FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

Ap19

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	17 DEC 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,888,549	0.20%	5,087,625	0.34%
					Â
(2)	Derivatives (other than options):
		5,026,220	0.34%	474,700	0.03%
					Â
(3)	Options and agreements to
	purchase/sell:	2,609,300	0.18%	1,047,700	0.07%
					Â
	TOTAL:
		10,524,069	0.71%	6,610,025	0.45%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	89.7400 USD
Purchase	15	89.5300 USD
Purchase	100	89.6800 USD
Purchase	100	89.3600 USD
Purchase	100	90.0850 USD
Purchase	100	89.8000 USD
Purchase	100	89.5400 USD
Purchase	136	89.6937 USD
Purchase	137	90.0791 USD
Purchase	138	89.9700 USD
Purchase	180	89.9300 USD
Purchase	200	89.6950 USD
Purchase	200	89.6225 USD
Purchase	200	89.1200 USD
Purchase	200	89.4650 USD
Purchase	205	89.7244 USD
Purchase	221	89.7516 USD
Purchase	287	89.7574 USD
Purchase	300	89.9033 USD
Purchase	400	89.7687 USD
Purchase	400	89.8650 USD
Purchase	431	89.8866 USD
Purchase	500	89.7600 USD
Purchase	506	89.7488 USD
Purchase	518	89.6376 USD
Purchase	538	90.0231 USD
Purchase	547	89.6868 USD
Purchase	600	89.4800 USD
Purchase	600	89.9450 USD
Purchase	600	89.4350 USD
Purchase	681	89.6985 USD
Purchase	700	89.5036 USD
Purchase	802	89.7237 USD
Purchase	826	89.6727 USD
Purchase	858	89.6583 USD
Purchase	891	89.5580 USD
Purchase	997	89.9797 USD
Purchase	1,072	89.6556 USD
Purchase	1,100	89.8040 USD
Purchase	1,118	89.8130 USD
Purchase	1,217	90.0306 USD
Purchase	1,324	89.6457 USD
Purchase	1,353	89.8534 USD
Purchase	1,706	89.6232 USD
Purchase	2,171	89.8742 USD
Purchase	2,200	89.5768 USD
Purchase	2,591	89.6507 USD
Purchase	2,800	89.9400 USD
Purchase	2,800	89.7573 USD
Purchase	3,000	89.8036 USD
Purchase	3,097	89.6658 USD
Purchase	4,300	89.9225 USD
Purchase	7,085	89.7884 USD
Purchase	7,100	89.7925 USD
Purchase	9,900	89.5827 USD
Purchase	10,154	89.8075 USD
Purchase	11,562	89.7323 USD
Purchase	17,892	89.6861 USD
Purchase	19,250	89.6022 USD
Purchase	19,320	89.7456 USD
Purchase	20,324	89.7386 USD
Purchase	21,664	89.7255 USD
Purchase	22,700	89.6793 USD
Purchase	25,122	89.5434 USD
Purchase	34,300	89.7522 USD
Purchase	41,015	90.0664 USD
Purchase	43,300	89.5266 USD
Purchase	50,634	89.7092 USD
Purchase	52,436	90.0639 USD
Purchase	75,834	90.0800 USD
Purchase	139,885	90.0786 USD
Purchase	177,800	89.8933 USD
Sale	20	90.0100 USD
Sale	37	89.8600 USD
Sale	41	89.6100 USD
Sale	100	89.3700 USD
Sale	100	89.3900 USD
Sale	100	89.6400 USD
Sale	100	89.6500 USD
Sale	100	89.9650 USD
Sale	100	89.9800 USD
Sale	100	90.0250 USD
Sale	100	90.0850 USD
Sale	100	100.0000 USD
Sale	106	89.5594 USD
Sale	107	89.5500 USD
Sale	117	89.5987 USD
Sale	140	90.0900 USD
Sale	178	89.9656 USD
Sale	180	89.9300 USD
Sale	182	89.4254 USD
Sale	200	89.8550 USD
Sale	200	89.8980 USD
Sale	200	89.9500 USD
Sale	200	89.9525 USD
Sale	200	89.6200 USD
Sale	209	89.8730 USD
Sale	235	89.2870 USD
Sale	300	89.9700 USD
Sale	345	89.7400 USD
Sale	358	89.9331 USD
Sale	359	89.6239 USD
Sale	400	89.6525 USD
Sale	400	89.4500 USD
Sale	400	89.5075 USD
Sale	400	90.0700 USD
Sale	466	89.5411 USD
Sale	500	89.4940 USD
Sale	500	89.8150 USD
Sale	500	89.7270 USD
Sale	510	89.7549 USD
Sale	593	89.4943 USD
Sale	700	89.4442 USD
Sale	811	89.3952 USD
Sale	900	89.9750 USD
Sale	955	90.0043 USD
Sale	1,000	89.6955 USD
Sale	1,000	89.4100 USD
Sale	1,033	89.7796 USD
Sale	1,100	89.5509 USD
Sale	1,200	89.6775 USD
Sale	1,300	89.4592 USD
Sale	1,337	89.3941 USD
Sale	1,338	89.7716 USD
Sale	1,600	89.9450 USD
Sale	1,600	89.5993 USD
Sale	1,700	89.9708 USD
Sale	1,772	89.6074 USD
Sale	2,039	89.6869 USD
Sale	2,079	90.0454 USD
Sale	2,081	89.7900 USD
Sale	2,171	89.8742 USD
Sale	2,396	89.5791 USD
Sale	2,600	89.9400 USD
Sale	2,700	90.0040 USD
Sale	4,400	89.7097 USD
Sale	4,700	89.4153 USD
Sale	5,122	89.6542 USD
Sale	6,169	89.6856 USD
Sale	8,535	89.6799 USD
Sale	8,858	89.6823 USD
Sale	11,131	89.5920 USD
Sale	11,800	89.7834 USD
Sale	11,945	89.6985 USD
Sale	14,800	89.7867 USD
Sale	17,720	89.7634 USD
Sale	17,900	89.7350 USD
Sale	20,350	89.5928 USD
Sale	23,181	89.7673 USD
Sale	24,300	89.7143 USD
Sale	25,338	90.0765 USD
Sale	43,300	89.5266 USD
Sale	51,064	89.8409 USD
Sale	56,806	90.0036 USD
Sale	93,162	89.7076 USD
Sale	97,558	89.9831 USD
Sale	128,194	90.0800 USD
Sale	131,839	90.0067 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	4,344	89.5072 USD
SWAP	Long	17,320	89.7591 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	88 USD	American	27 Dec 2019	2.3400 USD
Call Option	Purchasing	900	88 USD	American	21 Feb 2020	4.4277 USD
Call Option	Purchasing	400	90 USD	American	20 Dec 2019	0.5375 USD
