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Kalahari Minerals PLC (KAH)

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Monday 15 August, 2011

Kalahari Minerals PLC

Holding(s) in Company


 

For filings with the FSA include the annex                                              
                                                                                        
For filings with issuer exclude the annex                                               
                                                                                        
                                                                                        
                                                                                        
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi                                         
                                                                                        
                                                                                        
                                                                                        
1. Identity of the issuer or the underlying issuer             KALAHARI MINERALS PLC    
of existing shares to which voting rights are                                           
attached:ii                                                     (ISIN: GB00B117S132)    
                                                                                        
2 Reason for the notification (please tick the appropriate box or boxes):               
                                                                                        
An acquisition or disposal of voting rights                                             
                                                                                        
An acquisition or disposal of qualifying financial instruments which may result         
in the acquisition of shares already issued to which voting rights are attached         
                                                                                        
An acquisition or disposal of instruments with similar economic effect to              √
qualifying financial instruments                                                        
                                                                                        
An event changing the breakdown of voting rights                                        
                                                                                        
Other (please specify):                                                                 
                                                                                        
3. Full name of person(s) subject to the                       CQS                      
notification obligation:iii                                                             
                                                                                        
                                           CITY NATURAL RESOURCES HIGH YIELD TRUST PLC  
                                                                                        
                                                     GEIGER COUNTER LIMITED             
                                                                                        
4. Full name of shareholder(s)                       NEW CITY ENERGY LIMITED            
 (if different from 3.):iv                                                              
                                            CQS DIRECTIONAL OPPORTUNITIES MASTER FUND   
                                              LIMITED KIVU INVESTMENT FUND LIMITED      
                                                                                        
                                                NEW CITY HIGH YIELD FUND LIMITED        
                                                                                        
5. Date of the transaction and date on                                                  
which the threshold is crossed or                        10 AUGUST 2011                 
reached: v                                                                              
                                                                                        
6. Date on which issuer notified:                        15 AUGUST 2011                 
                                                                                        
7. Threshold(s) that is/are crossed or                         5%                       
reached: vi, vii                                                                        
                                                                                        


 

8. Notified details:                                                                    
                                                                                        
A: Voting rights attached to shares viii, ix                                            
                                                                                        
Class/type   Situation previous     Resulting situation after the triggering transaction
of           to the triggering                                                          
shares       transaction                                                                
                                                                                        
             Number     Number      Number       Number of voting    % of  voting rights
if possible  of         of          of shares    rights              x                  
using        Shares     Voting                                                          
the ISIN                Rights      Direct       Direct xi Indirect  Direct  Indirect   
CODE                                                       xii                          
                                                                                        
                                                                                        
                                                                                        
                                                                                        
             6,575,838  6,575,838                          6,575,838            2.68%   
GB00B117S132                                                                            
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
B: Qualifying Financial Instruments                                                     
                                                                                        
Resulting situation after the triggering transaction                                    
                                                                                        
Type of        Expiration   Exercise/             Number of voting          % of voting 
financial      date xiii    Conversion Period xiv rights that may be        rights      
instrument                                        acquired if the                       
                                                  instrument is                         
                                                  exercised/ converted.                 
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
C: Financial Instruments with similar economic effect to Qualifying Financial           
Instruments xv, xvi                                                                     
                                                                                        
Resulting situation after the triggering transaction                                    
                                                                                        
Type of       Exercise  Expiration Exercise/     Number of voting       % of voting     
financial     price     date xvii  Conversion    rights instrument      rights xix, xx  
instrument                         period xviii  refers to                              
                                                                                        
                                                                                        
                                                                                        
                                                                        Nominal Delta     
                                                                                        
CONVERTIBLE     212.5     31 AUG                       4,705,882                        
LOAN NOTE                  2011     31 AUG 2011                               1.92%     
                PENCE                                                                   
                                                                                        
CONTRACT FOR  -         -          -                   3,374,116              1.37%     
DIFFERENCE                                                                              
                                                                                        
                                                                                        
                                                                                        
Total (A+B+C)                                                                           
                                                                                        
Number of voting rights                  Percentage of voting rights                    
                                                                                        
14,655,836                               5.97%                                          
                                                                                        


 

9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable: xxi                          
                                                                                        
                                                                                        
                                                                                        
N/A                                                                                     
                                                                                        
                                                                                        
                                                                                        
Proxy Voting:                                                                           
                                                                                        
10. Name of the proxy holder:                                       N/A                 
                                                                                        
11. Number of voting rights proxy holder will cease                 N/A                 
to hold:                                                                                
                                                                                        
12. Date on which proxy holder will cease to hold                   N/A                 
voting rights:                                                                          
                                                                                        
                                                                                        
                                                                                        
                                                                                        
13. Additional information:   Compliance Officer, CQS (UK) LLP and CQS Asset Management 
                              Limited                                                   
                                                                                        
14. Contact name:             Kathryn Louise Haswell                                    
                                                                                        
15. Contact telephone number: 0207 201 6900