FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	17 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,201,450	0.22%	3,973,295	0.27%
					Â
(2)	Derivatives (other than options):
		2,251,961	0.15%	779,700	0.05%
					Â
(3)	Options and agreements to
	purchase/sell:	1,747,200	0.12%	1,280,400	0.09%
					Â
	TOTAL:
		7,200,611	0.49%	6,033,395	0.41%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	88.2200 USD
Purchase	1	88.0700 USD
Purchase	1	88.1700 USD
Purchase	4	88.0925 USD
Purchase	90	88.2600 USD
Purchase	100	89.1500 USD
Purchase	100	88.6000 USD
Purchase	100	88.2100 USD
Purchase	100	88.0800 USD
Purchase	100	88.1800 USD
Purchase	102	88.0355 USD
Purchase	105	88.1266 USD
Purchase	105	88.0957 USD
Purchase	200	88.0250 USD
Purchase	200	87.9962 USD
Purchase	200	88.1900 USD
Purchase	200	88.4700 USD
Purchase	200	88.4500 USD
Purchase	200	88.4100 USD
Purchase	247	88.3098 USD
Purchase	282	88.1929 USD
Purchase	300	87.8833 USD
Purchase	300	88.3600 USD
Purchase	330	87.9863 USD
Purchase	350	88.5857 USD
Purchase	400	87.8800 USD
Purchase	400	88.0675 USD
Purchase	400	88.1976 USD
Purchase	496	88.0175 USD
Purchase	500	88.1020 USD
Purchase	600	88.0300 USD
Purchase	600	88.2283 USD
Purchase	607	88.0400 USD
Purchase	629	88.3387 USD
Purchase	640	88.1993 USD
Purchase	978	88.2065 USD
Purchase	1,005	88.0405 USD
Purchase	1,089	88.0723 USD
Purchase	1,099	88.2304 USD
Purchase	1,199	88.0141 USD
Purchase	1,300	88.4723 USD
Purchase	1,500	88.4566 USD
Purchase	1,600	88.0309 USD
Purchase	1,700	88.1135 USD
Purchase	1,811	88.0972 USD
Purchase	2,611	88.2092 USD
Purchase	2,893	88.0227 USD
Purchase	3,400	88.1235 USD
Purchase	3,611	88.0818 USD
Purchase	4,100	88.1156 USD
Purchase	5,064	89.0800 USD
Purchase	5,340	88.0980 USD
Purchase	6,500	88.0713 USD
Purchase	6,567	88.0506 USD
Purchase	6,971	88.1665 USD
Purchase	7,968	88.0526 USD
Purchase	8,700	87.9700 USD
Purchase	14,227	88.0310 USD
Purchase	15,035	88.1276 USD
Purchase	30,999	88.0850 USD
Purchase	31,500	88.1656 USD
Purchase	34,997	88.1655 USD
Purchase	40,100	88.1469 USD
Purchase	50,977	88.2494 USD
Purchase	87,139	88.1011 USD
Purchase	144,573	88.8865 USD
Purchase	206,745	88.0000 USD
Sale	25	88.1236 USD
Sale	47	87.9900 USD
Sale	100	87.8500 USD
Sale	100	88.7600 USD
Sale	191	88.1274 USD
Sale	300	88.2533 USD
Sale	400	88.1725 USD
Sale	401	87.9978 USD
Sale	600	88.2125 USD
Sale	600	88.1750 USD
Sale	631	88.0937 USD
Sale	700	88.0717 USD
Sale	912	88.0971 USD
Sale	1,000	88.0290 USD
Sale	1,105	88.1247 USD
Sale	1,294	88.0778 USD
Sale	1,435	88.1613 USD
Sale	1,600	87.9925 USD
Sale	1,813	88.1990 USD
Sale	1,900	87.9973 USD
Sale	1,900	88.1589 USD
Sale	2,000	88.1455 USD
Sale	2,579	88.0704 USD
Sale	2,777	88.1123 USD
Sale	2,900	88.1026 USD
Sale	3,020	88.1002 USD
Sale	3,606	88.0482 USD
Sale	4,102	88.1278 USD
Sale	4,700	95.0000 USD
Sale	5,250	89.0800 USD
Sale	6,000	88.2110 USD
Sale	6,000	88.1544 USD
Sale	8,117	88.0351 USD
Sale	8,134	88.1706 USD
Sale	8,800	87.9700 USD
Sale	12,174	88.0951 USD
Sale	14,037	88.2086 USD
Sale	14,125	88.0310 USD
Sale	22,300	88.1399 USD
Sale	24,300	88.1626 USD
Sale	32,800	88.1439 USD
Sale	65,353	88.0630 USD
Sale	119,842	88.1803 USD
Sale	148,823	88.8750 USD
Sale	209,003	88.0000 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	5,600	89 USD	American	24 Jan 2020	0.5491 USD
Call Option	Purchasing	600	89 USD	American	31 Jan 2020	1.0900 USD
Call Option	Purchasing	200	90 USD	American	24 Jan 2020	0.4400 USD
Call Option	Purchasing	100	90 USD	American	24 Jan 2020	0.5100 USD
Call Option	Purchasing	5,900	90 USD	American	31 Jan 2020	0.5925 USD
Call Option	Purchasing	200	90 USD	American	21 Feb 2020	1.6400 USD
Call Option	Purchasing	1,000	91 USD	American	24 Jan 2020	0.1500 USD
Call Option	Purchasing	4,500	91 USD	American	24 Jan 2020	0.2300 USD
Call Option	Purchasing	1,000	91 USD	American	31 Jan 2020	0.3300 USD
Call Option	Purchasing	3,900	93 USD	American	20 Mar 2020	1.4697 USD
Call Option	Purchasing	1,700	95 USD	American	21 Feb 2020	0.4535 USD
Call Option	Selling	3,900	85 USD	American	20 Mar 2020	5.1748 USD
Call Option	Selling	100	88 USD	American	17 Jan 2020	0.3300 USD
Call Option	Selling	1,200	89 USD	American	17 Jan 2020	0.1050 USD
Call Option	Selling	600	89 USD	American	24 Jan 2020	0.4900 USD
Call Option	Selling	4,600	90 USD	American	17 Jan 2020	0.0197 USD
Call Option	Selling	200	90 USD	American	24 Jan 2020	0.9000 USD
Call Option	Selling	200	91 USD	American	17 Jan 2020	0.0300 USD
