RNS Number : 3083M
Tavistock Investments PLC
20 September 2021
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS
(to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
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1a. Identity of the issuer or the underlying issuerof existing shares to which voting rights are at-tached
ii
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TavistockInvestmentsPLC
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1b. Pleaseindicateiftheissuerisanon-UKissuer
(pleasemark withan"X"ifappropriate)
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Non-UKissuer
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2.Reasonforthenotification
(pleasemarktheappropriateboxorboxes withan"X")
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Anacquisitionordisposal ofvotingrights
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X
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Anacquisitionordisposaloffinancialinstruments
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Aneventchangingthebreakdownofvoting rights
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Other(pleasespecify)
iii
:
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3.Detailsofpersonsubjecttothenotificationobligation
iv
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Name
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HeliumRisingStarsFund
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Cityandcountryofregisteredoffice(ifapplicable)
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CaymanIslands
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4.Fullnameofshareholder(s)
(ifdifferentfrom3.)
v
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Name
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Cityandcountryofregisteredoffice(ifapplicable)
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5. Date on which the threshold was crossed orreached
vi
:
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17/09/2021
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6.Dateonwhichissuernotified(DD/MM/YYYY):
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17/09/2021
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7.Totalpositionsofperson(s)subjecttothe notificationobligation
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% of voting rights at-tachedtoshares(to-talof8.A)
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% of voting rightsthroughfinancialinstru-ments
(totalof8.B 1+8.B2)
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Totalofbothin%(8.A+ 8.B)
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Total number ofvotingrightsheldin issuer (8.A +8.B)
vii
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Resulting situationonthedateonwhich
threshold wascrossedorreached
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0%
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0%
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0
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Positionofpreviousnotification(ifapplicable)
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4.84%
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4.84%
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8. Notified details of the resulting situation on the date on which the threshold was crossed orreached
viii
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A:Votingrights attached toshares
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Class/type
ofshares
ISINcode(ifpossible)
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Numberof votingrights
ix
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%ofvotingrights
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Direct
(Art 9 ofDirective2004/109/EC)(DTR5.1)
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Indirect
(Art10ofDirective
2004/109/EC)(DTR5.2.1)
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Direct
(Art 9ofDirective2004/109/EC)(DTR5.1)
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Indirect
(Art10ofDirective
2004/109/EC)(DTR5.2.1)
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GB00BLNMLS43
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0
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0%
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SUBTOTAL8.A
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0
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0%
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B1: FinancialInstrumentsaccordingtoArt. 13(1)(a)ofDirective2004/109/EC(DTR5.3.1.1(a))
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Typeoffinancialin-strument
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Expiration
date
x
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Exercise/ConversionPeriod
xi
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Numberofvotingrightsthat may be acquired iftheinstrument is
exercised/converted.
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%of votingrights
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SUBTOTAL8.B1
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive2004/109/EC(DTR5.3.1.1 (b))
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Typeoffinancialinstrument
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Expiration
date
x
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Exercise/Conversion Pe-riod
xi
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Physical orcashsettlement
xii
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Number ofvotingrights
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%of votingrights
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9. Information in relation to the person subject to the notification obligation
(please mark theapplicableboxwith an"X")
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Personsubjecttothenotification obligationisnotcontrolledby anynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyan interestin the (underlying)issuer
xiii
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x
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Full
chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe
financialinstrumentsare effectivelyheldstartingwiththeultimatecontrollingnaturalpersonor legalentity
xiv
(pleaseaddadditionalrows asnecessary)
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N
ame
xv
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% of voting rights if itequals or is higherthan the notifiablethreshold
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% of voting rightsthrough financial in-struments if it equalsorishigher thanthe
notifiablethreshold
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Total of both if itequals or is higherthan the notifiablethreshold
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10.
Incase of proxyvoting,pleaseidentify:
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Name oftheproxyholder
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Thenumber and%ofvotingrights held
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Thedateuntilwhichthevotingrightswillbeheld
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11
.Additionalinformation
xvi
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Placeofcompletion
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Zürich,Switzerland
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Date ofcompletion
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17/09/2021
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