FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	15 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,745,346	0.19%	4,424,048	0.30%
					Â
(2)	Derivatives (other than options):
		1,713,314	0.12%	621,000	0.04%
					Â
(3)	Options and agreements to
	purchase/sell:	2,684,600	0.18%	996,000	0.07%
					Â
	TOTAL:
		7,143,260	0.48%	6,041,048	0.41%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	10	88.0800 USD
Purchase	20	88.7800 USD
Purchase	54	88.0900 USD
Purchase	62	88.9000 USD
Purchase	85	88.2400 USD
Purchase	100	67.5000 USD
Purchase	100	88.3200 USD
Purchase	100	88.6600 USD
Purchase	100	88.5600 USD
Purchase	137	88.0754 USD
Purchase	173	88.5651 USD
Purchase	177	88.7453 USD
Purchase	200	88.5650 USD
Purchase	200	88.7350 USD
Purchase	200	84.0000 USD
Purchase	200	88.7050 USD
Purchase	212	88.6447 USD
Purchase	220	87.8354 USD
Purchase	300	83.0000 USD
Purchase	302	88.7029 USD
Purchase	367	88.8703 USD
Purchase	456	88.6741 USD
Purchase	500	88.8440 USD
Purchase	500	89.0000 USD
Purchase	500	88.5580 USD
Purchase	503	88.7120 USD
Purchase	550	88.6951 USD
Purchase	570	89.0200 USD
Purchase	746	88.6560 USD
Purchase	800	88.7750 USD
Purchase	800	78.0000 USD
Purchase	800	88.5700 USD
Purchase	900	88.7511 USD
Purchase	1,002	88.6955 USD
Purchase	505	88.1429 USD
Purchase	1,067	88.3994 USD
Purchase	1,100	81.0000 USD
Purchase	1,458	88.6799 USD
Purchase	1,572	88.6610 USD
Purchase	2,500	88.5403 USD
Purchase	2,833	88.6029 USD
Purchase	3,089	88.7388 USD
Purchase	3,300	86.0000 USD
Purchase	3,564	88.5541 USD
Purchase	5,400	88.5000 USD
Purchase	5,800	87.0000 USD
Purchase	5,954	88.4884 USD
Purchase	7,500	82.0000 USD
Purchase	7,600	87.5000 USD
Purchase	9,100	82.5000 USD
Purchase	9,300	70.0000 USD
Purchase	9,302	88.5186 USD
Purchase	10,149	87.4486 USD
Purchase	10,344	88.4401 USD
Purchase	11,333	88.5817 USD
Purchase	13,100	72.5000 USD
Purchase	18,652	88.3133 USD
Purchase	21,869	88.6274 USD
Purchase	24,000	80.0000 USD
Purchase	24,500	75.0000 USD
Purchase	29,078	88.8688 USD
Purchase	36,200	88.5337 USD
Purchase	37,125	88.6861 USD
Purchase	43,594	88.6300 USD
Purchase	46,102	88.6227 USD
Purchase	57,578	88.6312 USD
Purchase	66,600	88.6932 USD
Purchase	91,665	88.7707 USD
Purchase	108,800	77.5000 USD
Purchase	186,604	88.6778 USD
Sale	16	88.4900 USD
Sale	31	88.9800 USD
Sale	39	87.8602 USD
Sale	54	88.5600 USD
Sale	54	88.0900 USD
Sale	62	88.9000 USD
Sale	100	88.3200 USD
Sale	100	88.9200 USD
Sale	100	88.9100 USD
Sale	100	88.0650 USD
Sale	100	88.5150 USD
Sale	100	88.8000 USD
Sale	100	88.9300 USD
Sale	100	88.5300 USD
Sale	131	88.9876 USD
Sale	151	88.5431 USD
Sale	164	88.5000 USD
Sale	176	87.6411 USD
Sale	181	87.8300 USD
Sale	185	88.4129 USD
Sale	191	88.8498 USD
Sale	200	88.5200 USD
Sale	200	88.4000 USD
Sale	200	89.0250 USD
Sale	200	87.5375 USD
Sale	200	88.7600 USD
Sale	202	89.0420 USD
Sale	220	88.5059 USD
Sale	247	88.0734 USD
Sale	258	88.0360 USD
Sale	300	88.2366 USD
Sale	300	78.5000 USD
Sale	304	88.8805 USD
Sale	318	87.4682 USD
Sale	321	87.4909 USD
Sale	332	87.7263 USD
Sale	350	88.5100 USD
Sale	400	88.8100 USD
Sale	400	88.5825 USD
Sale	400	88.5250 USD
Sale	476	88.3907 USD
Sale	500	88.8800 USD
Sale	500	88.9410 USD
Sale	500	89.0340 USD
Sale	500	88.5740 USD
Sale	500	88.3580 USD
Sale	505	88.1429 USD
Sale	600	88.6550 USD
Sale	658	87.4657 USD
Sale	699	88.5484 USD
Sale	700	88.8071 USD
Sale	787	88.8722 USD
Sale	833	88.5700 USD
Sale	879	88.0762 USD
Sale	882	87.5069 USD
Sale	899	88.7688 USD
Sale	900	88.5522 USD
Sale	900	88.0600 USD
Sale	1,100	88.9727 USD
Sale	1,139	88.9490 USD
Sale	1,201	88.6020 USD
Sale	1,211	88.9899 USD
Sale	1,473	88.8486 USD
Sale	1,529	88.9667 USD
Sale	1,609	88.9767 USD
Sale	1,784	87.4010 USD
Sale	1,925	89.0418 USD
Sale	2,000	88.7495 USD
Sale	2,273	88.5163 USD
Sale	2,300	88.0000 USD
Sale	2,400	88.5800 USD
Sale	2,400	88.9633 USD
Sale	2,420	88.9183 USD
Sale	2,632	88.6560 USD
Sale	2,685	88.4707 USD
Sale	2,724	87.4941 USD
Sale	2,910	88.9934 USD
Sale	2,939	88.9756 USD
Sale	3,100	88.7194 USD
Sale	3,172	88.7730 USD
Sale	3,262	87.4058 USD
Sale	3,597	88.8196 USD
Sale	3,900	88.5653 USD
Sale	4,000	88.6010 USD
Sale	4,705	88.7116 USD
Sale	5,402	88.8184 USD
Sale	5,679	88.9042 USD
Sale	6,082	88.8270 USD
Sale	6,200	85.0000 USD
Sale	7,100	88.6765 USD
Sale	8,500	88.9127 USD
Sale	11,600	88.3615 USD
Sale	12,306	88.9056 USD
Sale	14,763	88.6907 USD
Sale	16,031	88.7870 USD
Sale	17,000	88.9603 USD
Sale	17,809	88.8033 USD
