Form 8.3 - ABBVIE INC AMENDMENT

Form 8.3 - ABBVIE INC AMENDMENT

BARCLAYS PLC

 

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	13 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		2,600,256	0.18%	5,085,760	0.34%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		5,022,505	0.34%	949,400	0.06%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,598,600	0.18%	1,064,800	0.07%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		10,221,361	0.69%	7,099,960	0.48%
		Â	Â	Â	Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	6	87.7950 USD
Purchase	14	87.5800 USD
Purchase	40	88.4700 USD
Purchase	80	88.5700 USD
Purchase	100	82.5000 USD
Purchase	100	82.0000 USD
Purchase	100	78.0000 USD
Purchase	100	88.6400 USD
Purchase	100	88.2800 USD
Purchase	100	88.2900 USD
Purchase	100	87.9400 USD
Purchase	140	88.0200 USD
Purchase	158	87.7800 USD
Purchase	173	88.2072 USD
Purchase	183	88.2772 USD
Purchase	200	86.5000 USD
Purchase	200	88.9800 USD
Purchase	200	88.1250 USD
Purchase	200	88.1600 USD
Purchase	200	88.7000 USD
Purchase	214	87.8000 USD
Purchase	300	87.9300 USD
Purchase	300	87.8816 USD
Purchase	300	88.4433 USD
Purchase	389	88.6710 USD
Purchase	400	87.7925 USD
Purchase	400	88.3962 USD
Purchase	500	88.3060 USD
Purchase	500	88.5300 USD
Purchase	600	87.7900 USD
Purchase	600	85.0000 USD
Purchase	611	88.3904 USD
Purchase	700	87.9964 USD
Purchase	712	88.3161 USD
Purchase	782	87.9887 USD
Purchase	800	88.4243 USD
Purchase	800	88.5250 USD
Purchase	938	87.9555 USD
Purchase	1,000	87.8300 USD
Purchase	1,100	89.0000 USD
Purchase	1,100	87.8154 USD
Purchase	1,300	88.5269 USD
Purchase	1,327	87.9519 USD
Purchase	1,431	87.8326 USD
Purchase	1,700	86.0000 USD
Purchase	1,800	88.0252 USD
Purchase	1,816	87.9576 USD
Purchase	1,960	88.0725 USD
Purchase	2,565	87.8491 USD
Purchase	3,100	87.0000 USD
Purchase	3,688	87.8400 USD
Purchase	5,856	87.9800 USD
Purchase	6,925	87.9244 USD
Purchase	7,300	87.9600 USD
Purchase	8,700	88.0170 USD
Purchase	9,526	87.8703 USD
Purchase	10,000	88.6007 USD
Purchase	11,484	88.7673 USD
Purchase	15,647	88.0884 USD
Purchase	18,459	87.8333 USD
Purchase	18,884	88.1511 USD
Purchase	19,600	88.1349 USD
Purchase	19,667	87.7742 USD
Purchase	22,848	87.7518 USD
Purchase	28,218	88.0070 USD
Purchase	31,194	87.9554 USD
Purchase	32,188	87.8395 USD
Purchase	32,900	88.0313 USD
Purchase	33,294	88.0019 USD
Purchase	44,061	88.1206 USD
Sale	10	88.6000 USD
Sale	14	87.5800 USD
Sale	62	87.6661 USD
Sale	80	88.5700 USD
Sale	100	87.8000 USD
Sale	100	87.9000 USD
Sale	100	87.9250 USD
Sale	100	87.9400 USD
Sale	100	88.0000 USD
Sale	100	88.6400 USD
Sale	100	88.7750 USD
Sale	100	93.5000 USD
Sale	120	88.0200 USD
Sale	133	87.5906 USD
Sale	200	88.1600 USD
Sale	200	88.5250 USD
Sale	200	88.7900 USD
Sale	200	88.8050 USD
Sale	200	87.8900 USD
Sale	200	87.8004 USD
Sale	200	87.8075 USD
Sale	200	87.8550 USD
Sale	200	87.8675 USD
Sale	200	88.9800 USD
Sale	300	88.5300 USD
Sale	300	88.7333 USD
Sale	300	88.7766 USD
Sale	300	91.0000 USD
Sale	300	87.8650 USD
Sale	300	87.7266 USD
Sale	300	87.6666 USD
Sale	326	87.7691 USD
Sale	364	87.7884 USD
Sale	400	87.8800 USD
Sale	400	87.7800 USD
Sale	400	88.0375 USD
Sale	403	88.4100 USD
Sale	425	87.7882 USD
Sale	454	87.7838 USD
Sale	463	87.7721 USD
Sale	500	87.8060 USD
Sale	500	87.8100 USD
Sale	500	87.8240 USD
Sale	500	87.9440 USD
Sale	500	87.8680 USD
Sale	500	87.8880 USD
Sale	500	87.8890 USD
Sale	591	87.8400 USD
Sale	600	87.9383 USD
Sale	600	88.0150 USD
Sale	600	87.9333 USD
Sale	638	88.4366 USD
Sale	640	87.9156 USD
Sale	665	87.7694 USD
Sale	700	88.7085 USD
Sale	700	88.1071 USD
Sale	800	88.4362 USD
Sale	800	87.7962 USD
Sale	820	88.7820 USD
Sale	882	87.7152 USD
Sale	893	88.5800 USD
Sale	909	88.0276 USD
Sale	995	87.9789 USD
Sale	1,000	87.7920 USD
Sale	1,000	87.8700 USD
Sale	1,045	87.8816 USD
Sale	1,072	87.9133 USD
Sale	1,081	87.8938 USD
Sale	1,100	91.5000 USD
Sale	1,128	88.7863 USD
Sale	1,200	88.6383 USD
Sale	1,295	87.9555 USD
Sale	1,300	88.5269 USD
Sale	1,425	88.5418 USD
Sale	1,562	87.6843 USD
Sale	1,600	87.8678 USD
Sale	1,609	88.0209 USD
Sale	1,700	87.7870 USD
Sale	1,800	88.5980 USD
Sale	1,845	87.8164 USD
