Form 8.3 - ABBVIE INC AMENDMENT

Form 8.3 - ABBVIE INC AMENDMENT

BARCLAYS PLC

 

Ap19

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	13 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		2,520,059	0.17%	4,373,691	0.30%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,670,447	0.11%	1,095,700	0.07%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,656,400	0.18%	987,800	0.07%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		6,846,906	0.46%	6,457,191	0.44%
		Â	Â	Â	Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	86.7700 USD
Purchase	8	86.5800 USD
Purchase	22	86.6200 USD
Purchase	24	86.6700 USD
Purchase	27	86.7196 USD
Purchase	72	86.1900 USD
Purchase	100	86.7100 USD
Purchase	100	86.6400 USD
Purchase	100	86.6900 USD
Purchase	100	86.6450 USD
Purchase	100	87.1300 USD
Purchase	100	86.6800 USD
Purchase	100	86.7400 USD
Purchase	160	86.6500 USD
Purchase	199	86.4483 USD
Purchase	239	86.6734 USD
Purchase	328	86.6890 USD
Purchase	331	86.3253 USD
Purchase	400	86.4825 USD
Purchase	400	86.7525 USD
Purchase	400	86.4550 USD
Purchase	500	86.6680 USD
Purchase	515	86.5488 USD
Purchase	588	86.7640 USD
Purchase	588	86.7641 USD
Purchase	900	86.8800 USD
Purchase	1,100	86.6413 USD
Purchase	1,200	86.6667 USD
Purchase	1,219	86.9249 USD
Purchase	1,376	86.7618 USD
Purchase	2,011	86.4958 USD
Purchase	2,100	86.8422 USD
Purchase	2,247	86.6046 USD
Purchase	2,400	86.1723 USD
Purchase	3,300	86.7834 USD
Purchase	3,800	86.6342 USD
Purchase	5,611	86.6831 USD
Purchase	7,000	86.7260 USD
Purchase	9,367	86.3827 USD
Purchase	9,740	85.5100 USD
Purchase	16,100	86.6934 USD
Purchase	18,211	86.4726 USD
Purchase	22,572	86.4400 USD
Purchase	24,000	86.6823 USD
Purchase	30,636	86.6841 USD
Purchase	30,705	86.7552 USD
Purchase	36,359	86.7419 USD
Purchase	37,099	86.6020 USD
Purchase	84,712	86.6402 USD
Purchase	86,600	86.7263 USD
Purchase	147,542	86.7749 USD
Purchase	312,215	86.6600 USD
Sale	3	86.6400 USD
Sale	88	86.6450 USD
Sale	91	86.7400 USD
Sale	97	86.7800 USD
Sale	100	86.1900 USD
Sale	100	87.0700 USD
Sale	100	86.1400 USD
Sale	100	86.6700 USD
Sale	100	86.7100 USD
Sale	100	85.4157 USD
Sale	100	86.7378 USD
Sale	100	86.5800 USD
Sale	100	86.5600 USD
Sale	100	86.5550 USD
Sale	100	86.7850 USD
Sale	100	86.7900 USD
Sale	100	86.3200 USD
Sale	104	86.2442 USD
Sale	106	86.6783 USD
Sale	114	86.6287 USD
Sale	115	86.5665 USD
Sale	122	86.7629 USD
Sale	177	86.1700 USD
Sale	188	86.2163 USD
Sale	200	86.6800 USD
Sale	200	86.6050 USD
Sale	200	85.4800 USD
Sale	200	86.4900 USD
Sale	200	86.8550 USD
Sale	200	86.1950 USD
Sale	200	86.1750 USD
Sale	200	86.7825 USD
Sale	200	86.8300 USD
Sale	200	86.7700 USD
Sale	200	86.1550 USD
Sale	212	86.5781 USD
Sale	223	86.1600 USD
Sale	250	86.6100 USD
Sale	282	86.6497 USD
Sale	286	86.8197 USD
Sale	300	86.8366 USD
Sale	300	86.7533 USD
Sale	300	86.7333 USD
Sale	300	86.5400 USD
Sale	300	86.1866 USD
Sale	300	86.6300 USD
Sale	300	86.8583 USD
Sale	300	86.8633 USD
Sale	300	86.9500 USD
Sale	325	86.4310 USD
Sale	400	86.6087 USD
Sale	400	86.8800 USD
Sale	400	87.1000 USD
Sale	402	86.7992 USD
Sale	418	86.7416 USD
Sale	487	86.5982 USD
Sale	500	86.7710 USD
Sale	510	86.5158 USD
Sale	554	86.6534 USD
Sale	583	86.6567 USD
Sale	588	86.7640 USD
Sale	714	86.8538 USD
Sale	750	86.5433 USD
Sale	791	86.7088 USD
Sale	800	86.5737 USD
Sale	849	86.6432 USD
Sale	889	86.5396 USD
Sale	890	86.6695 USD
Sale	900	86.5300 USD
Sale	900	86.9977 USD
Sale	909	86.6407 USD
Sale	1,000	86.7447 USD
Sale	1,035	86.6510 USD
Sale	1,098	86.7206 USD
Sale	1,100	86.6440 USD
Sale	1,100	86.7027 USD
Sale	1,200	86.1723 USD
Sale	1,200	86.9966 USD
Sale	1,300	86.3176 USD
Sale	1,300	86.5330 USD
Sale	1,306	86.6732 USD
Sale	1,429	86.5521 USD
Sale	1,600	86.4356 USD
Sale	1,601	87.0338 USD
Sale	1,607	86.6871 USD
Sale	1,800	86.7245 USD
Sale	1,821	86.7530 USD
Sale	1,941	86.6689 USD
Sale	2,078	86.6109 USD
Sale	2,108	86.5790 USD
Sale	2,490	86.6787 USD
Sale	2,570	86.8162 USD
Sale	2,861	86.6399 USD
Sale	3,500	86.7260 USD
Sale	3,775	86.4708 USD
Sale	3,800	86.6342 USD
Sale	3,878	86.6677 USD
Sale	4,013	86.9669 USD
Sale	4,500	86.6936 USD
