	American	Mar 20, 2020
Call Options	Purchased	700	86.5000	American	Jan 31, 2020
Put Options	Written	400	87.5000	American	Feb 7, 2020
Put Options	Written	200	83.5000	American	Feb 7, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	5,700	85.5000	American	Jan 31, 2020
Call Options	Purchased	900	88.0000	American	Feb 14, 2020
Call Options	Purchased	300	90.5000	American	Feb 21, 2020
Call Options	Purchased	3,000	97.5000	American	May 15, 2020
Call Options	Purchased	2,200	105.0000	American	Jun 19, 2020
Call Options	Purchased	200	97.5000	American	Mar 20, 2020
Put Options	Written	800	78.0000	American	Feb 7, 2020
Put Options	Written	3,200	75.0000	American	May 15, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	86.0000	American	Feb 28, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	900	90.5000	American	Feb 28, 2020
Call Options	Written	-100	84.5000	American	Feb 7, 2020
Call Options	Written	-2,700	85.0000	American	Jun 19, 2020
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-100	83.0000	American	Feb 14, 2020
Call Options	Written	-300	89.0000	American	Feb 21, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-300	110.0000	American	Jun 19, 2020
Call Options	Written	-800	87.5000	American	Feb 7, 2020
Put Options	Purchased	-1,400	84.5000	American	Jan 31, 2020
Put Options	Purchased	-6,900	72.5000	American	Feb 21, 2020
Put Options	Purchased	-400	85.0000	American	Feb 14, 2020
Put Options	Purchased	-1,500	81.0000	American	Jan 31, 2020
Call Options	Written	-4,300	85.0000	American	May 15, 2020
Put Options	Purchased	-600	77.5000	American	Mar 20, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-1,300	86.0000	American	Feb 7, 2020
Call Options	Written	-1,300	90.5000	American	Jan 31, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Written	156,100	65.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	85.0000	American	Feb 7, 2020
Put Options	Written	177,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	400	75.0000	American	Jan 21, 2022
Call Options	Purchased	400	87.5000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	5,600	90.0000	American	Aug 21, 2020
Call Options	Purchased	4,500	87.5000	American	Feb 21, 2020
Call Options	Purchased	7,400	80.0000	American	May 15, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	2,500	82.5000	American	Feb 21, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,500	67.5000	American	Jan 15, 2021
Put Options	Written	900	85.0000	American	Jan 31, 2020
Put Options	Written	500	70.0000	American	Mar 20, 2020
Call Options	Purchased	200	93.0000	American	Feb 21, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Call Options	Purchased	6,800	90.0000	American	Sep 18, 2020
Put Options	Written	2,800	80.0000	American	Jun 19, 2020
Put Options	Written	400	81.5000	American	Mar 6, 2020
Put Options	Written	5,700	77.5000	American	Jan 15, 2021
Put Options	Written	500	88.0000	American	Feb 7, 2020
Put Options	Written	300	85.0000	American	May 15, 2020
Put Options	Written	100	78.0000	American	Jan 31, 2020
Call Options	Purchased	4,100	92.5000	American	Mar 20, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-300	79.0000	American	Feb 7, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-79,500	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	87.0000	American	Jan 31, 2020
Call Options	Written	-2,100	88.0000	American	Mar 6, 2020
Call Options	Written	-18,500	92.5000	American	Feb 21, 2020
Call Options	Written	-45,800	90.0000	American	Jan 31, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Put Options	Purchased	-1,100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-3,400	88.5000	American	Jan 31, 2020
Call Options	Written	-8,000	100.0000	American	Jan 15, 2021
Put Options	Purchased	-8,000	90.0000	American	Feb 21, 2020
Put Options	Purchased	-100	75.0000	American	Feb 7, 2020
Call Options	Written	-200	89.0000	American	Feb 7, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,500	70.0000	American	Jan 15, 2021
Call Options	Written	-300	91.5000	American	Feb 7, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-100	85.5000	American	Feb 7, 2020
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Put Options	Purchased	-2,000	81.5000	American	Jan 31, 2020
Put Options	Written	400	67.5000	American	May 15, 2020
Call Options	Purchased	35,200	90.0000	American	Feb 21, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	12,600	70.0000	American	Feb 21, 2020
Call Options	Purchased	7,100	90.0000	American	May 15, 2020
Call Options	Purchased	9,300	85.0000	American	Jan 31, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	8,700	81.0000	American	Feb 7, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	84.5000	American	Jan 31, 2020
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Put Options	Written	300	65.0000	American	May 15, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	200	94.0000	American	Jan 31, 2020
Call Options	Purchased	13,900	75.0000	American	Sep 18, 2020
Call Options	Purchased	2,900	83.0000	American	Feb 7, 2020
Call Options	Purchased	100	110.0000	American	Jan 21, 2022
Put Options	Purchased	-1,600	84.0000	American	Feb 7, 2020
Put Options	Purchased	-2,100	72.5000	American	Jun 19, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-5,200	84.5000	American	Feb 21, 2020
Put Options	Purchased	-100	60.0000	American	Feb 21, 2020
Call Options	Written	-500	70.0000	American	Feb 28, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-5,000	80.5000	American	Jan 31, 2020
Put Options	Purchased	-1,100	82.5000	American	May 15, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-900	80.0000	American	Feb 7, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Put Options	Purchased	-300	79.5000	American	Jan 31, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Call Options	Written	-400	93.0000	American	Feb 7, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-200	70.0000	American	Aug 21, 2020
