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Tuesday 27 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI) Replacement Astrazeneca Plc

RNS Number : 1334I
Morgan Stanley Securities Limited
27 May 2014
 



AMENDMENT

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

19 MAY 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 200,000

 71.5500 USD

 71.5500 USD

 USD 0.25 ORDINARY

 PURCHASES

 7,901,095

 44.1100 GBP

 40.9850 GBP

 USD 0.25 ORDINARY

 SALES

 11,087,140

 44.1100 GBP

 40.9590 GBP

 ADRS

 PURCHASES

 200,000.00 (Traded in ADR form)

 71.5500 USD

 69.8269 USD

 ADRS

 SALES

 200,000.00 (Traded in ADR form)

 71.5000 USD

 71.5000 USD

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 75

 52.7700 EUR

 USD 0.25 ORDINARY

 CFD

 SHORT

 75

 52.7600 EUR

 USD 0.25 ORDINARY

 CFD

 LONG

 9,541

 40.9590 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 609

 40.9590 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,300

 41.1019 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 676

 41.3539 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 20,000

 41.4194 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 52

 41.6150 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 100

 41.7600 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 25,000

 41.7790 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 780

 42.1271 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 12,220

 42.1271 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 15,617

 42.2829 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 9,056

 42.2829 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 29,000

 42.3223 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 35,129

 42.4067 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,404

 42.4872 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,747,831

 42.4872 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 496,690

 42.5336 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 220,867

 42.6045 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,356

 42.6153 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,435

 42.6346 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,981

 42.6346 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 9,123

 42.6346 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 30,000

 42.6839 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 15

 42.6925 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 300,000

 42.6968 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,947

 42.7650 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 45,000

 42.7777 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,000

 42.7777 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,786

 42.8326 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 6,886

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,563

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,044

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,590

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 542

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 368

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 523

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,789

 42.9113 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,000

 42.9150 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 30

 42.9170 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 81,260

 43.0069 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5

 43.0639 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,000

 43.2099 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 700,000

 43.2709 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 125

 43.3500 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 25,000

 43.3670 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 12,529

 41.2648 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,439

 41.3112 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,535

 41.3209 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,415

 41.3209 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,550

 41.3209 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,981

 41.3400 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 6,345

 41.4971 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,426

 41.5216 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 109,000

 41.5622 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 100

 41.6350 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 16,343

 41.7038 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,300

 41.7133 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 18,161

 41.7868 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 36,210

 41.8349 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 21,300

 41.8349 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 13,490

 41.8349 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 125

 41.8650 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 41.8700 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,300

 41.8872 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 18,000

 41.9418 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,800

 41.9919 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 35,129

 42.1213 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 282

 42.1476 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 24,186

 42.1476 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 15,000

 42.1856 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,000

 42.1972 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,527

 42.2444 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,200

 42.2444 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,996

 42.2444 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 11,397

 42.2444 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 27,044

 42.2444 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 506

 42.2444 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 9,077

 42.2961 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 42.2996 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 25,000

 42.2996 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 42.3395 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 15,848

 42.3467 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 496,690

 42.4328 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,747,831

 42.4729 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 707

 42.4729 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 220,867

 42.4752 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1

 42.4850 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 26

 42.4950 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 20,422

 42.5037 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,578

 42.5037 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 38,496

 42.5072 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 117

 42.5288 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,000

 42.5478 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 203

 42.5581 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,088

 42.6422 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 965

 42.6433 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 13,679

 42.7039 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 6,421

 42.7369 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 24,969

 42.7926 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,932

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,705

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,705

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 299

 42.8750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 18,513

 42.8888 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,391

 42.8888 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,269

 42.8888 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,927

 42.8888 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 24,073

 42.8888 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 842

 42.9035 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 42.9348 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 212

 42.9383 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 709

 42.9383 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 42.9740 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,000

 42.9914 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 16,000

 42.9977 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,240

 42.9977 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,000

 42.9977 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,760

 42.9977 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 43.0162 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,800

 43.1730 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,905

 43.1730 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 891

 43.1730 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 997

 43.1730 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,234

 43.1730 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 50,000

 43.2218 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,356

 43.3815 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,000

 43.5593 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 30,000

 43.8258 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 45,000

 43.8258 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,000

 43.9847 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 35,202

 465.4733 SEK

 USD 0.25 ORDINARY

 CFD

 LONG

 30,951

 466.9951 SEK

 USD 0.25 ORDINARY

 CFD

 LONG

 12,000

 470.8488 SEK

 USD 0.25 ORDINARY

 CFD

 SHORT

 35,202

 464.9604 SEK

 USD 0.25 ORDINARY

 CFD

 SHORT

 30,951

 467.5237 SEK

 USD 0.25 ORDINARY

 CFD

 SHORT

 165

 471.7545 SEK

 ADRS

 CFD

  LONG

 693.00 (Traded in ADR form)

