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Friday 07 June, 2019

UBS AG (EPT)

Form 8.5 (EPT/RI) - Lonmin plc

RNS Number : 5500B
UBS AG (EPT)
07 June 2019
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Lonmin plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Sibanye Gold Limited

(d) Date dealing undertaken:

06 June 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes,

Sibanye Gold Ltd

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.0001 ordinary

Buy

 

656608

0.76603        GBP

0.75500        GBP

USD 0.0001 ordinary

Sell

 

766993

0.77049        GBP

0.75500        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.0001 ordinary

CFD

 

Long

2610

0.765809        GBP

USD 0.0001 ordinary

CFD

 

Long

3707

0.760515        GBP

USD 0.0001 ordinary

CFD

 

Long

96754

0.755        GBP

USD 0.0001 ordinary

CFD

 

Long

21203

0.75499976418431        GBP

USD 0.0001 ordinary

CFD

 

Long

3605

0.760579        GBP

USD 0.0001 ordinary

CFD

 

Long

2019

0.7550024764735        GBP

USD 0.0001 ordinary

CFD

 

Long

98265

0.765255        GBP

USD 0.0001 ordinary

CFD

 

Long

129259

0.75499996131797        GBP

USD 0.0001 ordinary

CFD

 

Long

1053

0.75499525166192        GBP

USD 0.0001 ordinary

CFD

 

Long

15671

0.770486        GBP

USD 0.0001 ordinary

CFD

 

Long

14513

0.760575        GBP

USD 0.0001 ordinary

CFD

 

Long

330653

0.75500001512159        GBP

USD 0.0001 ordinary

CFD

 

Short

96754

0.755        GBP

USD 0.0001 ordinary

CFD

 

Short

2019

0.7550024764735        GBP

USD 0.0001 ordinary

CFD

 

Short

20000

0.76069338        GBP

USD 0.0001 ordinary

CFD

 

Short

129259

0.75499996131797        GBP

USD 0.0001 ordinary

CFD

 

Short

330653

0.75500001512159        GBP

USD 0.0001 ordinary

CFD

 

Short

1053

0.75499525166192        GBP

USD 0.0001 ordinary

CFD

 

Short

21203

0.75499976418431        GBP

USD 0.0001 ordinary

CFD

 

Short

7986

0.76603        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

07 June 2019

Contact name:

Wendy Dent

Telephone number:

+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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