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Ultra Electronics (ULE)

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Friday 17 September, 2021

Ultra Electronics

Holding(s) in Company

RNS Number : 1996M
Ultra Electronics Holdings PLC
17 September 2021
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0009123323

Issuer Name

ULTRA ELECTRONICS HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Name

City of registered office

Country of registered office

J.P. Morgan Securities Plc



5. Date on which the threshold was crossed or reached

14-Sep-2021

6. Date on which Issuer notified

16-Sep-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

3.135009

3.950485

7.085494

5055246

Position of previous notification (if applicable)

4.250372

2.418363

6.668735


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB0009123323


2236711


3.135009

Sub Total 8.A

2236711

3.135009%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights






Sub Total 8.B1




8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Cash-settled Equity Swap

23/09/2021

23/09/2021

Cash

343855

0.481953

Cash-settled Equity Swap

27/09/2021

27/09/2021

Cash

1586038

2.223019

Cash-settled Equity Swap

22/10/2021

22/10/2021

Cash

300000

0.420485

Cash-settled Equity Swap

03/12/2021

03/12/2021

Cash

473000

0.662965

Cash-settled Equity Swap

01/06/2022

01/06/2022

Cash

6506

0.009118

Cash-settled Equity Swap

29/07/2022

29/07/2022

Cash

10

0.000014

Cash-settled Equity Swap

02/09/2022

02/09/2022

Cash

78911

0.110588

Cash-settled Equity Swap

21/09/2022

21/09/2022

Cash

19008

0.026637

Cash-settled Equity Swap

19/10/2022

19/10/2022

Cash

11207

0.015706

Sub Total 8.B2


2818535

3.950485%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.

J.P. Morgan Securities Plc

3.116137

3.950485

7.066622%

JPMorgan Chase & Co.

J.P. Morgan Securities LLC




JPMorgan Chase & Co.

J.P. Morgan AG




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan AG (100%)

12. Date of Completion

16-Sep-2021

13. Place Of Completion

London

 

Contact name and telephone number at Ultra Electronics Holdings plc for enquiries:

 

Cherise Trumper, Assistant Company Secretary  +44 (0)208 813 4321

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