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Tavistock Investment (TAVI)

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Monday 20 September, 2021

Tavistock Investment

Holding(s) in Company

RNS Number : 3083M
Tavistock Investments PLC
20 September 2021
 

 

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuerof existing shares to which voting rights are at-tached ii :

 

TavistockInvestmentsPLC

1b. Pleaseindicateiftheissuerisanon-UKissuer (pleasemark withan"X"ifappropriate)

Non-UKissuer

 

2.Reasonforthenotification (pleasemarktheappropriateboxorboxes withan"X")

Anacquisitionordisposal ofvotingrights

X

Anacquisitionordisposaloffinancialinstruments

 

Aneventchangingthebreakdownofvoting rights

 

Other(pleasespecify) iii :

 

3.Detailsofpersonsubjecttothenotificationobligation iv

Name

HeliumRisingStarsFund

Cityandcountryofregisteredoffice(ifapplicable)

CaymanIslands

4.Fullnameofshareholder(s) (ifdifferentfrom3.) v

Name

 

Cityandcountryofregisteredoffice(ifapplicable)

 

5. Date on which the threshold was crossed orreached vi :

17/09/2021

6.Dateonwhichissuernotified(DD/MM/YYYY):

17/09/2021

 

 

% of voting rights at-tachedtoshares(to-talof8.A)

% of voting rightsthroughfinancialinstru-ments

(totalof8.B 1+8.B2)

 

Totalofbothin%(8.A+ 8.B)

Total number ofvotingrightsheldin issuer (8.A +8.B) vii

Resulting situationonthedateonwhich

threshold wascrossedorreached

 

0%

 

 

0%

 

0

Positionofpreviousnotification(ifapplicable)

 

4.84%

 

 

4.84%

 

             

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed orreached viii

A:Votingrights attached toshares

 

Class/type ofshares

ISINcode(ifpossible)

Numberof votingrights ix

%ofvotingrights

Direct

(Art 9 ofDirective2004/109/EC)(DTR5.1)

Indirect

(Art10ofDirective

2004/109/EC)(DTR5.2.1)

Direct

(Art 9ofDirective2004/109/EC)(DTR5.1)

Indirect

(Art10ofDirective

2004/109/EC)(DTR5.2.1)

GB00BLNMLS43

0

 

0%

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL8.A

 

0

 

0%

 

B1: FinancialInstrumentsaccordingtoArt. 13(1)(a)ofDirective2004/109/EC(DTR5.3.1.1(a))

 

Typeoffinancialin-strument

 

Expiration date x

 

Exercise/ConversionPeriod xi

Numberofvotingrightsthat may be acquired iftheinstrument is

exercised/converted.

 

%of votingrights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL8.B1

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive2004/109/EC(DTR5.3.1.1 (b))

Typeoffinancialinstrument

Expiration date x

Exercise/Conversion Pe-riod xi

Physical orcashsettlement xii

Number ofvotingrights

 

%of votingrights

 

 

 

 

 

 

                   

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark theapplicableboxwith an"X")

Personsubjecttothenotification obligationisnotcontrolledby anynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyan interestin the (underlying)issuer xiii

x

Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe

financialinstrumentsare effectivelyheldstartingwiththeultimatecontrollingnaturalpersonor legalentity xiv

(pleaseaddadditionalrows asnecessary)

 

 

 

N ame xv

% of voting rights if itequals or is higherthan the notifiablethreshold

% of voting rightsthrough financial in-struments if it equalsorishigher thanthe

notifiablethreshold

Total of both if itequals or is higherthan the notifiablethreshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. Incase of proxyvoting,pleaseidentify:

Name oftheproxyholder

 

Thenumber and%ofvotingrights held

 

Thedateuntilwhichthevotingrightswillbeheld

 

 

11 .Additionalinformation xvi

 

         

 

Placeofcompletion

Zürich,Switzerland

Date ofcompletion

17/09/2021

 

 

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