FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	30 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,525,183	0.17%	3,745,709	0.25%
					Â
(2)	Derivatives (other than options):
		1,617,801	0.11%	16,500	0.00%
					Â
(3)	Options and agreements to
	purchase/sell:	2,126,000	0.14%	1,035,500	0.07%
					Â
	TOTAL:
		6,268,984	0.42%	4,797,709	0.32%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to
	purchase/sell:
	TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	8	75.8100 USD
Purchase	20	75.6800 USD
Purchase	44	75.8918 USD
Purchase	69	75.7788 USD
Purchase	69	75.7500 USD
Purchase	81	75.9100 USD
Purchase	100	76.0600 USD
Purchase	100	75.8450 USD
Purchase	100	75.7300 USD
Purchase	102	76.1100 USD
Purchase	135	75.8050 USD
Purchase	171	75.8200 USD
Purchase	200	75.9850 USD
Purchase	200	75.7650 USD
Purchase	200	75.8350 USD
Purchase	200	75.8750 USD
Purchase	200	75.7450 USD
Purchase	207	75.9252 USD
Purchase	227	75.4486 USD
Purchase	234	76.2567 USD
Purchase	264	76.1366 USD
Purchase	292	75.8173 USD
Purchase	300	75.8233 USD
Purchase	300	75.7566 USD
Purchase	300	75.8000 USD
Purchase	301	76.1166 USD
Purchase	342	75.8598 USD
Purchase	465	75.9229 USD
Purchase	600	75.8966 USD
Purchase	633	76.1756 USD
Purchase	692	75.8236 USD
Purchase	694	75.6079 USD
Purchase	700	76.1085 USD
Purchase	703	75.7785 USD
Purchase	855	76.1531 USD
Purchase	1,000	75.8120 USD
Purchase	1,099	76.1727 USD
Purchase	1,300	75.9611 USD
Purchase	1,467	75.8883 USD
Purchase	1,614	76.1285 USD
Purchase	1,800	75.8138 USD
Purchase	1,981	75.8466 USD
Purchase	2,264	75.8048 USD
Purchase	2,633	76.1570 USD
Purchase	2,749	75.8131 USD
Purchase	3,342	76.1113 USD
Purchase	5,284	75.7223 USD
Purchase	5,900	75.9600 USD
Purchase	6,100	75.8519 USD
Purchase	7,573	75.7184 USD
Purchase	8,147	75.7800 USD
Purchase	8,567	75.6509 USD
Purchase	9,366	76.1102 USD
Purchase	9,662	76.1551 USD
Purchase	9,767	76.1985 USD
Purchase	10,506	75.7936 USD
Purchase	15,370	75.7248 USD
Purchase	18,642	75.8763 USD
Purchase	22,741	76.1815 USD
Purchase	28,340	75.7232 USD
Purchase	30,069	75.8494 USD
Purchase	38,500	75.8257 USD
Purchase	47,916	75.7200 USD
Purchase	48,400	75.8596 USD
Purchase	52,582	76.1558 USD
Purchase	123,995	75.7157 USD
Purchase	222,867	75.9908 USD
Sale	37	75.7000 USD
Sale	42	76.1800 USD
Sale	48	75.9350 USD
Sale	68	75.8082 USD
Sale	100	75.4650 USD
Sale	100	75.8400 USD
Sale	100	75.8300 USD
Sale	103	76.1162 USD
Sale	108	75.8100 USD
Sale	192	75.8473 USD
Sale	200	75.7950 USD
Sale	200	75.7700 USD
Sale	200	75.3700 USD
Sale	200	75.8075 USD
Sale	200	75.9075 USD
Sale	200	76.0325 USD
Sale	226	75.8023 USD
Sale	235	75.8050 USD
Sale	282	75.9740 USD
Sale	292	75.8173 USD
Sale	300	75.8275 USD
Sale	300	75.7766 USD
Sale	300	75.2566 USD
Sale	300	75.8566 USD
Sale	314	75.8265 USD
Sale	363	75.7480 USD
Sale	395	75.7144 USD
Sale	400	75.3262 USD
Sale	470	75.9185 USD
Sale	477	76.0623 USD
Sale	493	76.0120 USD
Sale	500	75.9080 USD
Sale	500	75.7500 USD
Sale	500	76.1500 USD
Sale	600	75.8650 USD
Sale	654	75.8110 USD
Sale	696	76.0956 USD
Sale	700	75.8507 USD
Sale	760	75.6186 USD
Sale	793	75.9196 USD
Sale	800	75.6531 USD
Sale	864	75.7082 USD
Sale	900	75.7850 USD
Sale	900	75.7911 USD
Sale	1,141	75.8083 USD
Sale	1,400	75.8498 USD
Sale	1,800	75.8138 USD
Sale	2,000	75.7650 USD
Sale	2,024	76.0058 USD
Sale	2,117	76.0311 USD
Sale	2,184	76.0302 USD
Sale	2,200	75.9554 USD
Sale	2,300	75.8632 USD
Sale	2,430	75.7720 USD
Sale	2,494	75.8629 USD
Sale	2,982	76.2578 USD
Sale	3,299	76.0531 USD
Sale	3,423	75.9552 USD
Sale	3,498	75.5887 USD
Sale	3,900	75.6513 USD
Sale	4,432	75.9979 USD
