FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

Ap19

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	09 DEC 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,460,370	0.17%	5,111,073	0.35%
					Â
(2)	Derivatives (other than options):
		5,000,929	0.34%	474,700	0.03%
					Â
(3)	Options and agreements to
	purchase/sell:	2,534,900	0.17%	911,000	0.06%
					Â
	TOTAL:
		9,996,199	0.68%	6,496,773	0.44%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	3	87.3500 USD
Purchase	6	87.3600 USD
Purchase	8	86.8912 USD
Purchase	38	87.1178 USD
Purchase	84	87.0347 USD
Purchase	100	86.7200 USD
Purchase	100	86.5300 USD
Purchase	100	86.4450 USD
Purchase	100	87.2500 USD
Purchase	100	87.2700 USD
Purchase	100	86.9800 USD
Purchase	112	87.0469 USD
Purchase	159	86.5702 USD
Purchase	200	86.8025 USD
Purchase	200	86.8200 USD
Purchase	200	86.5800 USD
Purchase	200	86.9950 USD
Purchase	224	86.8425 USD
Purchase	285	86.9736 USD
Purchase	327	87.0308 USD
Purchase	341	86.9008 USD
Purchase	366	87.0344 USD
Purchase	400	87.1650 USD
Purchase	400	86.9425 USD
Purchase	480	86.8942 USD
Purchase	480	86.8943 USD
Purchase	484	87.0867 USD
Purchase	500	87.0520 USD
Purchase	501	86.9591 USD
Purchase	679	87.1591 USD
Purchase	700	86.8657 USD
Purchase	758	87.1030 USD
Purchase	800	87.0000 USD
Purchase	875	86.8412 USD
Purchase	1,077	86.6959 USD
Purchase	1,151	86.8675 USD
Purchase	1,325	86.9532 USD
Purchase	1,354	86.9701 USD
Purchase	1,400	86.6209 USD
Purchase	1,844	86.9971 USD
Purchase	1,844	87.1792 USD
Purchase	2,239	86.7644 USD
Purchase	2,369	87.0461 USD
Purchase	2,390	87.3400 USD
Purchase	2,400	86.9788 USD
Purchase	3,168	86.7229 USD
Purchase	3,652	87.1398 USD
Purchase	4,000	86.8075 USD
Purchase	4,300	87.0898 USD
Purchase	4,500	87.0734 USD
Purchase	4,901	86.7378 USD
Purchase	5,420	87.1905 USD
Purchase	8,466	87.0721 USD
Purchase	9,021	86.7581 USD
Purchase	10,046	87.1471 USD
Purchase	11,252	86.4854 USD
Purchase	15,509	86.8753 USD
Purchase	18,900	86.9543 USD
Purchase	21,400	86.9896 USD
Purchase	22,032	86.7690 USD
Purchase	25,693	86.7345 USD
Purchase	32,558	86.5790 USD
Purchase	32,716	86.9507 USD
Purchase	33,600	87.0400 USD
Purchase	47,062	86.8277 USD
Purchase	159,111	86.4400 USD
Sale	6	86.5200 USD
Sale	8	86.4600 USD
Sale	19	87.0000 USD
Sale	51	86.5576 USD
Sale	61	86.8200 USD
Sale	67	86.9300 USD
Sale	100	86.5650 USD
Sale	100	87.3000 USD
Sale	100	87.0200 USD
Sale	100	86.9700 USD
Sale	100	86.9500 USD
Sale	105	86.8904 USD
Sale	129	86.6600 USD
Sale	150	86.5333 USD
Sale	160	86.8483 USD
Sale	165	87.2430 USD
Sale	165	86.8677 USD
Sale	175	86.8900 USD
Sale	186	86.9784 USD
Sale	200	86.5950 USD
Sale	200	86.8025 USD
Sale	200	86.5400 USD
Sale	200	86.5800 USD
Sale	200	86.9000 USD
Sale	200	86.5500 USD
Sale	202	86.6682 USD
Sale	229	87.1181 USD
Sale	236	86.5468 USD
Sale	241	86.5204 USD
Sale	293	86.9706 USD
Sale	298	86.5453 USD
Sale	299	86.5462 USD
Sale	300	86.9800 USD
Sale	300	86.6250 USD
Sale	301	86.6699 USD
Sale	400	86.9175 USD
Sale	423	86.9106 USD
Sale	480	86.8942 USD
Sale	499	87.1703 USD
Sale	500	86.9960 USD
Sale	501	87.0120 USD
Sale	581	86.7607 USD
Sale	600	86.5783 USD
Sale	600	86.6383 USD
Sale	700	86.7396 USD
Sale	700	86.6028 USD
Sale	772	86.8490 USD
Sale	800	86.9965 USD
Sale	1,000	86.8395 USD
Sale	1,000	86.9980 USD
Sale	1,336	86.9009 USD
Sale	1,511	86.8173 USD
Sale	2,000	86.8075 USD
Sale	2,209	86.5833 USD
Sale	2,337	86.5415 USD
Sale	2,390	87.2235 USD
Sale	2,390	87.3400 USD
Sale	2,524	87.0838 USD
Sale	2,575	86.9206 USD
Sale	2,922	86.6042 USD
Sale	3,676	86.5570 USD
Sale	4,200	86.8950 USD
Sale	8,202	86.4459 USD
Sale	10,845	86.9735 USD
Sale	12,556	86.9648 USD
Sale	13,385	86.7143 USD
Sale	15,700	86.9553 USD
Sale	18,700	87.0025 USD
Sale	40,584	86.9073 USD
Sale	43,300	87.1157 USD
Sale	46,973	86.6626 USD
Sale	60,210	86.7502 USD
Sale	156,375	86.4400 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	89 USD	American	13 Dec 2019	0.1300 USD
Call Option	Purchasing	100	89 USD	American	20 Dec 2019	0.4200 USD
Call Option	Purchasing	100	90 USD	American	3 Jan 2020	0.4300 USD
Call Option	Purchasing	300	90 USD	American	10 Jan 2020	0.9100 USD
Call Option	Purchasing	400	90 USD	American	17 Jan 2020	1.0300 USD
Call Option	Purchasing	200	90 USD	American	18 Sep 2020	5.4600 USD
Call Option	Purchasing	100	98 USD	American	15 May 2020	1.6000 USD
Call Option	Purchasing	200	128 USD	American	7 Sep 2018	7.0500 USD
Call Option	Selling	400	88 USD	American	20 Dec 2019	0.9900 USD