Call Option	Purchasing	5,200	90 USD	American	3 Jan 2020	1.3288 USD
Call Option	Purchasing	100	90 USD	American	15 May 2020	4.6500 USD
Call Option	Purchasing	100	92 USD	American	20 Dec 2019	0.1200 USD
Call Option	Purchasing	100	92 USD	American	10 Jan 2020	0.8700 USD
Call Option	Purchasing	1,900	93 USD	American	17 Jan 2020	0.8952 USD
Call Option	Purchasing	100	93 USD	American	15 May 2020	3.6000 USD
Call Option	Purchasing	4,500	95 USD	American	17 Jan 2020	0.3446 USD
Call Option	Purchasing	300	95 USD	American	21 Feb 2020	1.2000 USD
Call Option	Purchasing	700	95 USD	American	15 May 2020	2.8000 USD
Call Option	Selling	100	70 USD	American	17 Jan 2020	19.8000 USD
Call Option	Selling	500	73 USD	American	17 Jan 2020	17.0700 USD
Call Option	Selling	10,300	75 USD	American	17 Jan 2020	14.5486 USD
Call Option	Selling	600	78 USD	American	17 Jan 2020	12.0000 USD
Call Option	Selling	100	88 USD	American	20 Dec 2019	2.1200 USD
Put Option	Purchasing	3,400	85 USD	American	21 Feb 2020	1.8600 USD
Put Option	Purchasing	400	86 USD	American	3 Jan 2020	0.3200 USD
Put Option	Purchasing	100	89 USD	American	3 Jan 2020	0.8900 USD
Put Option	Purchasing	900	93 USD	American	17 Jan 2020	4.2800 USD
Put Option	Purchasing	100	100 USD	American	10 Jan 2020	10.4000 USD
Put Option	Selling	600	70 USD	American	21 Feb 2020	0.2100 USD
Put Option	Selling	1,000	73 USD	American	17 Jan 2020	0.0800 USD
Put Option	Selling	900	83 USD	American	17 Jan 2020	0.4300 USD
Put Option	Selling	100	84 USD	American	20 Dec 2019	0.0300 USD
Put Option	Selling	100	100 USD	American	10 Jan 2020	8.5500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure	YES
Contact name	19 Dec 2019
Telephone number	Large Holdings Regulatory Operations
If a connected EFM, name of offeree/offeror with which connected	020 3134 7213
If a connected EFM, state nature of connection (Note 10)	Â

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Dec 27, 2019
Put Options	Written	6,700	87.5000	American	Feb 21, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	8,100	75.0000	American	Feb 21, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	2,900	37.5000	American	Jan 21, 2022
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	300	89.0000	American	Dec 20, 2019
Put Options	Written	6,900	77.5000	American	Jan 17, 2020
Call Options	Purchased	5,300	91.0000	American	Dec 20, 2019
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	600	91.0000	American	Dec 27, 2019
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-200	100.0000	American	Jan 3, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-500	75.0000	American	Dec 20, 2019
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Put Options	Purchased	-100	88.5000	American	Jan 3, 2020
Call Options	Written	-1,000	91.5000	American	Jan 10, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Put Options	Purchased	-1,000	87.5000	American	Dec 20, 2019
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Purchased	600	87.0000	American	Dec 20, 2019
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	3,500	95.0000	American	Sep 18, 2020
Call Options	Purchased	1,700	92.5000	American	May 15, 2020
Call Options	Purchased	1,600	88.0000	American	Dec 20, 2019
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	7,100	95.0000	American	May 15, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	2,500	90.0000	American	Feb 21, 2020
Call Options	Purchased	1,500	85.0000	American	Feb 21, 2020
Call Options	Written	-700	89.0000	American	Dec 27, 2019
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-5,900	90.0000	American	Jan 10, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	16,000	72.5000	American	Jan 17, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Written	900	87.0000	American	Dec 20, 2019
Call Options	Purchased	5,700	85.0000	American	Dec 20, 2019
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Call Options	Purchased	500	97.5000	American	May 15, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Put Options	Purchased	-400	84.0000	American	Dec 20, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-2,100	90.0000	American	Dec 20, 2019
Call Options	Written	-100	86.5000	American	Dec 20, 2019
Put Options	Purchased	-400	75.0000	American	May 15, 2020
Put Options	Purchased	-700	81.0000	American	Dec 20, 2019
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-8,300	95.0000	American	Jan 17, 2020
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Call Options	Written	-800	87.5000	American	Jan 3, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Put Options	Purchased	-1,900	97.5000	American	Feb 21, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-1,100	82.5000	American	Dec 20, 2019
