Form 8.3 - ABBVIE INC AMENDMENT

Form 8.3 - ABBVIE INC AMENDMENT

BARCLAYS PLC

 

Ap19

FORM 8.3 Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	14 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		2,863,243	0.19%	3,013,663	0.20%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		2,269,875	0.15%	25,828	0.00%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	1,849,900	0.13%	1,929,600	0.13%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		6,983,018	0.47%	4,969,091	0.34%
		Â	Â	Â	Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	10	64.7500 USD
Purchase	15	64.1300 USD
Purchase	31	63.8409 USD
Purchase	50	64.0100 USD
Purchase	58	63.5150 USD
Purchase	83	64.2900 USD
Purchase	100	64.9600 USD
Purchase	100	64.1700 USD
Purchase	100	64.1750 USD
Purchase	100	64.5800 USD
Purchase	100	64.8600 USD
Purchase	100	63.6900 USD
Purchase	108	63.6907 USD
Purchase	134	63.7002 USD
Purchase	200	63.9850 USD
Purchase	200	63.6600 USD
Purchase	200	64.4500 USD
Purchase	200	64.1850 USD
Purchase	200	64.4550 USD
Purchase	200	64.4736 USD
Purchase	208	63.7107 USD
Purchase	241	63.7100 USD
Purchase	247	64.1367 USD
Purchase	309	64.0181 USD
Purchase	358	64.5000 USD
Purchase	380	64.4463 USD
Purchase	400	63.7600 USD
Purchase	432	65.0100 USD
Purchase	486	64.0718 USD
Purchase	495	64.1788 USD
Purchase	500	64.6400 USD
Purchase	500	64.1000 USD
Purchase	991	63.6800 USD
Purchase	1,200	63.8050 USD
Purchase	1,300	64.6296 USD
Purchase	1,347	64.7085 USD
Purchase	1,400	64.6307 USD
Purchase	1,500	64.2193 USD
Purchase	1,585	64.1471 USD
Purchase	1,612	63.7037 USD
Purchase	1,763	63.9622 USD
Purchase	2,000	64.7185 USD
Purchase	2,017	63.7918 USD
Purchase	2,125	64.4763 USD
Purchase	2,125	64.4988 USD
Purchase	2,149	63.8859 USD
Purchase	2,335	64.0096 USD
Purchase	2,373	63.7254 USD
Purchase	2,700	72.5000 USD
Purchase	2,873	64.6785 USD
Purchase	3,000	63.7700 USD
Purchase	3,025	64.6882 USD
Purchase	3,200	64.0375 USD
Purchase	3,325	64.6482 USD
Purchase	3,501	63.6978 USD
Purchase	3,575	63.9249 USD
Purchase	4,101	64.6927 USD
Purchase	4,242	64.5744 USD
Purchase	4,400	64.3286 USD
Purchase	4,539	63.7238 USD
Purchase	5,085	64.6649 USD
Purchase	6,400	63.6353 USD
Purchase	6,409	64.7071 USD
Purchase	6,765	64.2300 USD
Purchase	7,145	64.6950 USD
Purchase	9,654	63.9991 USD
Purchase	11,396	64.6665 USD
Purchase	11,400	75.0000 USD
Purchase	12,800	63.6838 USD
Purchase	13,099	64.6857 USD
Purchase	14,888	63.5131 USD
Purchase	15,411	63.8818 USD
Purchase	20,082	64.6773 USD
Purchase	21,650	63.7760 USD
Purchase	26,469	63.5000 USD
Purchase	28,600	64.0172 USD
Purchase	33,836	63.5024 USD
Purchase	34,658	64.2104 USD
Purchase	38,100	63.9774 USD
Purchase	38,334	64.2154 USD
Purchase	43,033	64.6191 USD
Purchase	84,094	64.1995 USD
Purchase	210,649	63.7235 USD
Sale	5	63.7800 USD
Sale	100	63.6450 USD
Sale	100	63.6700 USD
Sale	100	63.7000 USD
Sale	100	64.2700 USD
Sale	100	64.3900 USD
Sale	100	64.4300 USD
Sale	100	64.8300 USD
Sale	101	64.1666 USD
Sale	185	64.3345 USD
Sale	200	64.4100 USD
Sale	200	63.6200 USD
Sale	200	64.1700 USD
Sale	203	64.0445 USD
Sale	205	64.2668 USD
Sale	210	64.2971 USD
Sale	215	63.6056 USD
Sale	215	64.3393 USD
Sale	300	63.6333 USD
Sale	300	63.6400 USD
Sale	300	64.1166 USD
Sale	300	64.0400 USD
Sale	353	63.5761 USD
Sale	360	64.5000 USD
Sale	369	63.6427 USD
Sale	377	63.6703 USD
Sale	410	63.8370 USD
Sale	464	63.6968 USD
Sale	470	63.9985 USD
Sale	500	64.6030 USD