Put Option	Purchasing	200	78 USD	American	18 Sep 2020	4.6000 USD
Put Option	Purchasing	100	83 USD	American	20 Dec 2019	0.2000 USD
Put Option	Purchasing	400	83 USD	American	20 Dec 2019	0.2600 USD
Put Option	Purchasing	2,400	83 USD	American	3 Jan 2020	0.4900 USD
Put Option	Purchasing	400	85 USD	American	13 Dec 2019	0.1550 USD
Put Option	Purchasing	500	85 USD	American	20 Dec 2019	0.4200 USD
Put Option	Purchasing	700	86 USD	American	13 Dec 2019	0.3500 USD
Put Option	Purchasing	100	86 USD	American	13 Dec 2019	0.4100 USD
Put Option	Purchasing	100	86 USD	American	27 Dec 2019	1.0000 USD
Put Option	Purchasing	12,900	87 USD	American	10 Jan 2020	1.7709 USD
Put Option	Purchasing	100	88 USD	American	20 Dec 2019	1.8400 USD
Put Option	Purchasing	1,900	98 USD	American	21 Feb 2020	11.9342 USD
Put Option	Selling	1,200	50 USD	American	21 Feb 2020	0.0300 USD
Put Option	Selling	7,500	65 USD	American	21 Feb 2020	0.2300 USD
Put Option	Selling	500	68 USD	American	17 Jan 2020	0.1000 USD
Put Option	Selling	100	68 USD	American	15 May 2020	0.9600 USD
Put Option	Selling	2,600	75 USD	American	21 Feb 2020	0.9000 USD
Put Option	Selling	100	80 USD	American	20 Dec 2019	0.0800 USD
Put Option	Selling	400	82 USD	American	20 Dec 2019	0.1800 USD
Put Option	Selling	1,700	83 USD	American	21 Feb 2020	2.4000 USD
Put Option	Selling	700	85 USD	American	13 Dec 2019	0.2700 USD
Put Option	Selling	100	132 USD	American	7 Sep 2018	4.9000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure	11 DEC 2019
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection (Note 10)	Â

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	6,700	75.0000	American	Feb 21, 2020
Call Options	Purchased	3,000	87.0000	American	Dec 13, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Call Options	Purchased	200	91.0000	American	Dec 27, 2019
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	200	87.5000	American	May 15, 2020
Put Options	Written	362,700	65.0000	American	Jan 17, 2020
Call Options	Purchased	100	50.0000	American	Jan 21, 2022
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	2,800	37.5000	American	Jan 21, 2022
Put Options	Written	5,600	77.5000	American	Jan 17, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	8,300	87.5000	American	Feb 21, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	100	82.5000	American	Dec 13, 2019
Call Options	Purchased	6,100	91.0000	American	Dec 20, 2019
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-500	75.0000	American	Dec 20, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-1,000	87.5000	American	Dec 20, 2019
Put Options	Purchased	-2,100	85.5000	American	Dec 13, 2019
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	4,100	83.5000	American	Dec 13, 2019
Call Options	Purchased	1,100	92.5000	American	Feb 21, 2020
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	2,400	88.0000	American	Dec 13, 2019
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	72.5000	American	May 15, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	3,500	95.0000	American	Sep 18, 2020
Call Options	Purchased	5,700	95.0000	American	May 15, 2020
Call Options	Purchased	800	88.0000	American	Dec 20, 2019
Call Options	Purchased	600	87.0000	American	Dec 20, 2019
Call Options	Purchased	1,300	92.5000	American	May 15, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	3,700	85.0000	American	Feb 21, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-600	89.0000	American	Dec 27, 2019
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	5,700	85.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Call Options	Purchased	200	97.5000	American	May 15, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Call Options	Purchased	17,800	72.5000	American	Jan 17, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-500	75.0000	American	May 15, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-100	86.5000	American	Dec 13, 2019
Put Options	Purchased	-500	84.0000	American	Dec 20, 2019
Put Options	Purchased	-1,800	90.0000	American	Dec 20, 2019
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-7,100	85.0000	American	Jan 17, 2020
Put Options	Purchased	-1,900	97.5000	American	Feb 21, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-900	95.0000	American	Feb 21, 2020
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Put Options	Purchased	-4,600	40.0000	American	Jan 21, 2022
