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Thursday 15 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI) Replacement Astrazeneca Plc

RNS Number : 2578H
Morgan Stanley Securities Limited
15 May 2014
 



AMENDMENT

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

13 MAY 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 2,667,341

 47.3000 GBP

 46.1100 GBP

 USD 0.25 ORDINARY

 SALES

 2,617,403

 47.2900 GBP

 46.1500 GBP

 ADRS

 PURCHASES

 291,000(Traded in ADR form)

 78.5800 USD

 78.5800 USD

 ADRS

 SALES

 291,000(Traded in ADR form)

 78.6441 USD

 78.6000 USD

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 70

 57.4900 EUR

 USD 0.25 ORDINARY

 CFD

 SHORT

 70

 56.8700 EUR

 USD 0.25 ORDINARY

 CFD

 LONG

 451

 46.3500 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 490

 46.3501 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 12,729

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 241

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,800

 46.4515 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 9,500

 46.4827 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 431

 46.4965 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 47

 46.5185 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 687

 46.5536 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 34,661

 46.5536 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,137

 46.5681 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 185

 46.6000 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,944

 46.6278 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,166

 46.6299 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,497

 46.6299 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,794

 46.6299 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,173

 46.6299 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,429

 46.6299 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 291,000

 46.6300 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 189,150

 46.6300 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 101,850

 46.6300 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 346,460

 46.6550 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,461

 46.6550 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 677

 46.6631 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 186

 46.7480 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,629

 46.9467 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 161

 46.9467 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 805

 46.9467 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 10,000

 47.2048 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 435

 46.4127 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,960

 46.4127 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 87

 46.4127 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 438

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,093

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 843

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 685

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 31

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 6,294

 46.4200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,163

 46.4204 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,800

 46.4273 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 26,002

 46.4878 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 34,661

 46.5107 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 810

 46.5158 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 427

 46.5324 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2

 46.5600 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,314

 46.5606 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 9,500

 46.5645 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 514

 46.5818 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 300

 46.5850 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 489

 46.6360 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 346,460

 46.6526 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,704

 46.6526 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 507

 46.7133 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,600

 46.7259 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14

 46.7292 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,400

 46.7518 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 3,000

 46.7650 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 22

 46.7918 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,767

 46.8141 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 16

 46.9468 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 360

 46.9635 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14

 47.0737 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2

 47.1200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 9

 47.1855 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,500

 519.0000 SEK

 ADRS

 CFD

  LONG

 57 (Traded in ADR form)

 78.3600 USD

 ADRS

 CFD

  LONG

 9 (Traded in ADR form)

 78.3600 USD

 ADRS

 CFD

  SHORT

 189,150 (Traded in ADR form)

 78.6442 USD

 ADRS

 CFD

  SHORT

 101,850 (Traded in ADR form)

 78.6442 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

USD 0.25 ORDINARY

 CALL

 SALE

 50,000

 4,500.0000

 A

 20/06/2014

 2.9300 GBP

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

15 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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