Sale	19,684	88.7988 USD
Sale	25,579	88.5040 USD
Sale	26,200	88.6112 USD
Sale	50,966	88.6361 USD
Sale	55,400	88.6890 USD
Sale	65,374	88.6300 USD
Sale	74,926	88.6219 USD
Sale	88,022	88.5206 USD
Sale	100,309	88.6546 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	73 USD	American	19 Jun 2020	17.3000 USD
Call Option	Purchasing	600	75 USD	American	17 Jan 2020	13.6000 USD
Call Option	Purchasing	500	88 USD	American	15 Nov 2019	0.7040 USD
Call Option	Purchasing	100	88 USD	American	22 Nov 2019	1.0900 USD
Call Option	Purchasing	200	89 USD	American	15 Nov 2019	0.2000 USD
Call Option	Purchasing	3,300	89 USD	American	22 Nov 2019	0.9027 USD
Call Option	Purchasing	200	90 USD	American	22 Nov 2019	0.2400 USD
Call Option	Purchasing	1,500	90 USD	American	29 Nov 2019	0.8533 USD
Call Option	Purchasing	700	90 USD	American	20 Dec 2019	1.6257 USD
Call Option	Purchasing	100	90 USD	American	17 Jan 2020	2.4000 USD
Call Option	Purchasing	500	90 USD	American	21 Feb 2020	3.4500 USD
Call Option	Purchasing	1,000	90 USD	American	15 May 2020	4.6500 USD
Call Option	Purchasing	500	90 USD	American	21 Jan 2022	9.4700 USD
Call Option	Purchasing	100	93 USD	American	21 Feb 2020	2.3400 USD
Call Option	Purchasing	200	95 USD	American	21 Feb 2020	1.6000 USD
Call Option	Purchasing	5,000	100 USD	American	15 Jan 2021	4.1900 USD
Call Option	Selling	1,600	70 USD	American	15 Nov 2019	18.2500 USD
Call Option	Selling	5,000	78 USD	American	17 Jan 2020	11.6900 USD
Call Option	Selling	2,900	78 USD	American	21 Feb 2020	11.7500 USD
Call Option	Selling	100	83 USD	American	20 Dec 2019	7.1300 USD
Call Option	Selling	400	85 USD	American	15 Nov 2019	3.7100 USD
Call Option	Selling	600	85 USD	American	17 Jan 2020	5.1000 USD
Call Option	Selling	300	87 USD	American	15 Nov 2019	1.5300 USD
Call Option	Selling	5,000	88 USD	American	15 Nov 2019	0.3200 USD
Call Option	Selling	800	88 USD	American	29 Nov 2019	1.8700 USD
Call Option	Selling	500	88 USD	American	21 Jan 2022	11.0800 USD
Call Option	Selling	400	89 USD	American	15 Nov 2019	0.1100 USD
Call Option	Selling	200	89 USD	American	22 Nov 2019	0.4700 USD
Call Option	Selling	700	89 USD	American	29 Nov 2019	1.3600 USD
Call Option	Selling	200	120 USD	American	17 Jan 2020	0.0200 USD
Put Option	Purchasing	15,000	85 USD	American	17 Jan 2020	2.0600 USD
Put Option	Purchasing	400	86 USD	American	15 Nov 2019	0.0100 USD
Put Option	Purchasing	1,400	87 USD	American	22 Nov 2019	0.7000 USD
Put Option	Purchasing	1,500	88 USD	American	21 Feb 2020	4.0500 USD
Put Option	Purchasing	100	89 USD	American	22 Nov 2019	1.3900 USD
Put Option	Selling	100	60 USD	American	17 Jan 2020	0.0600 USD
Put Option	Selling	1,000	60 USD	American	19 Jun 2020	0.6400 USD
Put Option	Selling	100	63 USD	American	17 Jan 2020	0.0900 USD
Put Option	Selling	200	65 USD	American	21 Feb 2020	0.2500 USD
Put Option	Selling	200	65 USD	American	19 Jun 2020	1.0100 USD
Put Option	Selling	100	70 USD	American	17 Jan 2020	0.2200 USD
Put Option	Selling	100	78 USD	American	20 Dec 2019	0.2100 USD
Put Option	Selling	100	83 USD	American	21 Feb 2020	2.3600 USD
Put Option	Selling	1,500	84 USD	American	22 Nov 2019	0.0800 USD
Put Option	Selling	300	85 USD	American	21 Feb 2020	3.1000 USD
Put Option	Selling	2,800	86 USD	American	22 Nov 2019	0.4300 USD
Put Option	Selling	100	88 USD	American	15 Nov 2019	0.0300 USD
Put Option	Selling	500	88 USD	American	15 Nov 2019	0.2380 USD
Put Option	Selling	1,100	88 USD	American	22 Nov 2019	0.7081 USD
Put Option	Selling	500	89 USD	American	15 Nov 2019	0.2700 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	20 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	3,000	50.0000	American	Nov 15, 2019
Put Options	Written	352,400	65.0000	American	Jan 17, 2020
Call Options	Purchased	13,100	72.5000	American	Nov 15, 2019
Put Options	Written	101,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	4,700	82.5000	American	Nov 22, 2019
Call Options	Purchased	9,300	70.0000	American	Nov 15, 2019
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	900	82.5000	American	Jan 17, 2020
Put Options	Written	1,500	83.5000	American	Nov 22, 2019
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	1,200	37.5000	American	Jan 21, 2022
Put Options	Written	100	71.0000	American	Dec 6, 2019
Put Options	Written	100	77.5000	American	Nov 22, 2019
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	1,100	87.0000	American	Dec 13, 2019