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Put Options	Purchased	-600	81.0000	American	Dec 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-12,800	95.0000	American	Jan 17, 2020
Call Options	Written	-100	87.5000	American	Jan 3, 2020
Put Options	Purchased	-1,100	82.5000	American	Dec 20, 2019
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	700	87.5000	American	Feb 21, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Call Options	Purchased	4,700	90.0000	American	Sep 18, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-500	90.0000	American	Feb 21, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-50,800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-200	85.5000	American	Dec 20, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	200	82.5000	American	Feb 21, 2020
Put Options	Written	200	85.0000	American	Jan 24, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Put Options	Written	100	65.0000	American	May 15, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	23,600	90.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	91.0000	American	Dec 13, 2019
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	11,000	90.0000	American	May 15, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	5,100	87.5000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Written	100	67.5000	American	May 15, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-4,500	75.0000	American	Jan 17, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-4,100	84.0000	American	Dec 13, 2019
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Call Options	Purchased	1,400	90.0000	American	Jan 3, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Written	29,500	70.0000	American	Jun 19, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	8,600	80.0000	American	Jan 17, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Call Options	Purchased	300	97.5000	American	Feb 21, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	1,200	90.0000	American	Dec 13, 2019
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	100	82.5000	American	May 15, 2020
Put Options	Purchased	-600	83.0000	American	Dec 20, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,200	86.0000	American	Dec 13, 2019
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Put Options	Purchased	-2,000	87.5000	American	Jan 17, 2020
Call Options	Purchased	1,700	87.5000	American	Dec 20, 2019
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	400	82.0000	American	Dec 20, 2019
Call Options	Purchased	21,700	90.0000	American	Dec 20, 2019
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	1,300	85.0000	American	Feb 21, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	400	89.0000	American	Dec 20, 2019
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	700	86.0000	American	Dec 13, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	200	89.0000	American	Dec 13, 2019
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Put Options	Purchased	-2,500	85.0000	American	Dec 20, 2019
Put Options	Purchased	-900	87.0000	American	Dec 13, 2019
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-11,100	87.5000	American	Jan 17, 2020
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-67,300	100.0000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-100	91.5000	American	Dec 27, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	11,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	3,900	72.5000	American	Jan 17, 2020
Call Options	Purchased	300	90.0000	American	Jan 10, 2020
Call Options	Purchased	1,500	100.0000	American	May 15, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Put Options	Written	16,900	65.0000	American	Feb 21, 2020
Put Options	Written	2,400	80.0000	American	Dec 20, 2019
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	900	90.0000	American	Dec 27, 2019
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-1,200	140.0000	American	Jan 15, 2021
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Put Options	Purchased	-12,900	86.5000	American	Jan 10, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-100	88.0000	American	Dec 20, 2019
Call Options	Written	-6,200	92.5000	American	Jan 17, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-4,900	82.5000	American	Jan 17, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Call Options	Written	-6,200	90.0000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191211005641/en/