 70.6400 USD

 ADRS

 CFD

  LONG

 4,222.00 (Traded in ADR form)

 70.6400 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 70.8000 USD

 ADRS

 CFD

  LONG

 48,425.00 (Traded in ADR form)

 71.0198 USD

 ADRS

 CFD

  LONG

 26,075.00 (Traded in ADR form)

 71.0198 USD

 ADRS

 CFD

  LONG

 59,150.00 (Traded in ADR form)

 71.1199 USD

 ADRS

 CFD

  LONG

 109,850.00 (Traded in ADR form)

 71.1199 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 71.2188 USD

 ADRS

 CFD

  LONG

 3,000.00 (Traded in ADR form)

 71.2900 USD

 ADRS

 CFD

  LONG

 4,000.00 (Traded in ADR form)

 71.3000 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 71.4000 USD

 ADRS

 CFD

  LONG

 200,000.00 (Traded in ADR form)

 71.5099 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 71.6000 USD

 ADRS

 CFD

  LONG

 400.00 (Traded in ADR form)

 71.6288 USD

 ADRS

 CFD

  LONG

 4,200.00 (Traded in ADR form)

 71.7821 USD

 ADRS

 CFD

  LONG

 1,000.00 (Traded in ADR form)

 71.7900 USD

 ADRS

 CFD

  LONG

 1,000.00 (Traded in ADR form)

 71.7990 USD

 ADRS

 CFD

  LONG

 22,000.00 (Traded in ADR form)

 71.8882 USD

 ADRS

 CFD

  LONG

 640.00 (Traded in ADR form)

 71.8900 USD

 ADRS

 CFD

  LONG

 3,000.00 (Traded in ADR form)

 71.8997 USD

 ADRS

 CFD

  LONG

 6,500.00 (Traded in ADR form)

 71.9000 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.0000 USD

 ADRS

 CFD

  LONG

 4,750.00 (Traded in ADR form)

 72.0000 USD

 ADRS

 CFD

  LONG

 20,000.00 (Traded in ADR form)

 72.0424 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.2000 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.2000 USD

 ADRS

 CFD

  LONG

 819.00 (Traded in ADR form)

 72.2978 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.3100 USD

 ADRS

 CFD

  LONG

 200.00 (Traded in ADR form)

 72.3200 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.3500 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.4000 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.6640 USD

 ADRS

 CFD

  LONG

 500.00 (Traded in ADR form)

 72.7300 USD

 ADRS

 CFD

  LONG

 300.00 (Traded in ADR form)

 72.7400 USD

 ADRS

 CFD

  LONG

 1,000.00 (Traded in ADR form)

 72.8300 USD

 ADRS

 CFD

  SHORT

 2,440.00 (Traded in ADR form)

 70.6400 USD

 ADRS

 CFD

  SHORT

 401.00 (Traded in ADR form)

 70.6400 USD

 ADRS

 CFD

  SHORT

 400.00 (Traded in ADR form)

 71.5000 USD

 ADRS

 CFD

  SHORT

 819.00 (Traded in ADR form)

 72.0920 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3390 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3400 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3400 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3450 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3495 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3700 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3720 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3780 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3880 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3900 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.3900 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.4050 USD

 ADRS

 CFD

  SHORT

 1,000.00 (Traded in ADR form)

 72.4100 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 USD 0.25 ORDINARY

 CALL

 PURCHASE

 500,000

 52.0000

 A

 19/09/2014

 0.5150 GBP

 USD 0.25 ORDINARY

 PUT

 PURCHASE

 250,000

 38.0000

 A

 19/09/2014

 1.1700 GBP

 USD 0.25 ORDINARY

 PUT

 PURCHASE

 73,000

 42.0000

 A

 20/06/2014

 1.6200 GBP

 USD 0.25 ORDINARY

 PUT

 PURCHASE

 15,000

 44.0000

 A

 20/06/2014

 3.2031 GBP

 USD 0.25 ORDINARY

 CALL

 SALE

 500,000

 48.0000

 A

 19/09/2014

 1.2000 GBP

 ADRS

 PUT

 SALE

 50,000

 75.0000

 A

 21/06/2014

 5.9000 USD

 ADRS

 PUT

 SALE

 50,000

 75.0000

 A

 21/06/2014

 7.7000 USD

 

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

27 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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