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	9,100	82.5000	American	Nov 15, 2019
Call Options	Purchased	1,100	81.0000	American	Nov 15, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	800	78.0000	American	Nov 15, 2019
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-700	87.5000	American	Dec 20, 2019
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Call Options	Written	-2,100	120.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Put Options	Purchased	-6,900	73.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-500	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	87.0000	American	Nov 22, 2019
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	900	86.5000	American	Nov 29, 2019
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	500	77.5000	American	Nov 15, 2019
Put Options	Written	200	75.0000	American	Sep 18, 2020
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	4,700	95.0000	American	May 15, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	6,000	75.0000	American	Nov 15, 2019
Call Options	Purchased	500	88.0000	American	Dec 13, 2019
Put Options	Written	49,100	95.0000	American	Jan 17, 2020
Call Options	Purchased	287,200	80.0000	American	Jan 17, 2020
Call Options	Purchased	3,400	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Call Options	Purchased	700	95.0000	American	Feb 21, 2020
Call Options	Purchased	500	92.5000	American	May 15, 2020
Put Options	Written	200	85.0000	American	Nov 15, 2019
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	500	72.5000	American	May 15, 2020
Call Options	Purchased	200	84.0000	American	Nov 29, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-3,000	79.0000	American	Dec 6, 2019
Call Options	Written	-100	87.5000	American	May 15, 2020
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Purchased	-1,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-100	80.0000	American	Nov 22, 2019
Call Options	Written	-600	88.0000	American	Nov 29, 2019
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-1,100	95.0000	American	Nov 29, 2019
Put Options	Purchased	-1,300	82.0000	American	Nov 15, 2019
Put Options	Purchased	-300	74.0000	American	Nov 15, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-2,500	55.0000	American	Jan 15, 2021
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-11,400	82.5000	American	Nov 15, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-6,400	83.0000	American	Nov 15, 2019
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Purchased	5,800	87.0000	American	Nov 15, 2019
Call Options	Purchased	4,400	92.5000	American	Dec 20, 2019
Call Options	Purchased	2,600	86.5000	American	Nov 22, 2019
Put Options	Written	1,200	87.0000	American	Nov 15, 2019
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	200	84.0000	American	Nov 15, 2019
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	15,900	62.5000	American	Jan 17, 2020
Put Options	Written	500	89.0000	American	Nov 15, 2019
Call Options	Purchased	200	87.0000	American	Dec 6, 2019
Put Options	Written	100	87.5000	American	Nov 15, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	3,300	86.0000	American	Nov 22, 2019
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	7,600	87.5000	American	Nov 15, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	900	95.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	100	79.0000	American	Nov 15, 2019
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Call Options	Purchased	4,100	85.0000	American	Dec 20, 2019
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Put Options	Written	800	57.5000	American	Feb 21, 2020
Call Options	Purchased	800	83.0000	American	Nov 29, 2019
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-4,100	85.0000	American	Jun 19, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,100	85.0000	American	Nov 22, 2019
Put Options	Purchased	-200	85.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-24,400	60.0000	American	Jan 17, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Put Options	Purchased	-5,200	40.0000	American	Jan 21, 2022
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-6,900	85.0000	American	Jan 17, 2020
Call Options	Written	-1,200	89.0000	American	Nov 15, 2019
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,700	90.0000	American	Dec 20, 2019
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-2,300	88.0000	American	Nov 15, 2019