Sale	4,715	86.6521 USD
Sale	4,927	86.6737 USD
Sale	4,952	86.6065 USD
Sale	5,019	86.6834 USD
Sale	5,084	86.7215 USD
Sale	5,304	86.7972 USD
Sale	6,500	86.7021 USD
Sale	7,500	86.9432 USD
Sale	7,898	86.6518 USD
Sale	9,000	86.6252 USD
Sale	9,740	85.5100 USD
Sale	12,046	86.9161 USD
Sale	12,700	86.3876 USD
Sale	14,410	86.7123 USD
Sale	15,494	86.6385 USD
Sale	15,700	86.6976 USD
Sale	17,400	86.6967 USD
Sale	18,540	86.7619 USD
Sale	22,670	86.9301 USD
Sale	27,697	86.7172 USD
Sale	28,788	86.6533 USD
Sale	43,300	86.7263 USD
Sale	47,725	86.6619 USD
Sale	48,775	86.4400 USD
Sale	109,840	86.6593 USD
Sale	164,026	86.6600 USD
Sale	187,587	86.6608 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	7,478	86.4633 USD
SWAP	Short	146,300	86.4400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	1,000	68 USD	American	15 Jan 2021	20.5500 USD
Call Option	Purchasing	700	70 USD	American	15 Jan 2021	18.3000 USD
Call Option	Purchasing	100	75 USD	American	19 Jun 2020	13.7500 USD
Call Option	Purchasing	100	75 USD	American	15 Jan 2021	15.0000 USD
Call Option	Purchasing	100	83 USD	American	19 Jun 2020	8.1500 USD
Call Option	Purchasing	800	85 USD	American	17 Jan 2020	3.1000 USD
Call Option	Purchasing	600	87 USD	American	15 Nov 2019	0.6383 USD
Call Option	Purchasing	100	88 USD	American	15 Nov 2019	0.3000 USD
Call Option	Purchasing	400	88 USD	American	29 Nov 2019	1.0200 USD
Call Option	Purchasing	1,100	90 USD	American	22 Nov 2019	0.1600 USD
Call Option	Purchasing	100	90 USD	American	20 Dec 2019	0.9700 USD
Call Option	Purchasing	500	90 USD	American	17 Jan 2020	1.6600 USD
Call Option	Purchasing	200	90 USD	American	15 May 2020	4.1100 USD
Call Option	Selling	100	87 USD	American	15 Nov 2019	0.2600 USD
Call Option	Selling	2,500	115 USD	American	21 Feb 2020	0.0500 USD
Put Option	Purchasing	100	68 USD	American	19 Jun 2020	1.4700 USD
Put Option	Purchasing	200	80 USD	American	17 Jan 2020	1.5000 USD
Put Option	Purchasing	1,100	83 USD	American	20 Dec 2019	0.8909 USD
Put Option	Purchasing	200	84 USD	American	15 Nov 2019	0.0500 USD
Put Option	Purchasing	100	85 USD	American	15 May 2020	5.8500 USD
Put Option	Purchasing	100	87 USD	American	15 Nov 2019	0.7000 USD
Put Option	Purchasing	100	88 USD	American	20 Dec 2019	2.4700 USD
Put Option	Purchasing	200	88 USD	American	21 Feb 2020	5.4000 USD
Put Option	Purchasing	500	105 USD	American	19 Jun 2020	20.8000 USD
Put Option	Purchasing	300	130 USD	American	17 Jan 2020	44.0500 USD
Put Option	Selling	500	65 USD	American	17 Jan 2020	0.1600 USD
Put Option	Selling	100	65 USD	American	21 Feb 2020	0.3400 USD
Put Option	Selling	200	70 USD	American	19 Jun 2020	1.8000 USD
Put Option	Selling	1,000	75 USD	American	20 Dec 2019	0.1800 USD
Put Option	Selling	400	80 USD	American	20 Dec 2019	0.5300 USD
Put Option	Selling	100	82 USD	American	15 Nov 2019	0.0400 USD
Put Option	Selling	100	83 USD	American	20 Dec 2019	0.8200 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	20 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	352,000	65.0000	American	Jan 17, 2020
Put Options	Written	100,300	60.0000	American	Jun 19, 2020
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	13,100	72.5000	American	Nov 15, 2019
Call Options	Purchased	1,100	87.0000	American	Dec 13, 2019
Put Options	Written	900	82.5000	American	Jan 17, 2020
Call Options	Purchased	500	75.0000	American	May 15, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Call Options	Purchased	1,100	81.0000	American	Nov 15, 2019
Call Options	Purchased	800	78.0000	American	Nov 15, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	500	70.0000	American	Dec 20, 2019
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	4,700	82.5000	American	Nov 22, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	100	77.5000	American	Nov 22, 2019
Call Options	Purchased	9,100	82.5000	American	Nov 15, 2019
Call Options	Purchased	12,400	70.0000	American	Nov 15, 2019
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	1,200	37.5000	American	Jan 21, 2022
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	100	71.0000	American	Dec 6, 2019