Call Option	Selling	4,800	93 USD	American	7 Feb 2020	0.6016 USD
Call Option	Selling	1,500	93 USD	American	21 Feb 2020	0.9726 USD
Call Option	Selling	800	100 USD	American	21 Feb 2020	0.1200 USD
Call Option	Selling	500	105 USD	American	21 Jan 2022	4.7900 USD
Put Option	Purchasing	100	80 USD	American	21 Feb 2020	0.4100 USD
Put Option	Purchasing	3,400	85 USD	American	17 Jan 2020	0.0100 USD
Put Option	Purchasing	100	85 USD	American	24 Jan 2020	0.1200 USD
Put Option	Purchasing	300	85 USD	American	24 Jan 2020	0.1366 USD
Put Option	Purchasing	2,600	86 USD	American	17 Jan 2020	0.0200 USD
Put Option	Purchasing	300	86 USD	American	24 Jan 2020	0.1800 USD
Put Option	Purchasing	1,300	86 USD	American	24 Jan 2020	0.2230 USD
Put Option	Purchasing	1,200	87 USD	American	24 Jan 2020	0.3225 USD
Put Option	Purchasing	300	87 USD	American	24 Jan 2020	0.4400 USD
Put Option	Purchasing	1,500	87 USD	American	31 Jan 2020	0.8000 USD
Put Option	Purchasing	1,600	88 USD	American	17 Jan 2020	0.0900 USD
Put Option	Purchasing	800	88 USD	American	24 Jan 2020	0.5962 USD
Put Option	Purchasing	1,700	88 USD	American	24 Jan 2020	0.6335 USD
Put Option	Purchasing	1,600	89 USD	American	17 Jan 2020	0.7900 USD
Put Option	Purchasing	600	89 USD	American	24 Jan 2020	0.8733 USD
Put Option	Purchasing	100	89 USD	American	31 Jan 2020	1.7800 USD
Put Option	Purchasing	100	90 USD	American	24 Jan 2020	1.3900 USD
Put Option	Purchasing	5,700	95 USD	American	17 Jan 2020	5.8500 USD
Put Option	Selling	100	78 USD	American	21 Feb 2020	0.2600 USD
Put Option	Selling	800	86 USD	American	24 Jan 2020	0.2600 USD
Put Option	Selling	100	88 USD	American	24 Jan 2020	0.4700 USD
Put Option	Selling	100	88 USD	American	31 Jan 2020	1.0300 USD
Put Option	Selling	300	88 USD	American	15 Jan 2021	10.0500 USD
Put Option	Selling	100	89 USD	American	17 Jan 2020	0.5900 USD
Put Option	Selling	100	98 USD	American	21 Jan 2022	21.2700 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	22 Jan 2020
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection (Note 10)	Â

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Put Options	Written	1,200	85.0000	American	Jun 19, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	2,600	75.0000	American	Jun 19, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	11,600	75.0000	American	Feb 21, 2020
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Put Options	Written	8,500	88.0000	American	Jan 31, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	4,500	77.5000	American	Jan 17, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Put Options	Written	13,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	100	67.5000	American	Sep 18, 2020
Call Options	Purchased	300	89.5000	American	Jan 24, 2020
Put Options	Written	11,700	82.5000	American	Jan 17, 2020
Put Options	Written	2,900	70.0000	American	May 15, 2020
Call Options	Written	-1,200	87.0000	American	Jan 17, 2020
Call Options	Written	-100	70.0000	American	Feb 21, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-7,800	91.0000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	89.0000	American	Jan 17, 2020
Put Options	Purchased	-100	84.5000	American	Jan 24, 2020
Call Options	Written	-800	90.0000	American	Jan 24, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-300	84.0000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	86.5000	American	Jan 17, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-100	80.0000	American	Jan 21, 2022
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-20,000	92.0000	American	Feb 7, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-400	92.0000	American	Jan 31, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-3,900	85.0000	American	Mar 20, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-4,800	92.5000	American	Feb 7, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-11,700	97.5000	American	Jan 17, 2020
Call Options	Written	-500	105.0000	American	Jan 21, 2022
Call Options	Written	-3,300	93.0000	American	Jan 31, 2020
Put Options	Purchased	-300	85.5000	American	Jan 24, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Written	900	82.5000	American	Sep 18, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	300	120.0000	American	Sep 18, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	5,000	62.5000	American	Jan 15, 2021
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	8,400	95.0000	American	May 15, 2020
