Unilever PLC
3 November 2026
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company announces the following transactions undertaken by a person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC).
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1
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Details of the person discharging managerial responsibilities / person closely associated |
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a)
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Name
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Trian Fund Management, L.P. ("Trian") |
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2
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Reason for the notification
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a)
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Position/status
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Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
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b)
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Initial notification /Amendment
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Initial Notification |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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Unilever PLC |
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b)
|
LEI
|
549300MKFYEKVRWML317 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Unilever PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
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b)
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Nature of the transaction
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Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian in connection with the expiration of a fund |
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c) |
Currency |
GBP – British Pound |
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d)
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Price(s) and volume(s)
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|
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e)
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Aggregated information
- Volume
- Total
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1,552,427 £73,999,870 |
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f)
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Date of the transaction
|
2026-10-28 |
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g)
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Place of the transaction
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London Stock Exchange – XLON |
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|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
|
a)
|
Name
|
Trian Fund Management, L.P. ("Trian") |
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
Unilever PLC |
||||
|
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
||||
|
b)
|
Nature of the transaction
|
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian in connection with the expiration of a fund |
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|
c) |
Currency |
GBP – British Pound |
||||
|
d)
|
Price(s) and volume(s)
|
|
||||
|
e)
|
Aggregated information
- Volume
- Total
|
464,481 £22,287,727 |
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|
f)
|
Date of the transaction
|
2026-10-29 |
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|
g)
|
Place of the transaction
|
London Stock Exchange – XLON |
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|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
|
a)
|
Name
|
Trian Fund Management, L.P. ("Trian") |
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
Unilever PLC |
||||
|
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
||||
|
b)
|
Nature of the transaction
|
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian in connection with the expiration of a fund |
||||
|
c) |
Currency |
GBP – British Pound |
||||
|
d)
|
Price(s) and volume(s)
|
|
||||
|
e)
|
Aggregated information
- Volume
- Total
|
1,600,000 £77,968,681 |
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f)
|
Date of the transaction
|
2026-10-30 |
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|
g)
|
Place of the transaction
|
London Stock Exchange – XLON |
||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
|
a)
|
Name
|
Trian Fund Management, L.P. ("Trian") |
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
Unilever PLC |
||||
|
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
||||
|
b)
|
Nature of the transaction
|
Distribution in specie of Unilever PLC ordinary 3 1/2 pence shares by a fund managed by Trian in connection with the fund’s expiration |
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|
c) |
Currency |
GBP – British Pound |
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d)
|
Price(s) and volume(s)
|
|
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|
e)
|
Aggregated information
- Volume
- Total |
100,000 £0.00 |
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f)
|
Date of the transaction
|
2026-10-30 |
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g)
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Place of the transaction
|
Outside a trading venue |
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Trian Fund Management, L.P. ("Trian"), has also undertaken the following series of related transactions (the net result of which was the settlement of a swap via the disposition of 335,519 Unilever PLC ordinary shares) in connection with the expiration of a fund:
|
Date |
Nature of the transaction |
Number of ordinary shares or ADRs |
Price per ordinary share or ADR |
|
29 October |
Short sale of American Depositary Receipts (“ADRs”) on the New York Stock Exchange |
335,519 |
$64.11 (weighted average) |
|
29 October |
Purchase of ADRs from broker in connection with entry into a new short swap |
335,519 |
$64.18
|
|
30 October |
Conversion of short swap on ADRs into short swap on ordinary shares |
335,519 |
- |
|
30 October |
Sale by Trian of ordinary shares to the broker in connection with closure of short swap |
335,519 |
£48.71 |
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
|
a)
|
Name
|
Trian Fund Management, L.P. ("Trian") |
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Person closely associated with a person discharging managerial responsibilities (Nelson Peltz, director of Unilever PLC) |
||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
Unilever PLC |
||||
|
b)
|
LEI
|
549300MKFYEKVRWML317 |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts (each representing one Unilever PLC ordinary 3 1/2 pence share)
US9047678035
|
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|
b)
|
Nature of the transaction
|
Short sale by Trian of Unilever PLC American Depositary Receipts |
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|
c) |
Currency |
USD – United States Dollar |
||||
|
d)
|
Price(s) and volume(s)
|
|
||||
|
e)
|
Aggregated information
- Volume
- Total
|
335,519 $21,510,928 |
||||
|
f) |
Date of the transaction |
2026-10-29 |
||||
|
g) |
Place of the transaction |
New York Stock Exchange – XNYS |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts (each representing one Unilever PLC ordinary 3 1/2 pence share)
US9047678035
|
||||
|
b)
|
Nature of the transaction
|
Purchase by Trian of Unilever PLC American Depositary Receipts from broker in connection with entry into a new short swap |
||||
|
c) |
Currency |
USD – United States Dollar |
||||
|
d)
|
Price(s) and volume(s)
|
|
||||
|
e)
|
Aggregated information
- Volume
- Total
|
335,519 $21,533,609 |
||||
|
f) |
Date of the transaction |
2026-10-29 |
||||
|
g) |
Place of the transaction |
Outside a trading venue |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC American Depositary Receipts (each representing one Unilever PLC ordinary 3 1/2 pence share)
US9047678035
|
||||
|
b)
|
Nature of the transaction
|
Conversion of short swap on ADRs into short swap on ordinary shares |
||||
|
c) |
Currency |
N/A |
||||
|
d)
|
Price(s) and volume(s)
|
|
||||
|
e)
|
Aggregated information
- Volume
- Total
|
335,519 $0.00 |
||||
|
f) |
Date of the transaction |
2026-10-30 |
||||
|
g) |
Place of the transaction |
Outside a trading venue |
||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Unilever PLC ordinary 3 1/2 pence shares
GB00BVZK7T90
|
||||
|
b)
|
Nature of the transaction
|
Sale of Unilever PLC ordinary 3 1/2 pence shares by Trian to broker in connection with the closure of short swap
|
||||
|
c) |
Currency |
GBP – British Pound |
||||
|
d)
|
Price(s) and volume(s)
|
|
||||
|
e)
|
Aggregated information
- Volume
- Total
|
335,519 £16,341,453 |
||||
|
f) |
Date of the transaction |
2026-10-30 |
||||
|
g) |
Place of the transaction |
Outside a trading venue |
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Prakash Kakkad
Chief Legal Officer and Group Company Secretary
3 November 2026