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Ultra Electronics (ULE)

  Print          Annual reports

Monday 06 December, 2021

Ultra Electronics

Holding(s) in Company

RNS Number : 7175U
Ultra Electronics Holdings PLC
06 December 2021
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0009123323

Issuer Name

ULTRA ELECTRONICS HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

J.P. Morgan Securities Plc



5. Date on which the threshold was crossed or reached

23-Nov-2021

6. Date on which Issuer notified

25-Nov-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

1.662235

8.497181

10.159416

7251473

Position of previous notification (if applicable)

1.321790

8.391826

9.713616


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB0009123323


1186451


1.662235

Sub Total 8.A

1186451

1.662235%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights






Sub Total 8.B1




8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Cash-settled Equity Swap

20/01/2022

20/01/2022

Cash

620000

0.868629

Cash-settled Equity Swap

24/01/2022

24/01/2022

Cash

615000

0.861624

Cash-settled Equity Swap

26/01/2022

26/01/2022

Cash

350000

0.490355

Cash-settled Equity Swap

02/03/2022

02/03/2022

Cash

367000

0.514172

Cash-settled Equity Swap

28/03/2022

28/03/2022

Cash

1586038

2.222062

Cash-settled Equity Swap

27/05/2022

27/05/2022

Cash

254

0.000356

Cash-settled Equity Swap

23/06/2022

23/06/2022

Cash

404240

0.566346

Cash-settled Equity Swap

28/06/2022

28/06/2022

Cash

1250278

1.751657

Cash-settled Equity Swap

29/06/2022

29/06/2022

Cash

572088

0.801503

Cash-settled Equity Swap

29/07/2022

29/07/2022

Cash

10

0.000014

Cash-settled Equity Swap

02/09/2022

02/09/2022

Cash

94980

0.133068

Cash-settled Equity Swap

06/09/2022

06/09/2022

Cash

189979

0.266163

Cash-settled Equity Swap

21/09/2022

21/09/2022

Cash

13240

0.018549

Cash-settled Equity Swap

15/11/2022

15/11/2022

Cash

1911

0.002677

Cash-settled Equity Swap

29/12/2022

29/12/2022

Cash

4

0.000006

Sub Total 8.B2


6065022

8.497181%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.

J.P. Morgan Securities Plc


8.497181

10.156919%

JPMorgan Chase & Co.

J.P. Morgan Securities LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

12. Date of Completion

25-Nov-2021

13. Place Of Completion

London

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