Sale	4,600	75.8195 USD
Sale	5,397	75.9540 USD
Sale	5,563	76.0300 USD
Sale	5,956	75.8157 USD
Sale	6,300	76.0746 USD
Sale	7,004	75.8207 USD
Sale	8,224	75.9320 USD
Sale	8,286	75.9381 USD
Sale	9,393	75.7469 USD
Sale	9,800	75.9703 USD
Sale	10,164	75.8065 USD
Sale	15,496	76.0997 USD
Sale	20,150	75.8755 USD
Sale	23,889	76.0808 USD
Sale	25,801	75.7876 USD
Sale	35,900	75.8205 USD
Sale	36,740	75.7798 USD
Sale	36,980	75.9828 USD
Sale	40,800	75.8645 USD
Sale	43,660	76.0435 USD
Sale	48,261	75.9786 USD
Sale	51,835	75.7200 USD
Sale	60,314	76.1558 USD
Sale	89,866	75.9746 USD
Sale	111,310	75.7088 USD
Sale	159,981	74.8500 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	7,791	76.0001 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	58 USD	American	15 Jan 2021	18.9000 USD
Call Option	Purchasing	500	65 USD	American	17 Jan 2020	11.1100 USD
Call Option	Purchasing	400	68 USD	American	15 Nov 2019	8.1100 USD
Call Option	Purchasing	500	68 USD	American	17 Jan 2020	8.8400 USD
Call Option	Purchasing	4,700	73 USD	American	15 Nov 2019	4.2904 USD
Call Option	Purchasing	500	73 USD	American	17 Jan 2020	5.1600 USD
Call Option	Purchasing	100	75 USD	American	4 Oct 2019	1.5800 USD
Call Option	Purchasing	800	75 USD	American	15 Nov 2019	2.4800 USD
Call Option	Purchasing	400	75 USD	American	21 Feb 2020	4.5000 USD
Call Option	Purchasing	1,300	77 USD	American	4 Oct 2019	0.4500 USD
Call Option	Purchasing	1,500	78 USD	American	4 Oct 2019	0.1000 USD
Call Option	Purchasing	200	78 USD	American	18 Oct 2019	0.7100 USD
Call Option	Purchasing	700	78 USD	American	17 Jan 2020	2.6785 USD
Call Option	Purchasing	600	78 USD	American	21 Feb 2020	3.3950 USD
Call Option	Purchasing	100	80 USD	American	11 Oct 2019	0.1100 USD
Call Option	Purchasing	200	80 USD	American	18 Oct 2019	0.1400 USD
Call Option	Purchasing	10,800	80 USD	American	15 Nov 2019	0.7648 USD
Call Option	Purchasing	6,300	80 USD	American	17 Jan 2020	1.8996 USD
Call Option	Purchasing	500	80 USD	American	18 Sep 2020	4.7500 USD
Call Option	Purchasing	300	83 USD	American	15 Nov 2019	0.4300 USD
Call Option	Purchasing	500	83 USD	American	17 Jan 2020	1.1900 USD
Call Option	Purchasing	200	83 USD	American	21 Feb 2020	1.7100 USD
Call Option	Purchasing	1,100	85 USD	American	15 Nov 2019	0.2181 USD
Call Option	Purchasing	100	85 USD	American	21 Feb 2020	1.2000 USD
Call Option	Purchasing	400	85 USD	American	15 May 2020	2.0450 USD
Call Option	Purchasing	100	85 USD	American	19 Jun 2020	2.2200 USD
Call Option	Purchasing	200	90 USD	American	19 Jun 2020	1.3000 USD
Call Option	Purchasing	500	90 USD	American	18 Sep 2020	2.0460 USD
Call Option	Selling	100	63 USD	American	15 Nov 2019	13.3900 USD
Call Option	Selling	1,000	75 USD	American	4 Oct 2019	1.2900 USD
Call Option	Selling	200	78 USD	American	18 Oct 2019	0.5700 USD
Put Option	Purchasing	1,600	38 USD	American	21 Jan 2022	2.1312 USD
Put Option	Purchasing	800	40 USD	American	21 Jan 2022	2.5325 USD
Put Option	Purchasing	200	43 USD	American	21 Jan 2022	2.8300 USD
Put Option	Purchasing	100	71 USD	American	11 Oct 2019	0.1700 USD
Put Option	Purchasing	100	73 USD	American	4 Oct 2019	0.1500 USD
Put Option	Purchasing	600	75 USD	American	15 Nov 2019	2.7850 USD
Put Option	Purchasing	1,000	75 USD	American	21 Feb 2020	5.0000 USD
Put Option	Purchasing	200	77 USD	American	4 Oct 2019	0.9500 USD
Put Option	Purchasing	100	80 USD	American	18 Sep 2020	11.4500 USD
Put Option	Purchasing	1,500	88 USD	American	17 Jan 2020	13.4166 USD
Put Option	Selling	400	38 USD	American	21 Jan 2022	1.8800 USD
Put Option	Selling	600	43 USD	American	21 Jan 2022	2.6733 USD