Sale	509	63.6866 USD
Sale	615	64.0928 USD
Sale	701	63.5993 USD
Sale	725	63.5668 USD
Sale	744	64.3242 USD
Sale	780	64.1789 USD
Sale	800	64.2725 USD
Sale	800	64.1825 USD
Sale	800	64.6462 USD
Sale	800	64.4750 USD
Sale	816	63.6925 USD
Sale	851	63.7250 USD
Sale	881	63.6212 USD
Sale	891	63.6800 USD
Sale	900	64.2566 USD
Sale	1,116	63.6758 USD
Sale	1,228	63.7717 USD
Sale	1,323	63.6165 USD
Sale	1,397	63.8496 USD
Sale	1,397	64.3227 USD
Sale	1,400	63.7089 USD
Sale	1,400	64.3257 USD
Sale	1,471	64.2026 USD
Sale	1,483	63.5988 USD
Sale	1,700	64.0711 USD
Sale	1,800	64.2651 USD
Sale	1,801	63.6025 USD
Sale	1,802	64.3505 USD
Sale	2,015	64.2132 USD
Sale	2,100	63.6773 USD
Sale	2,115	64.1796 USD
Sale	2,125	64.4763 USD
Sale	2,125	64.4988 USD
Sale	2,360	63.9748 USD
Sale	2,527	63.7121 USD
Sale	2,900	64.0612 USD
Sale	2,903	64.2232 USD
Sale	3,200	64.1803 USD
Sale	3,400	63.9027 USD
Sale	3,417	64.4171 USD
Sale	3,783	64.3539 USD
Sale	3,891	63.7700 USD
Sale	4,400	63.7253 USD
Sale	5,049	63.6888 USD
Sale	5,521	64.5070 USD
Sale	6,400	63.6353 USD
Sale	7,197	63.7163 USD
Sale	7,668	63.6192 USD
Sale	8,000	64.2035 USD
Sale	17,100	64.0519 USD
Sale	17,800	64.0198 USD
Sale	21,650	63.7760 USD
Sale	23,290	64.4342 USD
Sale	34,658	64.2104 USD
Sale	36,187	63.9291 USD
Sale	39,900	63.9124 USD
Sale	43,297	63.5000 USD
Sale	43,475	64.0020 USD
Sale	49,523	63.7217 USD
Sale	57,974	64.0584 USD
Sale	70,530	64.6731 USD
Sale	112,413	63.5359 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP Expires 15/07/2021	Long	43,300	63.7168 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	400	48 USD	American	19 Jun 2020	17.0500 USD
Call Option	Purchasing	1,000	50 USD	American	19 Jun 2020	15.0000 USD
Call Option	Purchasing	1,500	55 USD	American	17 Jan 2020	10.1933 USD
Call Option	Purchasing	500	66 USD	American	6 Sep 2019	1.1500 USD
Call Option	Purchasing	100	68 USD	American	30 Aug 2019	0.4600 USD
Call Option	Purchasing	300	70 USD	American	16 Aug 2019	0.0100 USD
Call Option	Purchasing	1,000	70 USD	American	17 Jan 2020	1.7680 USD
Call Option	Purchasing	100	73 USD	American	15 Nov 2019	0.7000 USD
Call Option	Selling	300	60 USD	American	15 Jan 2021	8.5000 USD
Call Option	Selling	5,800	64 USD	American	16 Aug 2019	0.6741 USD
Call Option	Selling	500	64 USD	American	6 Sep 2019	2.1900 USD
Call Option	Selling	400	65 USD	American	23 Aug 2019	0.8925 USD
Call Option	Selling	200	65 USD	American	30 Aug 2019	1.1400 USD
Call Option	Selling	300	65 USD	American	20 Sep 2019	1.8200 USD
Call Option	Selling	200	67 USD	American	16 Aug 2019	0.0900 USD
Call Option	Selling	1,600	67 USD	American	23 Aug 2019	0.2281 USD
Call Option	Selling	200	68 USD	American	20 Sep 2019	0.9000 USD
Call Option	Selling	400	69 USD	American	23 Aug 2019	0.1150 USD
Call Option	Selling	1,100	71 USD	American	16 Aug 2019	0.0200 USD
Call Option	Selling	200	75 USD	American	17 Jan 2020	0.7500 USD
Call Option	Selling	100	75 USD	American	15 Jan 2021	2.9300 USD
Call Option	Selling	100	88 USD	American	20 Sep 2019	0.0200 USD
Call Option	Selling	100	88 USD	American	19 Jun 2020	0.4500 USD
Call Option	Selling	400	93 USD	American	15 Jan 2021	0.7000 USD
Put Option	Purchasing	1,200	55 USD	American	17 Jan 2020	1.8433 USD
Put Option	Purchasing	100	58 USD	American	18 Oct 2019	0.9300 USD
Put Option	Purchasing	100	60 USD	American	20 Sep 2019	0.8400 USD
Put Option	Purchasing	6,400	60 USD	American	17 Jan 2020	3.4500 USD
