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Quilter PLC (QLT)

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Wednesday 01 April, 2020

Quilter PLC

Holding(s) in Company

RNS Number : 4535I
Quilter PLC
01 April 2020
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Quilter plc

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

York Capital Management Global Advisors, LLC

City and country of registered office (if applicable)

New York, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

30/03/2020

6. Date on which issuer notified (DD/MM/YYYY):

31/03/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

0

4.04

4.04

1,876,838,395

 

Position of previous notification (if

applicable)

n/a

3.97

3.97


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
















SUBTOTAL 8. A



 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

Swap

22 November 2021

-

Cash settled

1,862,674

0.10%

Swap

13 April 2021

-

Cash settled

4,274,565

0.23%

Swap

11 March 2021

-

Cash settled

2,545,840

0.14%

Swap

11 March 2021

-

Cash settled

4,153,812

0.22%

Swap

11 March 2021

-

Cash settled

11,058,960

0.59%

Swap

11 March 2021

-

Cash settled

25,607,926

1.36%

Swap

11 March 2021

-

Cash settled

6,265,656

0.33%

Swap

13 May 2020

-

Cash settled

412,961

0.02%

Swap

11 March 2021

-

Cash settled

5,245,407

0.28%

Swap

6 April 2021

-

Cash settled

378,310

0.02%

Swap

22 July 2020

-

Cash settled

398,333

0.02%

Swap

24 August 2020

-

Cash settled

586,701

0.03%

Swap

17 July 2020

-

Cash settled

1,109,808

0.06%

Swap

21 May 2020

-

Cash settled

1,054,658

0.06%

Swap

22 July 2020

-

Cash settled

5,360,839

0.29%

Swap

24 September 2020

-

Cash settled

1,211,852

0.06%

Swap

17 July 2020

-

Cash settled

85,570

0.00%

Swap

17 July 2020

-

Cash settled

860,879

0.05%

Swap

8 September 2021

-

Cash settled

897,828

0.05%

Swap

16 February 2022

-

Cash settled

1,818,435

0.10%

Swap

20 May 2020

-

Cash settled

645,218

0.03%




SUBTOTAL 8.B.2

75,836,232

4.04%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

York European Focus Domestic Holdings, LLC

n/a

n/a

n/a

York European Focus Master Fund, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

York Asian Strategic Holdings, LLC

n/a

n/a

n/a

York European Strategic Metric Master, LP

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

Exuma Management, LLC

n/a

n/a

n/a

Exuma Capital, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

Dinan Management, LLC

n/a

n/a

n/a

Jorvik Multi-Strategy Master Fund, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

York European Opportunities Domestic Holding, LLC

n/a

n/a

n/a

York European Opportunities Investments Master Fund, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

Dinan Management, LLC

n/a

n/a

n/a

York Capital Management LP

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

Dinan Management, LLC

n/a

n/a

n/a

York Multi-Strategy Master Fund, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings II L.P.

n/a

n/a

n/a

York UCITS Holdings, LLC

n/a

n/a

n/a

York Event Driven UCITS Fund

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

York Offshore Holdings II, LLC

n/a

n/a

n/a

York European Strategic Investors Holdings Fund, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings I L.P.

n/a

n/a

n/a

York Offshore Holdings II, LLC

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

York Registered Holdings, L.P.

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings II L.P.

n/a

n/a

n/a

York UCITS Holdings, LLC

n/a

n/a

n/a

DB Platinum IV UBS Multi Strategy Alternatives

n/a

n/a

n/a





York Capital Management Global Advisors, LLC

n/a

4.04

4.04

YCM Master Holdings II L.P.

n/a

n/a

n/a

York Managed Holdings, LLC

n/a

n/a

n/a

Investments Opportunities 8 Segregated Portfolio

n/a

n/a

n/a


10. In case of proxy voting, please identify:

Name of the proxy holder

n/a

The number and % of voting rights held

n/a

The date until which the voting rights will be held

n/a


11. Additional information xvi


 

Place of completion

London, UK

Date of completion

31/03/2020



 


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