Put Options	Purchased	-1,600	72.5000	American	Feb 21, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-600	95.0000	American	Feb 21, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-6,400	85.0000	American	Jan 17, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,600	87.5000	American	Feb 21, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Put Options	Written	600	80.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	400	88.0000	American	Dec 27, 2019
Put Options	Written	100	85.0000	American	Jan 31, 2020
Call Options	Purchased	4,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Call Options	Written	-4,400	75.0000	American	Jan 17, 2020
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-400	86.0000	American	Jan 3, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-12,500	92.5000	American	Feb 21, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Call Options	Written	-1,400	93.5000	American	Jan 31, 2020
Put Options	Purchased	-1,500	92.0000	American	Dec 27, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-600	85.5000	American	Dec 20, 2019
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	18,000	70.0000	American	Jan 17, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Put Options	Written	200	82.5000	American	Feb 21, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	100	67.5000	American	May 15, 2020
Call Options	Purchased	7,100	87.5000	American	Sep 18, 2020
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Put Options	Written	1,500	70.0000	American	Feb 21, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	11,100	90.0000	American	May 15, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	23,500	90.0000	American	Feb 21, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-4,500	75.0000	American	Jan 17, 2020
Call Options	Written	-4,600	91.0000	American	Jan 31, 2020
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	29,600	70.0000	American	Jun 19, 2020
Call Options	Purchased	7,300	90.0000	American	Jan 3, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	400	86.5000	American	Dec 27, 2019
Put Options	Written	9,000	80.0000	American	Jan 17, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-4,900	70.0000	American	Jan 17, 2020
Put Options	Purchased	-100	82.5000	American	Dec 27, 2019
Put Options	Purchased	-600	83.0000	American	Dec 20, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	87.5000	American	Jan 17, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	22,700	90.0000	American	Dec 20, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	1,000	105.0000	American	Sep 18, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	400	82.0000	American	Dec 20, 2019
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	19,600	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	14,400	67.5000	American	Jun 19, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	6,700	87.5000	American	Dec 20, 2019
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	300	89.0000	American	Dec 20, 2019
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-10,900	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Call Options	Written	-700	65.0000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-1,000	91.0000	American	Jan 3, 2020
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Put Options	Purchased	-3,600	85.0000	American	Dec 20, 2019
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Put Options	Written	2,400	80.0000	American	Dec 20, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	2,600	100.0000	American	May 15, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	9,000	77.5000	American	Jan 17, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Put Options	Written	16,600	80.0000	American	Feb 21, 2020
Put Options	Written	5,200	72.5000	American	Jan 17, 2020
Call Options	Purchased	1,800	90.0000	American	Dec 27, 2019
Call Options	Written	-400	90.0000	American	Jan 17, 2020
Call Options	Written	-1,200	140.0000	American	Jan 15, 2021
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	88.0000	American	Dec 20, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-400	86.5000	American	Dec 27, 2019
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-12,900	86.5000	American	Jan 10, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-4,300	92.5000	American	Jan 17, 2020
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-100	91.5000	American	Dec 20, 2019
Put Options	Purchased	-100	77.5000	American	Feb 21, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-3,400	82.5000	American	Jan 17, 2020
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191219005606/en/