Put Option	Purchasing	1,000	64 USD	American	16 Aug 2019	0.6600 USD
Put Option	Purchasing	180,000	65 USD	American	16 Aug 2019	0.7500 USD
Put Option	Purchasing	100	65 USD	American	16 Aug 2019	1.3900 USD
Put Option	Purchasing	1,800	70 USD	American	15 Jan 2021	14.1400 USD
Put Option	Purchasing	100	71 USD	American	16 Aug 2019	6.8500 USD
Put Option	Purchasing	100	71 USD	American	16 Aug 2019	7.3500 USD
Put Option	Selling	700	60 USD	American	16 Aug 2019	0.0200 USD
Put Option	Selling	180,000	60 USD	American	20 Sep 2019	0.6200 USD
Put Option	Selling	1,700	60 USD	American	18 Sep 2020	6.4500 USD
Put Option	Selling	200	63 USD	American	21 Feb 2020	4.6000 USD
Put Option	Selling	24,700	63 USD	American	19 Jun 2020	6.5500 USD
Put Option	Selling	1,000	64 USD	American	16 Aug 2019	0.4500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	16 Aug 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	9,600	70.0000	American	Nov 15, 2019
Call Options	Purchased	1,300	58.0000	American	Jan 15, 2021
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	500	50.0000	American	Nov 15, 2019
Call Options	Purchased	400	78.0000	American	Nov 15, 2019
Call Options	Purchased	400	71.0000	American	Aug 16, 2019
Call Options	Purchased	300	72.0000	American	Aug 16, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Call Options	Purchased	100	73.0000	American	Sep 18, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Call Options	Purchased	221,200	73.0000	American	Aug 16, 2019
Put Options	Written	250,000	65.0000	American	Jan 17, 2020
Put Options	Written	100,000	65.0000	American	Jan 15, 1919
Call Options	Written	-100	60.0000	American	Nov 15, 2019
Put Options	Purchased	-100	66.0000	American	Aug 30, 2019
Put Options	Purchased	-100	69.0000	American	Aug 16, 2019
Call Options	Written	-200	60.0000	American	Oct 18, 2019
Call Options	Written	-200	72.0000	American	Aug 30, 2019
Call Options	Written	-200	72.0000	American	Aug 23, 2019
Put Options	Purchased	-200	73.0000	American	Nov 15, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-300	75.0000	American	Nov 15, 2019
Call Options	Written	-600	68.0000	American	Nov 15, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,000	68.0000	American	Sep 6, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	60.0000	American	Jun 19, 2020
Put Options	Purchased	-1,300	70.0000	American	Aug 16, 2019
Put Options	Purchased	-1,400	62.0000	American	Aug 16, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Call Options	Written	-1,600	63.0000	American	Jan 17, 2020
Put Options	Purchased	-1,800	67.0000	American	Aug 16, 2019
Put Options	Purchased	-2,200	55.0000	American	Sep 20, 2019
Put Options	Purchased	-2,400	73.0000	American	Jun 19, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-3,600	80.0000	American	Aug 16, 2019
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Call Options	Written	-4,300	93.0000	American	Jan 17, 2020
Put Options	Purchased	-4,300	65.0000	American	Jan 17, 2020
Call Options	Written	-5,000	90.0000	American	Jun 19, 2020
Put Options	Purchased	-5,100	48.0000	American	Jun 19, 2020
Call Options	Written	-8,800	83.0000	American	Sep 20, 2019
Put Options	Purchased	-10,100	50.0000	American	Jan 17, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Call Options	Purchased	5,800	75.0000	American	Sep 20, 2019
Put Options	Written	5,300	78.0000	American	Jan 17, 2020
Call Options	Purchased	3,600	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Put Options	Written	1,800	58.0000	American	Jan 15, 2021