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-11,800	95.0000	American	Jan 17, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-100	75.0000	American	May 15, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	2,600	85.0000	American	Nov 29, 2019
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	100	88.0000	American	Nov 22, 2019
Call Options	Purchased	1,000	90.0000	American	Sep 18, 2020
Call Options	Purchased	100	67.5000	American	Nov 15, 2019
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Call Options	Purchased	7,500	82.0000	American	Nov 15, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	1,100	86.5000	American	Nov 22, 2019
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	100	37.5000	American	Jan 15, 2021
Put Options	Written	155,700	65.0000	American	Jun 19, 2020
Call Options	Purchased	6,600	90.0000	American	Nov 22, 2019
Call Options	Purchased	108,800	77.5000	American	Nov 15, 2019
Put Options	Written	3,900	86.0000	American	Nov 22, 2019
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Call Options	Purchased	100	87.0000	American	Nov 29, 2019
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,500	87.5000	American	Feb 21, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	7,900	80.0000	American	May 15, 2020
Put Options	Written	200	76.5000	American	Nov 22, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-200	84.0000	American	Nov 22, 2019
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Put Options	Purchased	-100	82.5000	American	Nov 29, 2019
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-1,200	84.0000	American	Nov 15, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-81,200	70.0000	American	Jan 15, 2021
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-400	87.5000	American	May 15, 2020
Call Options	Written	-400	80.0000	American	Nov 22, 2019
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Call Options	Written	-6,200	85.0000	American	Nov 15, 2019
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Put Options	Purchased	-100	72.5000	American	Sep 18, 2020
Put Options	Purchased	-400	90.0000	American	Feb 21, 2020
Call Options	Written	-700	82.5000	American	Nov 29, 2019
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-700	89.0000	American	Nov 29, 2019
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	500	88.0000	American	Nov 15, 2019
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	100	87.5000	American	Sep 18, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	400	85.0000	American	Dec 6, 2019
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	6,300	90.0000	American	May 15, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Put Options	Written	700	67.5000	American	Jan 17, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	200	83.5000	American	Nov 22, 2019
Call Options	Purchased	21,900	90.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Call Options	Purchased	24,000	80.0000	American	Nov 15, 2019
Put Options	Written	1,200	74.5000	American	Nov 15, 2019
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-400	86.0000	American	Nov 15, 2019
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-500	86.0000	American	Dec 6, 2019
Put Options	Purchased	-700	60.0000	American	Feb 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Put Options	Purchased	-200	80.5000	American	Nov 15, 2019
Put Options	Purchased	-1,400	87.0000	American	Nov 22, 2019
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Call Options	Written	-600	80.5000	American	Nov 29, 2019
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-100	77.0000	American	Nov 22, 2019
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-500	77.0000	American	Nov 15, 2019
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-100	80.0000	American	Nov 29, 2019
Put Options	Purchased	-4,800	75.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-19,800	65.0000	American	Nov 15, 2019
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	130.0000	American	Jan 17, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Purchased	17,800	80.0000	American	Feb 21, 2020
Put Options	Written	28,500	70.0000	American	Jun 19, 2020
Put Options	Written	200	55.0000	American	Nov 15, 2019
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	24,500	75.0000	American	Nov 15, 2019
Call Options	Purchased	3,300	86.0000	American	Nov 15, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	4,900	80.0000	American	Nov 15, 2019