Put Option	Selling	500	45 USD	American	21 Jan 2022	3.1400 USD
Put Option	Selling	100	50 USD	American	15 Nov 2019	0.0300 USD
Put Option	Selling	600	55 USD	American	17 Jan 2020	0.2833 USD
Put Option	Selling	200	60 USD	American	15 Nov 2019	0.1600 USD
Put Option	Selling	100	60 USD	American	17 Jan 2020	0.5900 USD
Put Option	Selling	100	65 USD	American	15 Nov 2019	0.3700 USD
Put Option	Selling	900	65 USD	American	17 Jan 2020	1.2044 USD
Put Option	Selling	1,900	65 USD	American	21 Feb 2020	1.6600 USD
Put Option	Selling	200	67 USD	American	4 Oct 2019	0.0100 USD
Put Option	Selling	100	68 USD	American	11 Oct 2019	0.0700 USD
Put Option	Selling	100	69 USD	American	11 Oct 2019	0.0800 USD
Put Option	Selling	100	71 USD	American	4 Oct 2019	0.0300 USD
Put Option	Selling	300	74 USD	American	4 Oct 2019	0.2233 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	2 Oct 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	18,100	62.5000	American	Oct 18, 2019
Call Options	Purchased	8,000	68.0000	American	Oct 25, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	600	74.0000	American	Oct 4, 2019
Call Options	Purchased	200	75.0000	American	May 15, 2020
Put Options	Written	350,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	99,500	60.0000	American	Jun 19, 2020
Put Options	Written	5,200	77.5000	American	Jan 17, 2020
Call Options	Purchased	3,800	82.5000	American	Nov 15, 2019
Put Options	Written	800	82.5000	American	Jan 17, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	400	70.0000	American	Oct 25, 2019
Call Options	Purchased	400	67.5000	American	Oct 4, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	78.0000	American	Oct 4, 2019
Call Options	Purchased	16,200	70.0000	American	Nov 15, 2019
Put Options	Written	3,000	50.0000	American	Nov 15, 2019
Call Options	Purchased	13,500	72.5000	American	Nov 15, 2019
Call Options	Purchased	3,600	72.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	66.5000	American	Oct 11, 2019
Call Options	Written	-200	78.0000	American	Oct 18, 2019
Put Options	Purchased	-900	37.5000	American	Jan 21, 2022
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Call Options	Written	-7,300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-300	66.5000	American	Oct 4, 2019
Put Options	Purchased	-400	70.0000	American	Oct 11, 2019
Call Options	Written	-20,000	90.0000	American	Jun 19, 2020
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-2,000	75.0000	American	Nov 15, 2019
Put Options	Purchased	-4,500	57.5000	American	Jan 17, 2020
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-1,000	70.0000	American	Oct 25, 2019
Call Options	Written	-1,100	68.0000	American	Oct 4, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,300	65.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-5,100	47.5000	American	Jun 19, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	2,700	45.0000	American	Jan 17, 2020
Call Options	Purchased	2,000	72.0000	American	Oct 4, 2019
Put Options	Written	300	62.5000	American	Sep 18, 2020
Call Options	Purchased	200	73.0000	American	Oct 4, 2019
Put Options	Written	200	68.5000	American	Oct 4, 2019
Call Options	Purchased	100	73.5000	American	Oct 4, 2019
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	72.5000	American	Oct 25, 2019
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	80.0000	American	Oct 11, 2019
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	100	65.0000	American	Oct 4, 2019
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	200	72.5000	American	Oct 4, 2019
Put Options	Written	100	67.5000	American	Oct 4, 2019