Put Options	Written	1,500	68.0000	American	Jun 19, 2020
Call Options	Purchased	1,300	48.0000	American	Sep 18, 2020
Call Options	Purchased	1,200	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	150,900	60.0000	American	Jan 15, 2021
Put Options	Written	900	83.0000	American	Jan 17, 2020
Call Options	Purchased	700	68.0000	American	Sep 13, 2019
Put Options	Written	600	66.0000	American	Sep 6, 2019
Call Options	Purchased	400	58.0000	American	Sep 18, 2020
Call Options	Purchased	400	70.0000	American	Sep 13, 2019
Put Options	Written	400	45.0000	American	Jan 17, 2020
Call Options	Purchased	300	68.0000	American	Sep 6, 2019
Call Options	Purchased	200	66.0000	American	Aug 23, 2019
Put Options	Written	36,500	70.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 15, 1919
Put Options	Written	25,000	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-200	60.0000	American	Jan 15, 2021
Put Options	Purchased	-200	78.0000	American	Nov 15, 2019
Put Options	Purchased	-700	43.0000	American	Jan 15, 2021
Call Options	Written	-800	93.0000	American	Jan 15, 2021
Call Options	Written	-1,000	83.0000	American	Feb 21, 2020
Call Options	Written	-1,100	66.0000	American	Aug 16, 2019
Put Options	Purchased	-1,200	73.0000	American	Oct 18, 2019
Put Options	Purchased	-201,200	63.0000	American	Aug 16, 2019
Call Options	Written	-1,800	70.0000	American	Aug 30, 2019
Call Options	Written	-2,000	80.0000	American	Sep 18, 2020
Call Options	Written	-2,400	80.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	65.0000	American	Aug 30, 2019
Call Options	Written	-4,100	67.0000	American	Aug 23, 2019
Put Options	Purchased	-6,400	60.0000	American	Aug 16, 2019
Call Options	Written	-7,200	93.0000	American	Aug 16, 2019
Call Options	Written	-7,300	98.0000	American	Jan 17, 2020
Call Options	Written	-8,700	66.0000	American	Aug 23, 2019
Call Options	Written	-9,800	110.0000	American	Jan 17, 2020
Put Options	Purchased	-10,900	83.0000	American	Nov 15, 2019
Call Options	Written	-11,200	130.0000	American	Jan 17, 2020
Call Options	Written	-11,400	83.0000	American	Jan 17, 2020
Put Options	Purchased	-12,600	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-29,200	63.0000	American	Nov 15, 2019
Call Options	Purchased	6,000	73.0000	American	Jan 17, 2020
Put Options	Written	3,900	63.0000	American	Jan 17, 2020
Call Options	Purchased	3,100	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,600	70.0000	American	Feb 21, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	2,500	63.0000	American	Feb 21, 2020
Call Options	Purchased	1,600	66.0000	American	Sep 6, 2019
Put Options	Written	37,800	75.0000	American	Aug 16, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	500	68.0000	American	Aug 30, 2019
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Put Options	Written	400	40.0000	American	Sep 20, 2019
Put Options	Written	300	78.0000	American	Sep 18, 2020
Call Options	Purchased	200	73.0000	American	Aug 23, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	100	67.0000	American	Aug 30, 2019
Call Options	Purchased	100	80.0000	American	Aug 23, 2019
Call Options	Purchased	100	70.0000	American	Aug 23, 2019
Put Options	Written	100	73.0000	American	Sep 18, 2020
Put Options	Written	28,300	63.0000	American	Jun 19, 2020
Put Options	Written	13,400	43.0000	American	Feb 21, 2020
Call Options	Written	-100	68.0000	American	Sep 18, 2020
