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Thursday 08 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI) Astrazeneca PLC

RNS Number : 5831G
Morgan Stanley Securities Limited
08 May 2014
 



 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

07 MAY 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 1,168,455

 46.6200 GBP

 46.0950 GBP

 USD 0.25 ORDINARY

 SALES

 991,944

 46.6250 GBP

 46.0555 GBP

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 7,483

 46.0556 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 143

 46.1000 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 158

 46.1050 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 84

 46.1100 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 167

 46.1200 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 155

 46.1250 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 22,363

 46.1584 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,500

 46.1999 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,749

 46.2446 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 263

 46.2577 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,185

 46.2577 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 53

 46.2577 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 885

 46.2636 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,557

 46.2650 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 122

 46.2650 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,721

 46.2793 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 56

 46.2793 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 45,279

 46.2797 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 203,526

 46.2797 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 114

 46.2950 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,584

 46.2950 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,650

 46.3011 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 141

 46.3066 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 626

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,067

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 23

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 143

 46.3109 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,924

 46.3127 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 271,359

 46.3219 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,697

 46.3286 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,410

 46.3856 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 27,585

 46.1885 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5

 46.1900 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5

 46.2028 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 24

 46.2137 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2

 46.2150 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,569

 46.2323 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 488

 46.2452 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 10,000

 46.2504 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 45,563

 46.2797 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 203,526

 46.2797 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 447

 46.2883 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,792

 46.2890 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,080

 46.2890 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 359

 46.2890 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 36,085

 46.3097 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 40,655

 46.3097 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,146

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 302

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,027

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 111

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 535

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 215

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 197

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 73

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 48

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 53

 46.3100 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 276,623

 46.3225 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 40,141

 46.3414 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,500

 46.3447 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 6,327

 46.3539 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 87

 46.3539 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 381

 46.3616 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5,979

 46.3616 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,410

 46.3767 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 11

 46.3963 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 5

 46.4940 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 11

 46.5000 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4

 46.5000 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,973

 509.0000 SEK

 ADRS

 CFD

  LONG

 358 (Traded in ADR form)

 78.3200 USD

 ADRS

 CFD

  LONG

 2,182 (Traded in ADR form)

 78.3200 USD

 ADRS

 CFD

  LONG

 15 (Traded in ADR form)

 78.6100 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

08 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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