Call Options	Purchased	500	85.0000	American	Nov 22, 2019
Call Options	Purchased	200	80.0000	American	Nov 29, 2019
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	14,800	75.0000	American	Dec 20, 2019
Put Options	Written	100	77.5000	American	Nov 29, 2019
Put Options	Written	9,600	80.0000	American	Jan 17, 2020
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	100	82.5000	American	May 15, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	100	76.0000	American	Nov 29, 2019
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Call Options	Written	-300	78.5000	American	Nov 15, 2019
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100	81.5000	American	Nov 15, 2019
Put Options	Purchased	-1,100	78.5000	American	Nov 15, 2019
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	15,800	72.5000	American	Nov 15, 2019
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	1,100	88.0000	American	Nov 22, 2019
Call Options	Purchased	800	85.0000	American	May 15, 2020
Call Options	Purchased	3,300	100.0000	American	Feb 21, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	14,600	67.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	105.0000	American	May 15, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	2,600	87.5000	American	Dec 20, 2019
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	3,000	82.5000	American	Dec 20, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Call Options	Purchased	1,500	90.0000	American	Nov 29, 2019
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	100	74.0000	American	Nov 29, 2019
Put Options	Written	100	78.0000	American	Nov 15, 2019
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	300	83.0000	American	Nov 15, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	24,400	90.0000	American	Dec 20, 2019
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Call Options	Purchased	100	90.0000	American	Dec 6, 2019
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-27,100	62.5000	American	Nov 15, 2019
Call Options	Written	-10,300	87.5000	American	Jan 17, 2020
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-100	76.0000	American	Nov 15, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-7,800	90.0000	American	Nov 15, 2019
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-39,200	67.5000	American	Nov 15, 2019
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-100	89.0000	American	Nov 22, 2019
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-1,400	85.0000	American	Dec 20, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	500	83.0000	American	Nov 22, 2019
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	100	72.5000	American	Nov 29, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	2,000	47.5000	American	Nov 15, 2019
Put Options	Written	11,700	80.0000	American	Feb 21, 2020
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	100	83.0000	American	Dec 6, 2019
Put Options	Written	2,100	80.0000	American	Dec 20, 2019
Put Options	Written	100	82.0000	American	Dec 6, 2019
Put Options	Written	400	72.5000	American	May 15, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	100	86.0000	American	Nov 29, 2019
Call Options	Purchased	500	100.0000	American	May 15, 2020
Put Options	Written	200	73.0000	American	Nov 22, 2019
Put Options	Written	9,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	500	90.0000	American	Dec 27, 2019
Put Options	Written	100	84.0000	American	Nov 22, 2019
Call Options	Purchased	6,700	77.5000	American	Jan 15, 2021
Call Options	Purchased	2,900	89.0000	American	Nov 22, 2019
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Purchased	-1,700	87.5000	American	Feb 21, 2020
Put Options	Purchased	-700	81.5000	American	Nov 22, 2019
Call Options	Written	-6,800	90.0000	American	Jan 17, 2020
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-5,900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-9,300	90.0000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,100	80.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-1,100	72.5000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-12,300	60.0000	American	Nov 15, 2019
Put Options	Purchased	-6,900	100.0000	American	Jan 17, 2020
Put Options	Purchased	-12,700	70.0000	American	Nov 15, 2019
Put Options	Purchased	-100	79.5000	American	Nov 15, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191120005341/en/