Call Options	Written	-300	68.0000	American	Jan 15, 2021
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-500	83.0000	American	Jun 19, 2020
Call Options	Written	-500	70.0000	American	Sep 6, 2019
Put Options	Purchased	-500	48.0000	American	Nov 15, 2019
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-700	65.0000	American	Aug 23, 2019
Call Options	Written	-800	73.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,000	78.0000	American	Jun 19, 2020
Call Options	Written	-1,000	67.0000	American	Aug 30, 2019
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Call Options	Written	-1,500	85.0000	American	Jun 19, 2020
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-2,200	85.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Put Options	Purchased	-2,900	58.0000	American	Oct 18, 2019
Put Options	Purchased	-5,000	43.0000	American	Jun 19, 2020
Call Options	Written	-5,900	64.0000	American	Aug 16, 2019
Put Options	Purchased	-5,900	50.0000	American	Jun 19, 2020
Put Options	Purchased	-7,200	60.0000	American	Jan 17, 2020
Call Options	Written	-7,700	70.0000	American	Sep 20, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-14,600	88.0000	American	Nov 15, 2019
Put Options	Purchased	-17,700	50.0000	American	Aug 16, 2019
Call Options	Purchased	8,200	73.0000	American	Nov 15, 2019
Call Options	Purchased	5,300	68.0000	American	Jan 17, 2020
Call Options	Purchased	3,500	68.0000	American	Sep 20, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	152,100	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,500	70.0000	American	Jan 15, 2021
Call Options	Purchased	1,100	85.0000	American	Aug 16, 2019
Put Options	Written	1,100	48.0000	American	Aug 16, 2019
Call Options	Purchased	900	58.0000	American	Jun 19, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	600	69.0000	American	Aug 23, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Call Options	Purchased	100	67.0000	American	Sep 13, 2019
Put Options	Written	100	63.0000	American	Sep 6, 2019
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Purchased	-100	58.0000	American	Aug 30, 2019
Call Options	Written	-200	75.0000	American	Jun 19, 2020
Put Options	Purchased	-200	64.0000	American	Aug 23, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-300	60.0000	American	Oct 18, 2019
Call Options	Written	-500	64.0000	American	Sep 6, 2019
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-1,100	75.0000	American	Aug 23, 2019
Call Options	Written	-1,200	73.0000	American	Aug 23, 2019
Call Options	Written	-1,700	73.0000	American	Oct 18, 2019
Call Options	Written	-201,700	68.0000	American	Aug 16, 2019
Put Options	Purchased	-2,000	58.0000	American	Jan 17, 2020
Call Options	Written	-2,100	98.0000	American	Jun 19, 2020
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-2,700	55.0000	American	Nov 15, 2019
Call Options	Written	-3,300	95.0000	American	Sep 20, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-10,700	80.0000	American	Sep 20, 2019
Call Options	Written	-12,100	88.0000	American	Aug 16, 2019
Call Options	Written	-12,600	75.0000	American	Jan 17, 2020
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-14,200	88.0000	American	Jan 17, 2020
Call Options	Written	-16,800	85.0000	American	Nov 15, 2019
Call Options	Written	-17,400	75.0000	American	Aug 30, 2019
Put Options	Purchased	-17,800	68.0000	American	Aug 16, 2019
Put Options	Purchased	-26,700	68.0000	American	Nov 15, 2019