Put Options	Written	2,600	88.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	6,800	92.5000	American	May 15, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Put Options	Written	800	95.0000	American	Jan 17, 2020
Call Options	Purchased	5,700	95.0000	American	Feb 21, 2020
Call Options	Purchased	19,600	92.0000	American	Jan 31, 2020
Put Options	Written	4,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Call Options	Purchased	4,200	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	5,000	89.0000	American	Jan 24, 2020
Call Options	Written	-200	91.5000	American	Jan 31, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	89.0000	American	Jan 31, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	82.0000	American	Jan 17, 2020
Call Options	Written	-200	97.5000	American	Feb 21, 2020
Put Options	Purchased	-200	83.0000	American	Jan 17, 2020
Call Options	Written	-300	95.0000	American	Jan 31, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-700	87.5000	American	Jan 24, 2020
Put Options	Purchased	-1,200	95.0000	American	Feb 7, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-500	87.0000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-500	88.0000	American	Jan 24, 2020
Call Options	Written	-300	88.0000	American	Jan 24, 2020
Put Options	Purchased	-12,100	55.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Purchased	3,000	105.0000	American	Jun 19, 2020
Call Options	Purchased	900	90.5000	American	Feb 28, 2020
Call Options	Purchased	3,000	97.5000	American	May 15, 2020
Put Options	Written	22,200	91.0000	American	Jan 17, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	2,200	95.0000	American	Mar 20, 2020
Put Options	Written	900	88.5000	American	Jan 31, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Put Options	Written	400	87.5000	American	Feb 7, 2020
Call Options	Purchased	1,000	91.0000	American	Jan 24, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Written	-300	110.0000	American	Jun 19, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-23,300	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,300	75.0000	American	May 15, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Put Options	Purchased	-6,000	85.0000	American	Jan 17, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Call Options	Written	-1,200	90.5000	American	Jan 31, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-13,200	95.0000	American	Jan 17, 2020
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Put Options	Purchased	-3,600	97.5000	American	Feb 21, 2020
Put Options	Purchased	-7,600	72.5000	American	Feb 21, 2020
Call Options	Purchased	1,800	82.5000	American	Feb 21, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Put Options	Written	156,100	65.0000	American	Jun 19, 2020
Call Options	Purchased	5,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	2,700	87.5000	American	Feb 21, 2020
Put Options	Written	177,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	800	85.0000	American	Feb 7, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Written	300	85.0000	American	May 15, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	7,800	80.0000	American	May 15, 2020
Call Options	Purchased	3,900	92.5000	American	Mar 20, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	6,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-1,500	89.0000	American	Jan 24, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-11,500	92.5000	American	Feb 21, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-3,000	90.0000	American	Feb 21, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-6,600	90.0000	American	Jan 31, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Call Options	Written	-13,000	100.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-16,000	88.0000	American	Jan 17, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,500	87.0000	American	Jan 31, 2020
Put Options	Purchased	-9,100	87.5000	American	May 15, 2020
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,500	85.5000	American	Jan 17, 2020
Put Options	Purchased	-2,000	70.0000	American	Jan 15, 2021
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Written	4,300	86.0000	American	Jan 24, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	8,700	90.0000	American	May 15, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	12,100	70.0000	American	Feb 21, 2020
