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Thursday 08 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI)Replacement - Astrazeneca PLC

RNS Number : 6444G
Morgan Stanley Securities Limited
08 May 2014
 



AMENDMENT

 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

02 MAY 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 6,809,698

 48.4300 GBP

 46.9965 GBP

 USD 0.25 ORDINARY

 SALES

 1,965,556

 48.4500 GBP

 47.1105 GBP

 USD 0.25 ORDINARY

 PURCHASES

 28,500

 529.0000 SEK

 529.0000 SEK

 USD 0.25 ORDINARY

 SALES

 800,000

 81.0275 USD

 81.0033 USD

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 25,975

 47.5994 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 187,306

 47.7635 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 12,819

 47.7838 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,866

 47.7838 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,210

 47.7838 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,105

 47.7838 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 157

 47.8350 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,868

 47.8719 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3

 47.8800 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 229

 47.8812 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,232

 47.9006 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 36

 47.9166 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 29

 47.9186 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 215

 47.9313 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 30

 47.9316 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 20

 47.9380 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 25,173

 47.9570 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 219

 47.9596 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 267

 47.9646 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,282

 47.9809 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4

 47.9825 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,375

 48.0052 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,120

 48.0165 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 642,232

 48.0202 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 10,602

 48.0202 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,905

 48.0209 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 191

 48.0300 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 114

 48.0400 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,114

 48.0543 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,048

 48.0740 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 524

 48.0760 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 115

 48.0800 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 286

 48.0800 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 59

 48.0800 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,105

 48.0870 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 14,685

 48.0870 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,210

 48.0870 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 664

 48.1100 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 78,660

 48.1183 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,210

 48.1264 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 14,685

 48.1264 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,105

 48.1264 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 550

 48.1552 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 598

 48.1674 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 331

 48.1757 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,450

 48.1757 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,652

 48.1757 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 67

 48.1862 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,344

 48.1862 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 14,685

 48.2427 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,210

 48.2427 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,105

 48.2427 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 641

 48.4324 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 238

 48.4324 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 548

 48.4324 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 918

 48.4324 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 345

 48.4324 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 3,062

 47.7214 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,138

 47.7214 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,149

 47.7214 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 794

 47.7214 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,827

 47.7214 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 25,975

 47.8154 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 591

 47.8183 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 10,523

 47.8318 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 138

 47.8318 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 500,000

 47.8702 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 184,306

 47.8948 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 181

 47.9650 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 25,173

 47.9815 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 634,176

 47.9961 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,575

 47.9968 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 203

 47.9968 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,014

 47.9968 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,887

 48.0230 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 16,177

 48.0657 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,202

 48.0800 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,700

 48.0821 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 32,769

 48.2427 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,520

 48.3224 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,000

 529.5000 SEK

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,000

 527.4000 SEK

 USD 0.25 ORDINARY

 CFD

 SHORT

 185

 528.1351 SEK

 ADRS

 CFD

  LONG

 2,117 (Traded in ADR form)

 80.8000 USD

 ADRS

 CFD

  LONG

 348 (Traded in ADR form)

 80.8000 USD

 ADRS

 CFD

  LONG

 345 (Traded in ADR form)

 81.0200 USD

 ADRS

 CFD

  LONG

 2,104 (Traded in ADR form)

 81.0200 USD

 ADRS

 CFD

  SHORT

 169 (Traded in ADR form)

 80.9100 USD

 ADRS

 CFD

  SHORT

 5,000 (Traded in ADR form)

 80.9752 USD

 ADRS

 CFD

  SHORT

 517 (Traded in ADR form)

 80.9900 USD

 ADRS

 CFD

  SHORT

 100 (Traded in ADR form)

 80.9900 USD

 ADRS

 CFD

  SHORT

 4,236 (Traded in ADR form)

 81.0200 USD

 ADRS

 CFD

  SHORT

 695 (Traded in ADR form)

 81.0200 USD

 ADRS

 CFD

  SHORT

 24,659 (Traded in ADR form)

 81.0437 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 USD 0.25 ORDINARY

 CALL

 PURCHASE

 93,600

 4,904.1600

 E

 10/06/2014

 1.3078 GBP

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

08 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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