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	3,300	47.5000	American	Jan 17, 2020
Call Options	Purchased	500	67.5000	American	Feb 21, 2020
Call Options	Purchased	200	85.0000	American	Feb 21, 2020
Put Options	Written	2,600	50.0000	American	Jan 17, 2020
Call Options	Purchased	2,400	77.5000	American	Oct 18, 2019
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	1,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	33,100	80.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-4,500	67.0000	American	Oct 25, 2019
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Call Options	Written	-11,400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-10,900	82.5000	American	Nov 15, 2019
Put Options	Purchased	-100	73.5000	American	Oct 4, 2019
Put Options	Purchased	-600	72.5000	American	Nov 15, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-14,500	55.0000	American	Jan 17, 2020
Call Options	Written	-400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-900	77.5000	American	Nov 15, 2019
Call Options	Written	-5,700	76.0000	American	Oct 4, 2019
Call Options	Purchased	400	62.5000	American	May 15, 2020
Call Options	Purchased	200	80.0000	American	Oct 25, 2019
Put Options	Written	200	87.5000	American	Nov 15, 2019
Put Options	Written	7,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Put Options	Written	1,800	74.0000	American	Oct 4, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	70.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	75.0000	American	Nov 1, 2019
Call Options	Purchased	3,200	70.0000	American	Oct 4, 2019
Call Options	Purchased	100	75.0000	American	Oct 11, 2019
Call Options	Purchased	13,000	75.0000	American	Oct 4, 2019
Put Options	Written	7,100	76.0000	American	Oct 4, 2019
Call Options	Purchased	18,500	72.5000	American	Jan 17, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Written	-14,700	87.5000	American	Nov 15, 2019
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Purchased	-5,800	40.0000	American	Jan 21, 2022
Put Options	Purchased	-27,600	60.0000	American	Jan 17, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-500	75.0000	American	May 15, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-700	66.0000	American	Nov 1, 2019
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	200	67.5000	American	Jan 15, 2021
Put Options	Written	3,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	82.5000	American	Feb 21, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Call Options	Purchased	25,600	67.5000	American	Nov 15, 2019
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	4,500	69.0000	American	Oct 25, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	600	87.5000	American	Feb 21, 2020
Call Options	Purchased	94,100	77.5000	American	Nov 15, 2019
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Put Options	Written	800	42.5000	American	Jan 21, 2022
Put Options	Written	100	37.5000	American	Jan 15, 2021
Put Options	Written	32,800	57.5000	American	Jun 19, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-400	82.5000	American	Jun 19, 2020
Put Options	Purchased	-1,300	72.5000	American	Oct 18, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Put Options	Purchased	-600	60.0000	American	Oct 18, 2019
Call Options	Written	-2,200	100.0000	American	Feb 21, 2020
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Call Options	Written	-13,400	100.0000	American	Jan 15, 2021
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-16,300	85.0000	American	Nov 15, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-500	68.5000	American	Oct 25, 2019