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Put Options	Written	3,000	50.0000	American	Nov 15, 2019
Put Options	Purchased	-6,900	73.0000	American	Nov 15, 2019
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-600	87.5000	American	Dec 20, 2019
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-600	82.5000	American	Feb 21, 2020
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Call Options	Written	-2,100	120.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	87.0000	American	Nov 22, 2019
Call Options	Purchased	200	95.0000	American	Feb 21, 2020
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	4,700	95.0000	American	May 15, 2020
Call Options	Purchased	500	72.5000	American	May 15, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Put Options	Written	200	85.0000	American	Nov 15, 2019
Call Options	Purchased	287,200	80.0000	American	Jan 17, 2020
Call Options	Purchased	200	84.0000	American	Nov 29, 2019
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	3,400	85.0000	American	Feb 21, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	6,000	75.0000	American	Nov 15, 2019
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	49,100	95.0000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	900	86.5000	American	Nov 29, 2019
Call Options	Purchased	500	92.5000	American	May 15, 2020
Call Options	Purchased	500	88.0000	American	Dec 13, 2019
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Written	500	77.5000	American	Nov 15, 2019
Put Options	Written	200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	72.5000	American	Jun 19, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	77.5000	American	Dec 20, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Put Options	Purchased	-11,400	82.5000	American	Nov 15, 2019
Put Options	Purchased	-100	80.0000	American	Nov 22, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Purchased	-1,300	82.0000	American	Nov 15, 2019
Call Options	Written	-1,100	95.0000	American	Nov 29, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-2,500	55.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	79.0000	American	Dec 6, 2019
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-6,400	83.0000	American	Nov 15, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	74.0000	American	Nov 15, 2019
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Call Options	Written	-100	87.5000	American	May 15, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Written	900	75.0000	American	May 15, 2020
Put Options	Written	800	57.5000	American	Feb 21, 2020
Call Options	Purchased	7,200	87.5000	American	Nov 15, 2019
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Call Options	Purchased	4,000	85.0000	American	Dec 20, 2019
Put Options	Written	12,300	62.5000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	800	83.0000	American	Nov 29, 2019
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	6,100	87.0000	American	Nov 15, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	800	95.0000	American	Dec 20, 2019
Call Options	Purchased	200	87.0000	American	Dec 6, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	3,300	86.0000	American	Nov 22, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	200	84.0000	American	Nov 15, 2019
Put Options	Written	100	79.0000	American	Nov 15, 2019
Put Options	Purchased	-500	85.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	85.0000	American	Nov 22, 2019
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	87.0000	American	Nov 15, 2019
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-1,700	90.0000	American	Dec 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Call Options	Written	-4,100	85.0000	American	Jun 19, 2020
Call Options	Written	-11,900	95.0000	American	Jan 17, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-5,200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-24,500	60.0000	American	Jan 17, 2020
Call Options	Purchased	110,700	77.5000	American	Nov 15, 2019
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	200	88.0000	American	Nov 22, 2019