Call Options	Written	-35,500	90.0000	American	Sep 20, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	8,700	70.0000	American	Jan 17, 2020
Call Options	Purchased	6,600	60.0000	American	Jan 17, 2020
Call Options	Purchased	6,000	63.0000	American	Aug 16, 2019
Put Options	Written	5,300	73.0000	American	Aug 16, 2019
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Call Options	Purchased	3,000	55.0000	American	Feb 21, 2020
Put Options	Written	2,100	58.0000	American	Sep 20, 2019
Put Options	Written	1,600	66.0000	American	Aug 16, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	1,100	45.0000	American	Sep 20, 2019
Put Options	Written	1,000	48.0000	American	Sep 20, 2019
Put Options	Written	1,000	64.0000	American	Sep 13, 2019
Call Options	Purchased	900	63.0000	American	Nov 15, 2019
Call Options	Purchased	400	68.0000	American	Oct 18, 2019
Call Options	Purchased	300	71.0000	American	Aug 30, 2019
Call Options	Purchased	300	74.0000	American	Aug 23, 2019
Call Options	Purchased	300	98.0000	American	Aug 16, 2019
Put Options	Written	300	70.0000	American	Feb 21, 2020
Call Options	Purchased	200	65.0000	American	Nov 15, 2019
Call Options	Purchased	200	69.0000	American	Sep 6, 2019
Put Options	Written	200	88.0000	American	Nov 15, 2019
Call Options	Purchased	100	63.0000	American	Sep 18, 2020
Put Options	Written	100	58.0000	American	Jun 19, 2020
Call Options	Purchased	20,300	68.0000	American	Aug 16, 2019
Call Options	Purchased	18,800	80.0000	American	Nov 15, 2019
Call Options	Purchased	12,100	70.0000	American	Aug 16, 2019
Put Options	Purchased	-100	66.0000	American	Sep 6, 2019
Call Options	Written	-200	78.0000	American	Sep 18, 2020
Call Options	Written	-200	65.0000	American	Aug 30, 2019
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-300	71.0000	American	Aug 16, 2019
Put Options	Purchased	-300	78.0000	American	Feb 21, 2020
Put Options	Purchased	-400	73.0000	American	Jan 17, 2020
Call Options	Written	-500	63.0000	American	Oct 18, 2019
Call Options	Written	-600	95.0000	American	Aug 16, 2019
Put Options	Purchased	-600	64.0000	American	Sep 6, 2019
Call Options	Written	-700	68.0000	American	Jun 19, 2020
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-900	78.0000	American	Aug 16, 2019
Call Options	Written	-1,100	93.0000	American	Jun 19, 2020
Call Options	Written	-1,100	70.0000	American	Aug 16, 2019
Call Options	Written	-1,100	69.0000	American	Aug 16, 2019
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	60.0000	American	Feb 21, 2020
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Call Options	Written	-1,400	93.0000	American	Nov 15, 2019
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Call Options	Written	-2,100	78.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,300	43.0000	American	Jan 17, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-2,600	60.0000	American	Sep 18, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Call Options	Written	-3,700	93.0000	American	Sep 20, 2019
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,400	75.0000	American	Jan 17, 2020
Put Options	Purchased	-6,000	70.0000	American	Sep 20, 2019
Call Options	Written	-7,500	110.0000	American	Sep 20, 2019
Put Options	Purchased	-10,700	55.0000	American	Aug 16, 2019
Call Options	Written	-10,800	83.0000	American	Aug 16, 2019
Put Options	Purchased	-11,600	65.0000	American	Nov 15, 2019