Call Options	Purchased	1,200	76.5000	American	Oct 4, 2019
Call Options	Purchased	200	70.0000	American	Oct 11, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	4,400	77.0000	American	Oct 4, 2019
Put Options	Written	1,000	71.0000	American	Oct 4, 2019
Call Options	Purchased	400	47.5000	American	Jun 19, 2020
Call Options	Purchased	100	76.0000	American	Oct 11, 2019
Call Options	Purchased	5,000	90.0000	American	Feb 21, 2020
Put Options	Written	500	67.5000	American	Jan 17, 2020
Call Options	Purchased	3,200	55.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	18,300	70.0000	American	Jan 17, 2020
Put Options	Written	9,900	74.0000	American	Oct 18, 2019
Put Options	Written	7,000	76.5000	American	Oct 4, 2019
Call Options	Purchased	100	60.0000	American	Jan 15, 2021
Call Options	Purchased	6,500	65.0000	American	Nov 15, 2019
Put Options	Written	800	55.0000	American	Feb 21, 2020
Put Options	Written	3,200	85.0000	American	Jan 17, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	18,700	60.0000	American	Jan 17, 2020
Put Options	Written	100	59.5000	American	Oct 25, 2019
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	200	73.0000	American	Oct 11, 2019
Call Options	Purchased	1,600	68.5000	American	Oct 4, 2019
Put Options	Written	400	70.0000	American	Feb 21, 2020
Call Options	Purchased	29,100	80.0000	American	Nov 15, 2019
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-3,100	57.5000	American	Oct 18, 2019
Call Options	Written	-300	73.5000	American	Nov 1, 2019
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-8,200	75.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-73,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Call Options	Written	-600	72.5000	American	Jun 19, 2020
Call Options	Written	-900	90.0000	American	Sep 18, 2020
Put Options	Purchased	-2,800	72.5000	American	Jun 19, 2020
Put Options	Purchased	-15,000	65.0000	American	Nov 15, 2019
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-600	60.0000	American	Feb 21, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-500	71.0000	American	Oct 18, 2019
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Put Options	Purchased	-13,100	69.0000	American	Oct 25, 2019
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Put Options	Written	100	69.0000	American	Oct 11, 2019
Call Options	Purchased	25,200	75.0000	American	Nov 15, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	10,000	75.0000	American	Oct 18, 2019
Call Options	Purchased	6,600	72.5000	American	Oct 18, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	4,300	75.0000	American	Feb 21, 2020
Put Options	Written	100	62.5000	American	Oct 4, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	300	75.5000	American	Nov 1, 2019
Call Options	Purchased	10,200	67.5000	American	Jan 17, 2020
Call Options	Purchased	4,100	74.0000	American	Oct 25, 2019
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	9,200	80.0000	American	Feb 21, 2020
Put Options	Written	200	55.0000	American	Nov 15, 2019
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-54,000	82.5000	American	Jan 17, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Put Options	Purchased	-1,600	69.5000	American	Oct 11, 2019
Put Options	Purchased	-6,300	70.0000	American	Jan 17, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Oct 4, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-9,000	69.5000	American	Oct 25, 2019
Put Options	Purchased	-9,500	72.5000	American	Jan 15, 2021
Put Options	Purchased	-1,600	68.0000	American	Oct 25, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-300	70.5000	American	Oct 4, 2019