Put Options	Written	200	67.5000	American	May 15, 2020
Call Options	Purchased	35,400	90.0000	American	Feb 21, 2020
Put Options	Written	300	65.0000	American	May 15, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	13,800	75.0000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Put Options	Written	2,300	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	7,100	86.5000	American	Jan 24, 2020
Put Options	Written	16,800	85.0000	American	Jan 24, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-1,200	92.5000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-100	60.0000	American	Feb 21, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-500	84.0000	American	Feb 7, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-200	70.0000	American	Aug 21, 2020
Put Options	Purchased	-3,700	75.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-26,000	92.5000	American	Jan 17, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-100	89.5000	American	Jan 24, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-1,800	100.0000	American	Feb 21, 2020
Call Options	Written	-5,700	91.0000	American	Jan 31, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-400	94.5000	American	Feb 7, 2020
Put Options	Written	13,500	80.0000	American	Jan 17, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	800	87.5000	American	Jan 15, 2021
Put Options	Written	400	90.0000	American	Jan 31, 2020
Call Options	Purchased	2,000	93.5000	American	Feb 14, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	30,100	70.0000	American	Jun 19, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-18,000	95.0000	American	Jun 19, 2020
Put Options	Purchased	-5,400	87.5000	American	Jan 17, 2020
Call Options	Written	-100	89.5000	American	Jan 31, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-600	88.5000	American	Jan 24, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-2,800	81.5000	American	Feb 7, 2020
Put Options	Purchased	-400	92.0000	American	Jan 17, 2020
Call Options	Written	-1,100	92.0000	American	Jan 17, 2020
Put Options	Purchased	-3,400	84.5000	American	Jan 17, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-600	86.0000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Call Options	Purchased	4,500	90.5000	American	Jan 24, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	17,900	85.0000	American	Feb 21, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	7,600	100.0000	American	Feb 21, 2020
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Call Options	Purchased	100	95.0000	American	Aug 21, 2020
Put Options	Written	100	130.0000	American	Jun 19, 2020
Call Options	Purchased	100	94.0000	American	Jan 17, 2020
Put Options	Written	100	97.5000	American	Jan 21, 2022
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	600	88.5000	American	Jan 31, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Call Options	Purchased	2,200	105.0000	American	May 15, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-3,900	100.0000	American	Jun 19, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Jan 17, 2020
Call Options	Written	-24,800	89.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-15,300	95.0000	American	Feb 21, 2020
Call Options	Written	-4,100	87.5000	American	Jan 17, 2020
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Put Options	Purchased	-300	83.0000	American	Jan 31, 2020
Put Options	Written	16,000	80.0000	American	Feb 21, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	5,000	100.0000	American	May 15, 2020
Put Options	Purchased	-7,900	77.5000	American	Feb 21, 2020
Put Options	Purchased	-26,000	90.0000	American	Jan 17, 2020
Put Options	Purchased	-700	96.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-5,600	95.0000	American	Jan 15, 2021
Call Options	Written	-7,700	92.5000	American	Jan 17, 2020
Put Options	Purchased	-300	87.0000	American	Jan 24, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,100	91.5000	American	Jan 17, 2020
Call Options	Written	-1,500	110.0000	American	May 15, 2020
Call Options	Written	-4,600	100.0000	American	Sep 18, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-4,500	72.5000	American	Jan 17, 2020
Call Options	Written	-100	85.0000	American	Aug 21, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-11,400	90.0000	American	Jan 17, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-100,000	85.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200122005383/en/