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Thursday 19 November, 2020

UBS AG (EPT)

Form 8.5 (EPT/RI) - Kaz Minerals PLC

RNS Number : 9068F
UBS AG (EPT)
19 November 2020
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

  Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

  Kaz Minerals plc

(d) Date dealing undertaken:

  18 November 2020

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

No

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p Ordinary

Buy

 

1029991

 

6.50010

GBP

6.39441

GBP

20p Ordinary

Sell

28984

 

6.50010

GBP

6.39904

GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

 

Long

1940

6.400349  GBP

20p ordinary

CFD

 

Long

1972

6.3990415821501  GBP

20p ordinary

CFD

 

Long

2500

6.5  GBP

20p ordinary

CFD

 

Long

8979

6.4  GBP

20p ordinary

CFD

 

Short

97129

6.4064  GBP

20p ordinary

CFD

 

Short

300

6.398  GBP

20p ordinary

CFD

 

Short

580000

6.41052109  GBP

20p ordinary

CFD

 

Short

310000

6.4032  GBP

20p ordinary

CFD

 

Short

10928

6.3992906  GBP

20p ordinary

CFD

 

Short

2829

6.41026511134677  GBP

20p ordinary

CFD

 

Short

2171

6.40089359742054  GBP

20p ordinary

CFD

 

Short

3534

6.40008771929825  GBP

20p ordinary

CFD

 

Short

3633

6.40089182493807  GBP

20p ordinary

CFD

 

Short

389

6.39696658097686  GBP

20p ordinary

CFD

 

Short

299

6.39919732441472  GBP

20p ordinary

CFD

 

Short

145

6.39441379310345  GBP

20p ordinary

CFD

 

Short

1092

6.397601  GBP

20p ordinary

CFD

 

Short

2037

6.399353  GBP

20p ordinary

CFD

 

Short

126

6.403857  GBP

20p ordinary

CFD

 

Short

1823

6.398874  GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

19 November 2020

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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