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	2,200	74.5000	American	Oct 4, 2019
Put Options	Written	1,000	67.5000	American	Feb 21, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	500	85.0000	American	May 15, 2020
Call Options	Purchased	100	78.0000	American	Oct 11, 2019
Call Options	Purchased	2,000	50.0000	American	Jan 17, 2020
Put Options	Written	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	100	71.0000	American	Oct 25, 2019
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	17,000	70.0000	American	Oct 18, 2019
Put Options	Written	300	67.0000	American	Oct 11, 2019
Call Options	Purchased	6,800	85.0000	American	Jun 19, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	9,000	68.5000	American	Oct 25, 2019
Put Options	Written	200	45.0000	American	Jan 21, 2022
Call Options	Purchased	2,700	80.0000	American	Jun 19, 2020
Put Options	Written	2,400	67.5000	American	Jun 19, 2020
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Put Options	Purchased	-39,600	67.5000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-15,500	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	71.0000	American	Oct 11, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-500	73.0000	American	Oct 4, 2019
Call Options	Written	-12,700	85.0000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-3,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-300	68.0000	American	Oct 11, 2019
Call Options	Written	-200	77.5000	American	Sep 18, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-11,300	70.0000	American	Oct 18, 2019
Put Options	Purchased	-27,500	62.5000	American	Nov 15, 2019
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	400	72.5000	American	May 15, 2020
Call Options	Purchased	3,800	75.0000	American	Jan 17, 2020
Call Options	Purchased	200	74.0000	American	Oct 18, 2019
Put Options	Written	100	62.5000	American	Oct 25, 2019
Put Options	Written	100	70.0000	American	Oct 4, 2019
Call Options	Purchased	7,400	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,200	77.0000	American	Oct 4, 2019
Put Options	Written	5,100	69.0000	American	Oct 4, 2019
Put Options	Written	15,800	65.0000	American	Oct 18, 2019
Call Options	Purchased	3,700	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	4,000	59.5000	American	Oct 11, 2019
Put Options	Written	8,500	65.0000	American	Feb 21, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	100	80.0000	American	Oct 18, 2019
Call Options	Purchased	1,500	77.5000	American	Feb 21, 2020
Put Options	Written	100	63.0000	American	Oct 11, 2019
Call Options	Purchased	4,400	67.5000	American	Oct 18, 2019
Put Options	Written	2,300	47.5000	American	Nov 15, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	800	77.5000	American	Oct 11, 2019
Call Options	Written	-400	80.0000	American	Jan 15, 2021
Put Options	Purchased	-12,700	60.0000	American	Nov 15, 2019
Put Options	Purchased	-15,500	67.5000	American	Oct 18, 2019
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-3,100	95.0000	American	Jan 15, 2021
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-6,900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Put Options	Purchased	-9,100	70.0000	American	Nov 15, 2019
Call Options	Written	-500	62.5000	American	Oct 18, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-100	62.5000	American	Nov 15, 2019
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-100	72.5000	American	Oct 11, 2019
Put Options	Purchased	-2,000	72.5000	American	Jan 17, 2020
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191002005639/en/