Sale	1,868	87.9055 USD
Sale	1,900	87.9614 USD
Sale	2,050	88.6177 USD
Sale	2,317	87.7316 USD
Sale	2,365	87.8272 USD
Sale	2,600	87.7494 USD
Sale	2,613	88.5164 USD
Sale	2,987	87.7035 USD
Sale	3,020	88.7179 USD
Sale	3,322	88.6843 USD
Sale	3,459	87.7605 USD
Sale	3,600	87.7954 USD
Sale	3,670	87.7732 USD
Sale	3,846	87.7358 USD
Sale	4,245	87.7687 USD
Sale	4,763	87.8703 USD
Sale	5,186	87.7517 USD
Sale	5,421	87.8253 USD
Sale	6,310	87.9206 USD
Sale	6,396	88.0313 USD
Sale	6,939	88.5491 USD
Sale	7,300	87.9600 USD
Sale	7,656	88.7673 USD
Sale	8,863	88.0492 USD
Sale	11,100	88.0251 USD
Sale	13,700	88.1737 USD
Sale	14,109	88.0070 USD
Sale	14,305	87.9907 USD
Sale	15,400	87.9634 USD
Sale	18,600	88.1137 USD
Sale	40,708	87.9843 USD
Sale	43,282	87.8392 USD
Sale	82,706	88.0232 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	12,796	87.6890 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	87 USD	American	13 Dec 2019	1.6500 USD
Call Option	Purchasing	500	88 USD	American	20 Dec 2019	0.8200 USD
Call Option	Purchasing	6,600	89 USD	American	13 Dec 2019	0.3796 USD
Call Option	Purchasing	1,000	90 USD	American	13 Dec 2019	0.0100 USD
Call Option	Purchasing	100	90 USD	American	20 Dec 2019	0.5500 USD
Call Option	Purchasing	700	90 USD	American	3 Jan 2020	0.5800 USD
Call Option	Purchasing	5,500	90 USD	American	17 Jan 2020	1.2081 USD
Call Option	Purchasing	300	91 USD	American	20 Dec 2019	0.0800 USD
Call Option	Purchasing	1,000	100 USD	American	15 May 2020	1.5000 USD
Call Option	Selling	300	73 USD	American	17 Jan 2020	15.7600 USD
Call Option	Selling	100	75 USD	American	17 Jan 2020	13.0100 USD
Call Option	Selling	300	87 USD	American	20 Dec 2019	1.8700 USD
Call Option	Selling	2,000	88 USD	American	13 Dec 2019	0.1030 USD
Call Option	Selling	9,200	88 USD	American	13 Dec 2019	0.1183 USD
Call Option	Selling	700	88 USD	American	3 Jan 2020	1.6800 USD
Call Option	Selling	100	88 USD	American	10 Jan 2020	1.9300 USD
Call Option	Selling	200	89 USD	American	13 Dec 2019	0.0400 USD
Call Option	Selling	300	90 USD	American	20 Dec 2019	0.5400 USD
Call Option	Selling	700	90 USD	American	10 Jan 2020	1.0400 USD
Call Option	Selling	200	93 USD	American	31 Jan 2020	0.8600 USD
Put Option	Purchasing	100	68 USD	American	19 Jun 2020	1.0200 USD
Put Option	Purchasing	100	83 USD	American	27 Dec 2019	0.1100 USD
Put Option	Purchasing	1,300	84 USD	American	13 Dec 2019	0.0100 USD
Put Option	Purchasing	300	85 USD	American	13 Dec 2019	0.0200 USD
Put Option	Purchasing	400	86 USD	American	20 Dec 2019	0.2500 USD
Put Option	Purchasing	4,200	87 USD	American	13 Dec 2019	0.0676 USD
Put Option	Purchasing	100	88 USD	American	13 Dec 2019	0.2200 USD
Put Option	Purchasing	1,000	88 USD	American	20 Dec 2019	0.9100 USD
Put Option	Purchasing	1,600	88 USD	American	21 Feb 2020	4.0000 USD
Put Option	Purchasing	300	90 USD	American	20 Dec 2019	1.5066 USD
Put Option	Purchasing	1,500	92 USD	American	27 Dec 2019	3.5500 USD
Put Option	Selling	300	65 USD	American	17 Jan 2020	0.0400 USD
Put Option	Selling	1,000	70 USD	American	17 Jan 2020	0.0900 USD
Put Option	Selling	1,000	70 USD	American	17 Jan 2020	0.1100 USD
Put Option	Selling	100	70 USD	American	19 Jun 2020	1.5200 USD
Put Option	Selling	100	73 USD	American	17 Jan 2020	0.1200 USD
Put Option	Selling	100	75 USD	American	21 Feb 2020	0.7000 USD
Put Option	Selling	100	78 USD	American	17 Jan 2020	0.2900 USD
Put Option	Selling	200	78 USD	American	21 Feb 2020	1.0100 USD
Put Option	Selling	1,600	85 USD	American	21 Feb 2020	2.9200 USD
Put Option	Selling	1,000	87 USD	American	20 Dec 2019	0.5300 USD
Put Option	Selling	300	89 USD	American	20 Dec 2019	0.9566 USD
Put Option	Selling	100	94 USD	American	20 Dec 2019	4.9000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	18 Dec 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Call Options	Purchased	6,400	91.0000	American	Dec 20, 2019
Put Options	Written	400	85.0000	American	Dec 27, 2019
Put Options	Written	300	89.0000	American	Dec 20, 2019
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	90.0000	American	Jan 31, 2020
