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Deutsche Bank AG (0H7D)

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Monday 03 October, 2011

Deutsche Bank AG

Form 8.5 (EPT/RI) Northumbrian Water Group Plc

RNS Number : 4112P
Deutsche Bank AG
03 October 2011
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Use a separate form for each offeror/offeree

Northumbrian Water Group Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Northumbrian Water Group Plc

(d) Date of dealing:

30/09/2011

(e) Have you previously disclosed, or are you today disclosing, under the Code in respect of any other relevant security of any other party to this offer?

NO

 

 

           

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

£

Lowest price per unit paid/received

£

10p Ordinary

Purchases

66468

4.635

4.626

10p Ordinary

Sales

41805

4.635

4.624

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

28  1/3p Ordinary

CFD

Long

2877

4.635002

28  1/3p Ordinary

CFD

Long

613

4.63361

28  1/3p Ordinary

CFD

Long

1378

4.631

28  1/3p Ordinary

CFD

Long

13130

4.628324

28  1/3p Ordinary

CFD

Short

61741

4.635

28  1/3p Ordinary

CFD

Short

448

4.635

28  1/3p Ordinary

CFD

Short

2

4.6317

28  1/3p Ordinary

CFD

Short

11154

4.630694

28  1/3p Ordinary

CFD

Short

245

4.6251

 

 

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Expiry date

Option money paid/ received per unit








 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise date

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

03/10/2011

Contact name:

Gurpreet Kaur Singh

Telephone number:

020 7545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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