Put Options	Purchased	-49,800	60.0000	American	Sep 20, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Call Options	Purchased	4,600	75.0000	American	Oct 18, 2019
Call Options	Purchased	3,600	75.0000	American	Nov 15, 2019
Put Options	Written	2,000	65.0000	American	Aug 16, 2019
Put Options	Written	1,900	63.0000	American	Aug 30, 2019
Put Options	Written	1,800	73.0000	American	Sep 20, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	1,000	78.0000	American	Oct 18, 2019
Call Options	Purchased	1,000	65.0000	American	Sep 13, 2019
Put Options	Written	1,000	68.0000	American	Feb 21, 2020
Call Options	Purchased	600	75.0000	American	Feb 21, 2020
Call Options	Purchased	300	72.0000	American	Sep 6, 2019
Call Options	Purchased	200	70.0000	American	Sep 6, 2019
Call Options	Purchased	200	105.0000	American	Aug 16, 2019
Call Options	Purchased	100	69.0000	American	Aug 16, 2019
Put Options	Written	100	78.0000	American	Jan 15, 2021
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	100	68.0000	American	Oct 18, 2019
Put Options	Written	100	60.0000	American	Aug 30, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	65.0000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-100	85.0000	American	Sep 20, 2019
Call Options	Written	-100	63.0000	American	Sep 20, 2019
Call Options	Written	-100	66.0000	American	Sep 13, 2019
Call Options	Written	-100	115.0000	American	Aug 16, 2019
Put Options	Purchased	-100	48.0000	American	Jan 17, 2020
Put Options	Purchased	-100	66.0000	American	Aug 23, 2019
Call Options	Written	-200	70.0000	American	Aug 23, 2019
Put Options	Purchased	-200	62.0000	American	Aug 23, 2019
Put Options	Purchased	-200	71.0000	American	Aug 16, 2019
Put Options	Purchased	-600	43.0000	American	Sep 18, 2020
Call Options	Written	-800	74.0000	American	Sep 6, 2019
Put Options	Purchased	-800	68.0000	American	Aug 23, 2019
Call Options	Written	-1,000	100.0000	American	Sep 20, 2019
Call Options	Written	-1,100	115.0000	American	Jan 15, 2021
Call Options	Written	-1,100	67.0000	American	Aug 16, 2019
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Call Options	Written	-2,200	83.0000	American	Jan 15, 2021
Put Options	Purchased	-2,500	63.0000	American	Sep 20, 2019
Put Options	Purchased	-3,000	68.0000	American	Jan 15, 2021
Call Options	Written	-4,100	73.0000	American	Sep 20, 2019
Put Options	Purchased	-5,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-6,700	58.0000	American	Nov 15, 2019
Call Options	Written	-7,500	80.0000	American	Jan 17, 2020
Call Options	Written	-11,200	95.0000	American	Jun 19, 2020
Put Options	Purchased	-13,500	65.0000	American	Sep 20, 2019
Call Options	Written	-24,000	78.0000	American	Sep 20, 2019
Call Options	Written	-25,000	82.5000	American	Jan 17, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	3,000	67.0000	American	Aug 16, 2019
Call Options	Purchased	2,600	60.0000	American	Sep 20, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Put Options	Written	1,000	83.0000	American	Jan 15, 2021
Call Options	Purchased	700	70.0000	American	Oct 18, 2019
Put Options	Written	700	64.0000	American	Aug 16, 2019
Call Options	Purchased	600	83.0000	American	Nov 15, 2019
Call Options	Purchased	400	48.0000	American	Jun 19, 2020
Put Options	Written	300	63.0000	American	Aug 23, 2019
Put Options	Written	180,000	60.0000	American	Sep 20, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-200	74.0000	American	Aug 23, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-200	61.0000	American	Aug 16, 2019