Put Options	Purchased	-400	89.0000	American	Feb 21, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-13,900	87.0000	American	Feb 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-1,000	85.0000	American	Mar 6, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-6,800	91.0000	American	Jan 31, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	11,000	87.5000	American	May 15, 2020
Put Options	Written	1,000	75.0000	American	Jan 15, 2021
Call Options	Purchased	100	91.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	90.0000	American	Feb 28, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	1,200	80.0000	American	Feb 21, 2020
Put Options	Written	800	87.5000	American	Jan 15, 2021
Put Options	Written	30,100	70.0000	American	Jun 19, 2020
Call Options	Purchased	400	80.0000	American	Feb 7, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	11,200	86.0000	American	Feb 21, 2020
Call Options	Purchased	2,000	93.5000	American	Feb 14, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	800	82.0000	American	Feb 21, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-500	87.5000	American	Mar 20, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-800	86.5000	American	Feb 7, 2020
Put Options	Purchased	-2,800	83.5000	American	Jan 31, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-400	89.5000	American	Jan 31, 2020
Put Options	Purchased	-7,200	84.0000	American	Jan 31, 2020
Call Options	Written	-18,900	95.0000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-1,400	89.0000	American	Jan 31, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	81.5000	American	Feb 7, 2020
Put Options	Purchased	-2,400	83.0000	American	Feb 21, 2020
Put Options	Purchased	-100	80.0000	American	Feb 14, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Written	100	97.5000	American	Jan 21, 2022
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	100	82.0000	American	Jan 31, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Call Options	Purchased	100	95.0000	American	Aug 21, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	13,300	84.0000	American	Feb 21, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	900	77.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	300	55.0000	American	Jan 21, 2022
Call Options	Purchased	2,300	85.0000	American	Feb 28, 2020
Call Options	Purchased	1,300	92.0000	American	Feb 21, 2020
Call Options	Purchased	700	105.0000	American	May 15, 2020
Put Options	Written	100	130.0000	American	Jun 19, 2020
Call Options	Purchased	2,400	100.0000	American	Feb 21, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Put Options	Written	1,100	65.0000	American	Sep 18, 2020
Put Options	Written	15,300	85.0000	American	Feb 21, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-200	90.0000	American	Feb 14, 2020
Put Options	Purchased	-400	90.0000	American	Feb 28, 2020
Call Options	Written	-4,000	100.0000	American	Jun 19, 2020
Put Options	Purchased	-200	85.0000	American	Feb 7, 2020
Put Options	Purchased	-1,000	90.0000	American	Mar 20, 2020
Call Options	Written	-500	89.5000	American	Feb 7, 2020
Put Options	Purchased	-5,000	83.0000	American	Jan 31, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Put Options	Purchased	-4,900	57.5000	American	Sep 18, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-100	87.0000	American	Feb 14, 2020
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Purchased	1,500	82.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	87.0000	American	Feb 7, 2020
Call Options	Purchased	900	83.5000	American	Feb 7, 2020
Call Options	Purchased	300	81.0000	American	Jan 31, 2020
Call Options	Purchased	500	85.5000	American	Feb 7, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	300	82.0000	American	Feb 7, 2020
Call Options	Purchased	300	85.0000	American	Feb 14, 2020
Put Options	Written	300	80.5000	American	Jan 31, 2020
Put Options	Written	14,000	80.0000	American	Feb 21, 2020
Call Options	Purchased	6,800	84.0000	American	Jan 31, 2020
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Put Options	Written	1,000	92.5000	American	Mar 20, 2020
Call Options	Purchased	5,000	100.0000	American	May 15, 2020
Call Options	Purchased	600	81.5000	American	Feb 7, 2020
Call Options	Written	-4,200	86.0000	American	Jan 31, 2020
Call Options	Written	-600	88.0000	American	Feb 21, 2020
Call Options	Written	-700	88.5000	American	Feb 7, 2020
Call Options	Written	-6,300	88.0000	American	Jan 31, 2020
Put Options	Purchased	-1,200	85.0000	American	Mar 20, 2020
Put Options	Purchased	-100,000	85.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	83.5000	American	Feb 28, 2020
Call Options	Written	-2,700	82.5000	American	Jan 15, 2021
Call Options	Written	-1,300	80.0000	American	Jan 15, 2021
Call Options	Written	-5,500	95.0000	American	Jan 15, 2021
Call Options	Written	-800	84.0000	American	Feb 7, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-500	85.5000	American	Feb 14, 2020
Call Options	Written	-600	87.5000	American	Jan 15, 2021
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Call Options	Written	-4,500	100.0000	American	Sep 18, 2020
Call Options	Written	-6,200	87.0000	American	Jan 31, 2020
Put Options	Purchased	-200	87.5000	American	Jan 31, 2020
Put Options	Purchased	-9,800	82.0000	American	Jan 31, 2020
Call Options	Written	-11,300	84.0000	American	Feb 21, 2020
Call Options	Written	-100	93.0000	American	Feb 14, 2020
Call Options	Written	-1,000	81.5000	American	Jan 31, 2020
Put Options	Purchased	-1,400	81.0000	American	Feb 7, 2020
Call Options	Written	-1,500	110.0000	American	May 15, 2020
Call Options	Written	-200	76.0000	American	Jan 31, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-16,800	77.5000	American	Feb 21, 2020
Put Options	Purchased	-3,500	81.0000	American	Feb 21, 2020
Put Options	Purchased	-5,300	82.5000	American	Jan 31, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200205005478/en/