Call Options	Purchased	1,500	87.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	90.0000	American	Sep 18, 2020
Call Options	Purchased	7,500	82.0000	American	Nov 15, 2019
Put Options	Written	155,500	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,100	90.0000	American	Nov 22, 2019
Call Options	Purchased	100	67.5000	American	Nov 15, 2019
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Call Options	Purchased	7,200	80.0000	American	May 15, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	200	76.5000	American	Nov 22, 2019
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Written	1,100	86.5000	American	Nov 22, 2019
Put Options	Written	1,100	86.0000	American	Nov 22, 2019
Put Options	Written	100	37.5000	American	Jan 15, 2021
Call Options	Purchased	2,600	85.0000	American	Nov 29, 2019
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Purchased	-400	87.5000	American	May 15, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-81,200	70.0000	American	Jan 15, 2021
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-13,200	100.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-100	72.5000	American	Sep 18, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Call Options	Written	-700	82.5000	American	Nov 29, 2019
Call Options	Written	-5,800	85.0000	American	Nov 15, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-200	84.0000	American	Nov 22, 2019
Call Options	Written	-400	80.0000	American	Nov 22, 2019
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-100	82.5000	American	Nov 29, 2019
Put Options	Purchased	-400	90.0000	American	Feb 21, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Put Options	Purchased	-1,200	84.0000	American	Nov 15, 2019
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Purchased	20,400	90.0000	American	Feb 21, 2020
Call Options	Purchased	18,200	70.0000	American	Jan 17, 2020
Call Options	Purchased	5,300	90.0000	American	May 15, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	700	67.5000	American	Jan 17, 2020
Call Options	Purchased	400	85.0000	American	Dec 6, 2019
Call Options	Purchased	200	83.5000	American	Nov 22, 2019
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	700	70.0000	American	Feb 21, 2020
Call Options	Purchased	24,000	80.0000	American	Nov 15, 2019
Call Options	Purchased	2,200	88.0000	American	Nov 15, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	8,100	85.0000	American	Jan 17, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	1,200	74.5000	American	Nov 15, 2019
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Call Options	Purchased	100	87.5000	American	Sep 18, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-500	60.0000	American	Feb 21, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-500	77.0000	American	Nov 15, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-200	80.5000	American	Nov 15, 2019
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Put Options	Purchased	-19,800	65.0000	American	Nov 15, 2019
Put Options	Purchased	-100	80.0000	American	Nov 29, 2019
Put Options	Purchased	-100	77.0000	American	Nov 22, 2019
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-500	86.0000	American	Dec 6, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-6,200	75.0000	American	Jan 17, 2020
Put Options	Purchased	-300	130.0000	American	Jan 17, 2020
Call Options	Written	-600	80.5000	American	Nov 29, 2019
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Written	28,500	70.0000	American	Jun 19, 2020
Put Options	Written	4,900	80.0000	American	Nov 15, 2019
Put Options	Written	100	77.5000	American	Nov 29, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	24,500	75.0000	American	Nov 15, 2019
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Call Options	Purchased	200	80.0000	American	Nov 29, 2019
Call Options	Purchased	100	82.5000	American	May 15, 2020
Put Options	Written	14,800	75.0000	American	Dec 20, 2019
Put Options	Written	9,600	80.0000	American	Jan 17, 2020
Call Options	Purchased	3,300	86.0000	American	Nov 15, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	500	85.0000	American	Nov 22, 2019