Put Options	Written	8,000	75.0000	American	Feb 21, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	2,900	37.5000	American	Jan 21, 2022
Call Options	Purchased	3,100	87.0000	American	Dec 13, 2019
Call Options	Purchased	300	87.5000	American	May 15, 2020
Call Options	Purchased	200	91.0000	American	Dec 27, 2019
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	6,700	87.5000	American	Feb 21, 2020
Put Options	Written	6,200	77.5000	American	Jan 17, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	100	82.5000	American	Dec 13, 2019
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Call Options	Written	-200	100.0000	American	Jan 3, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-2,000	87.5000	American	Dec 20, 2019
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-2,100	85.5000	American	Dec 13, 2019
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Call Options	Written	-500	75.0000	American	Dec 20, 2019
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	72.5000	American	May 15, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	3,500	95.0000	American	Sep 18, 2020
Call Options	Purchased	1,600	88.0000	American	Dec 20, 2019
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	4,100	83.5000	American	Dec 13, 2019
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	600	87.0000	American	Dec 20, 2019
Call Options	Purchased	5,700	95.0000	American	May 15, 2020
Call Options	Purchased	1,500	92.5000	American	May 15, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	3,700	85.0000	American	Feb 21, 2020
Call Options	Written	-600	89.0000	American	Dec 27, 2019
Put Options	Purchased	-1,100	91.5000	American	Dec 13, 2019
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Put Options	Purchased	-300	84.5000	American	Dec 13, 2019
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-5,900	90.0000	American	Jan 10, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-300	91.0000	American	Dec 13, 2019
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	5,700	85.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	600	85.0000	American	Dec 13, 2019
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Put Options	Written	400	81.5000	American	Dec 20, 2019
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	16,500	72.5000	American	Jan 17, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	200	97.5000	American	May 15, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	1,900	87.0000	American	Dec 20, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-500	84.0000	American	Dec 20, 2019
Call Options	Written	-100	86.5000	American	Dec 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-1,100	82.5000	American	Dec 20, 2019
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-900	95.0000	American	Feb 21, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-700	81.0000	American	Dec 20, 2019
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-2,100	90.0000	American	Dec 20, 2019
Put Options	Purchased	-400	75.0000	American	May 15, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	72.5000	American	Feb 21, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-800	87.5000	American	Jan 3, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,900	97.5000	American	Feb 21, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-4,300	86.5000	American	Dec 13, 2019
Put Options	Purchased	-7,000	85.0000	American	Jan 17, 2020
Call Options	Written	-12,800	95.0000	American	Jan 17, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	700	87.5000	American	Feb 21, 2020
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	4,700	90.0000	American	Sep 18, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	200	88.0000	American	Dec 27, 2019
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-12,500	92.5000	American	Feb 21, 2020
Call Options	Written	-50,800	92.5000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-1,500	92.0000	American	Dec 27, 2019
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-600	85.5000	American	Dec 20, 2019