Call Options	Written	-300	93.0000	American	Sep 18, 2020
Call Options	Written	-500	88.0000	American	Jun 19, 2020
Call Options	Written	-500	65.0000	American	Jan 17, 2020
Put Options	Purchased	-500	48.0000	American	Sep 18, 2020
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,200	68.0000	American	Jan 17, 2020
Call Options	Written	-1,900	98.0000	American	Jan 15, 2021
Call Options	Written	-2,200	63.0000	American	Feb 21, 2020
Call Options	Written	-4,900	110.0000	American	Aug 16, 2019
Call Options	Written	-6,000	100.0000	American	Aug 16, 2019
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-11,200	85.0000	American	Jan 17, 2020
Call Options	Written	-13,500	90.0000	American	Nov 15, 2019
Call Options	Written	-15,100	71.0000	American	Aug 23, 2019
Put Options	Purchased	-24,300	68.0000	American	Sep 20, 2019
Call Options	Written	-68,400	100.0000	American	Jan 17, 2020
Call Options	Purchased	10,900	65.0000	American	Sep 20, 2019
Call Options	Purchased	3,100	73.0000	American	Feb 21, 2020
Call Options	Purchased	3,000	65.0000	American	Aug 16, 2019
Call Options	Purchased	2,000	65.0000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	62.0000	American	Aug 16, 2019
Call Options	Purchased	400	68.0000	American	Aug 30, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	300	65.0000	American	Aug 30, 2019
Call Options	Purchased	100	67.0000	American	Aug 23, 2019
Put Options	Written	100	58.0000	American	Aug 16, 2019
Put Options	Written	25,200	75.0000	American	Sep 20, 2019
Put Options	Written	25,000	58.0000	American	Jan 15, 1919
Put Options	Written	16,100	65.0000	American	Oct 18, 2019
Put Options	Written	14,800	63.0000	American	Oct 18, 2019
Call Options	Written	-100	68.0000	American	Aug 23, 2019
Put Options	Purchased	-100	68.0000	American	Sep 18, 2020
Put Options	Purchased	-200	88.0000	American	Jan 17, 2020
Put Options	Purchased	-300	43.0000	American	Nov 15, 2019
Put Options	Purchased	-300	66.0000	American	Aug 16, 2019
Call Options	Written	-400	105.0000	American	Sep 20, 2019
Put Options	Purchased	-400	69.0000	American	Aug 23, 2019
Call Options	Written	-500	88.0000	American	Jan 15, 2021
Put Options	Purchased	-600	50.0000	American	Sep 20, 2019
Put Options	Purchased	-800	93.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	48.0000	American	Jan 15, 2021
Call Options	Written	-1,700	80.0000	American	Jun 19, 2020
Call Options	Written	-1,800	65.0000	American	Aug 23, 2019
Call Options	Written	-2,900	78.0000	American	Jan 17, 2020
Put Options	Purchased	-2,900	64.0000	American	Aug 16, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-3,500	80.0000	American	Jan 15, 2021
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Call Options	Written	-5,400	88.0000	American	Sep 20, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-6,900	70.0000	American	Nov 15, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,500	73.0000	American	Jan 15, 2021
Call Options	Written	-13,200	75.0000	American	Aug 16, 2019
Call Options	Written	-14,000	90.0000	American	Jan 17, 2020
Put Options	Purchased	-14,000	60.0000	American	Nov 15, 2019
Call Options	Written	-25,000	83.0000	American	Jan 15, 1919
Put Options	Purchased	-208,100	65.0000	American	Aug 16, 2019
Call Options	Written	-38,000	90.0000	American	Aug 16, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190816005317/en/