Put Options	Written	100	76.0000	American	Nov 29, 2019
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	200	55.0000	American	Nov 15, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	17,800	80.0000	American	Feb 21, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,100	78.5000	American	Nov 15, 2019
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-300	78.5000	American	Nov 15, 2019
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100	81.5000	American	Nov 15, 2019
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-7,000	70.0000	American	Jan 17, 2020
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	2,000	100.0000	American	Feb 21, 2020
Put Options	Written	15,800	72.5000	American	Nov 15, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Put Options	Written	100	74.0000	American	Nov 29, 2019
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	87.5000	American	Dec 20, 2019
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Put Options	Written	200	65.0000	American	Jan 15, 2021
Call Options	Purchased	100	90.0000	American	Dec 6, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	16,200	90.0000	American	Dec 20, 2019
Call Options	Purchased	1,400	82.5000	American	Dec 20, 2019
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	800	85.0000	American	May 15, 2020
Call Options	Purchased	400	88.0000	American	Nov 29, 2019
Put Options	Written	100	78.0000	American	Nov 15, 2019
Put Options	Written	14,600	67.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	300	83.0000	American	Nov 15, 2019
Call Options	Written	-8,900	85.0000	American	Jan 17, 2020
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-10,300	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	76.0000	American	Nov 15, 2019
Put Options	Purchased	-27,100	62.5000	American	Nov 15, 2019
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-1,400	85.0000	American	Dec 20, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-7,800	90.0000	American	Nov 15, 2019
Put Options	Purchased	-39,200	67.5000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Call Options	Purchased	6,700	77.5000	American	Jan 15, 2021
Call Options	Purchased	14,700	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	500	83.0000	American	Nov 22, 2019
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	100	72.5000	American	Nov 29, 2019
Put Options	Written	100	84.0000	American	Nov 22, 2019
Put Options	Written	8,800	65.0000	American	Feb 21, 2020
Call Options	Purchased	5,400	75.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	100	83.0000	American	Dec 6, 2019
Call Options	Purchased	1,700	77.5000	American	Feb 21, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	400	100.0000	American	May 15, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Written	200	73.0000	American	Nov 22, 2019
Put Options	Written	11,700	80.0000	American	Feb 21, 2020
Put Options	Written	400	72.5000	American	May 15, 2020
Put Options	Written	2,100	80.0000	American	Dec 20, 2019
Put Options	Written	2,000	47.5000	American	Nov 15, 2019
Put Options	Written	100	82.0000	American	Dec 6, 2019
Put Options	Purchased	-700	81.5000	American	Nov 22, 2019
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Put Options	Purchased	-9,300	90.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-9,100	90.0000	American	Jan 17, 2020
Put Options	Purchased	-12,300	60.0000	American	Nov 15, 2019
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Call Options	Written	-5,900	92.5000	American	Jan 17, 2020
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Put Options	Purchased	-6,900	100.0000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-100	79.5000	American	Nov 15, 2019
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-12,700	70.0000	American	Nov 15, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-1,700	72.5000	American	Jan 17, 2020
Put Options	Purchased	-200	87.5000	American	Feb 21, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-1,100	80.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191121005356/en/