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Morgan Stanley & Co. (19PK)

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Friday 09 November, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of SHIRE

RNS Number : 9474G
Morgan Stanley & Co. Int'l plc
09 November 2018
 

AMENDMENT             Section (2a & 2b)              

 

 

                                                                                                                                                                                                                                                                                                                                                                                                       

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

07 NOVEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 5p ordinary

 PURCHASES

 1,093,326

 46.4188 GBP

 45.3000 GBP

 5p ordinary

 SALES

 587,791

 46.3110 GBP

 45.2400 GBP

 5p ordinary

 PURCHASES

 5,000

 60.0512 USD

 60.0512 USD

 5p ordinary

 SALES

 38,035

 60.4230 USD

 60.0499 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 5p ordinary

 CFD

 LONG

 146

 45.3869 GBP

 5p ordinary

 CFD

 LONG

 6,776

 45.4285 GBP

 5p ordinary

 CFD

 LONG

 37

 45.6597 GBP

 5p ordinary

 CFD

 LONG

 366

 45.6613 GBP

 5p ordinary

 CFD

 LONG

 221

 45.6628 GBP

 5p ordinary

 CFD

 LONG

 441

 45.7795 GBP

 5p ordinary

 CFD

 LONG

 71

 46.2561 GBP

 5p ordinary

 CFD

 LONG

 37

 46.3111 GBP

 5p ordinary

 CFD

 SHORT

 125

 45.3810 GBP

 5p ordinary

 CFD

 SHORT

 838

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 1,683

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 3,351

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 9

 45.5653 GBP

 5p ordinary

 CFD

 SHORT

 43

 45.6637 GBP

 5p ordinary

 CFD

 SHORT

 79,233

 45.6837 GBP

 5p ordinary

 CFD

 SHORT

 11

 45.7064 GBP

 5p ordinary

 CFD

 SHORT

 9

 45.7064 GBP

 5p ordinary

 CFD

 SHORT

 240

 45.7335 GBP

 5p ordinary

 CFD

 SHORT

 11

 45.7350 GBP

 5p ordinary

 CFD

 SHORT

 33

 45.8836 GBP

 5p ordinary

 CFD

 SHORT

 28

 45.9635 GBP

 5p ordinary

 CFD

 SHORT

 3,294

 45.9900 GBP

 5p ordinary

 CFD

 SHORT

 3,295

 45.9900 GBP

 5p ordinary

 CFD

 SHORT

 1,228

 45.9900 GBP

 5p ordinary

 CFD

 SHORT

 49

 45.9900 GBP

 5p ordinary

 CFD

 SHORT

 46

 46.4189 GBP

 5p ordinary

 CFD

 SHORT

 897

 45.6150 GBP

 5p ordinary

 CFD

 SHORT

 400

 45.6150 GBP

 5p ordinary

 CFD

 SHORT

 1,200

 45.6150 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 45.6150 GBP

 5p ordinary

 CFD

 SHORT

 10,326

 45.8597 GBP

 5p ordinary

 CFD

 SHORT

 41,302

 45.8631 GBP

 5p ordinary

 CFD

 SHORT

 4,130

 45.8735 GBP

 5p ordinary

 CFD

 SHORT

 207

 45.9376 GBP

 5p ordinary

 CFD

 SHORT

 1,774

 45.9376 GBP

 5p ordinary

 CFD

 SHORT

 2,027

 60.0512 USD

 5p ordinary

 CFD

 SHORT

 2,973

 60.0512 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

09 NOVEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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