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-200	92.5000	American	Jan 31, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Put Options	Purchased	-500	90.0000	American	Feb 21, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Written	200	82.5000	American	Feb 21, 2020
Call Options	Purchased	11,000	90.0000	American	May 15, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Put Options	Written	100	67.5000	American	May 15, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	7,800	85.0000	American	Jan 24, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Call Options	Purchased	23,600	90.0000	American	Feb 21, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	7,100	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	91.0000	American	Dec 13, 2019
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-100	88.0000	American	Dec 13, 2019
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-4,500	75.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-5,400	84.0000	American	Dec 13, 2019
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Call Options	Purchased	400	86.5000	American	Dec 27, 2019
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	8,600	80.0000	American	Jan 17, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Call Options	Purchased	2,100	90.0000	American	Jan 3, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	29,600	70.0000	American	Jun 19, 2020
Call Options	Purchased	3,900	90.0000	American	Dec 13, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-100	82.5000	American	Dec 27, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-2,300	87.5000	American	Jan 17, 2020
Put Options	Purchased	-4,900	70.0000	American	Jan 17, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-600	83.0000	American	Dec 20, 2019
Put Options	Purchased	-1,200	86.0000	American	Dec 13, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	1,100	89.0000	American	Dec 13, 2019
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Put Options	Written	22,900	85.0000	American	Feb 21, 2020
Call Options	Purchased	6,800	87.5000	American	Dec 20, 2019
Put Options	Written	14,400	67.5000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	400	89.0000	American	Dec 20, 2019
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	9,900	89.0000	American	Dec 13, 2019
Call Options	Purchased	1,700	86.0000	American	Dec 13, 2019
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	22,000	90.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	105.0000	American	Sep 18, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	400	82.0000	American	Dec 20, 2019
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Put Options	Purchased	-900	87.0000	American	Dec 13, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-3,600	85.0000	American	Dec 20, 2019
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Put Options	Purchased	-1,000	91.0000	American	Jan 3, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Call Options	Written	-10,900	87.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-700	65.0000	American	Jan 17, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,700	90.0000	American	Dec 27, 2019
Put Options	Written	4,000	72.5000	American	Jan 17, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	5,900	75.0000	American	Jan 17, 2020
Put Options	Written	2,400	80.0000	American	Dec 20, 2019
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	2,600	100.0000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	16,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Written	-8,600	88.0000	American	Dec 13, 2019
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	82.5000	American	Jan 17, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-6,200	92.5000	American	Jan 17, 2020
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-12,900	86.5000	American	Jan 10, 2020
Put Options	Purchased	-400	86.5000	American	Dec 27, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Put Options	Purchased	-100	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,100	88.0000	American	Dec 20, 2019
Call Options	Written	-1,200	140.0000	American	Jan 15, 2021
Call Options	Written	-500	90.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191218005444/en/