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PureTech Health PLC (PRTC)

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Friday 17 July, 2015

PureTech Health PLC

Director/PDMR Shareholding

RNS Number : 4025T
PureTech Health PLC
17 July 2015
 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Please complete all relevant boxes should in block capital letters.

1.

Name of the issuer

PURETECH HEALTH PLC

2.

State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code

DTR 3.1.2 R

3.

Name of person discharging managerial responsibilities/director

DAPHNE ZOHAR

4.

State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

NOTIFICATION RELATES TO ZOHAR LLC, A PERSON CONNECTED WITH THE DIRECTOR NAMED IN 3

5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest

ZOHAR LLC

6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares

ORDINARY SHARES

7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them

ZOHAR LLC

8.

State the nature of the transaction

PRIOR TO, AND IN CONNECTION WITH THE OVER ALLOTMENT ARRANGEMENTS ENTERED INTO IN CONNECTION WITH THE INITIAL PUBLIC OFFERING AND ADMISSION TO LISTING OF THE COMPANY'S SHARES, ZOHAR LLC MADE A LOAN OF 10,139,943 ORDINARY SHARES TO JEFFERIES INTERNATIONAL LIMITED ON 24 JUNE 2015. THE TRANSACTION THE SUBJECT OF THIS NOTIFICATION IS THE RE-DELIVERY OF THOSE SHARES BY JEFFERIES INTERNATIONAL (NOMINEES) LIMITED TO ZOHAR LLC.

9.

Number of shares, debentures or financial instruments relating to shares acquired

10,139,943 ORDINARY SHARES WERE RETURNED TO ZOHAR LLC BY JEFFERIES INTERNATIONAL (NOMINEES) LIMITED UNDER THE STOCK LOAN ARRANGEMENTS

10.

Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)

SHARES REPRESENTING 4.27% OF THE ISSUED ORDINARY SHARES OF THE ISSUER WERE RETURNED TO ZOHAR LLC BY JEFFERIES INTERNATIONAL (NOMINEES) LIMITED UNDER THE STOCK LOAN ARRANGEMENTS

11.

Number of shares, debentures or financial instruments relating to shares disposed

N/A

12.

Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)

N/A

13.

Price per share or value of transaction

NIL

14.

Date and place of transaction

3 JULY 2015

15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

11,890,157 - 5.01%

16.

Date issuer informed of transaction

16 JULY 2015

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes:

17.

Date of grant

18.

Period during which or date on which exercisable

19.

Total amount paid (if any) for grant of the option

20.

Description of shares or debentures involved (class and number)

21.

Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise

22.

Total number of shares or debentures over which options held following notification

 

23.

Any additional information

N/A

24.

Name of contact and telephone number for queries

STEPHEN MUNIZ / (+1) 617 482 2333

 

Name of authorised officer of issuer responsible for making notification

STEPHEN MUNIZ, EXECUTIVE VICE PRESIDENT, LEGAL, FINANCE AND OPERATIONS

Date of notification: 17 JULY 2015

 

This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).

1)     An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

2)     An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

3)     An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

4)     An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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