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Wednesday 07 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI) astrazeneca PLC

RNS Number : 4580G
Morgan Stanley Securities Limited
07 May 2014
 



 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

06 MAY 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 958,481

 47.6250 GBP

 46.6150 GBP

 USD 0.25 ORDINARY

 SALES

 675,295

 47.6300 GBP

 46.5950 GBP

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 1,087

 46.7485 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 385

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 14,157

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 520

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 208

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 958

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 200

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 11,140

 46.7944 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 589

 46.7949 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 300

 46.7979 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,330

 46.8122 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,304

 46.9326 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,714

 46.9326 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,772

 46.9326 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,823

 46.9326 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,223

 46.9326 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,832

 46.9409 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 218,275

 47.0054 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,820

 47.0331 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 21,239

 47.0425 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 181

 47.2300 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 445

 47.3500 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 137

 47.3500 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 96

 47.3882 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,375

 47.3882 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,804

 47.4390 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,260

 47.4390 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 283

 47.4390 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 528

 47.5638 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 28,721

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 9,698

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 597

 46.7750 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,019

 46.8315 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 10,675

 46.8438 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 589

 46.9125 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,109

 46.9489 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 32,065

 46.9489 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,423

 46.9489 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,662

 46.9527 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 454

 46.9967 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,344

 46.9967 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 218,782

 47.0187 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 10,602

 47.0187 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 21,239

 47.0317 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,820

 47.0319 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 312

 47.0430 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,846

 47.0809 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 6,116

 47.0809 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,050

 47.0809 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 23,596

 47.0809 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 16,444

 47.0809 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 34

 47.1152 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 19

 47.1860 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 200

 47.1860 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 104

 47.2200 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,000

 47.3225 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 11

 47.3850 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 55

 47.3850 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 21

 47.3850 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 11,470

 47.4063 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 149

 47.4063 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 43

 47.4450 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,500

 522.1000 SEK

 ADRS

 CFD

  LONG

 200 (Traded in ADR form)

 79.0800 USD

 ADRS

 CFD

  LONG

 300 (Traded in ADR form)

 79.0800 USD

 ADRS

 CFD

  SHORT

 190,000 (Traded in ADR form)

 79.1073 USD

 ADRS

 CFD

  SHORT

 4,219 (Traded in ADR form)

 79.1200 USD

 ADRS

 CFD

  SHORT

 693 (Traded in ADR form)

 79.1200 USD

 ADRS

 CFD

  SHORT

 24,400 (Traded in ADR form)

 79.2465 USD

 ADRS

 CFD

  SHORT

 353 (Traded in ADR form)

 79.5100 USD

 ADRS

 CFD

  SHORT

 2,152 (Traded in ADR form)

 79.5100 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 ADRS

 CALL

 PURCHASE

 100,000

 4,800.0000

 A

 16/05/2014

 0.6500 GBP

 USD 0.25 ORDINARY

 PUT

 PURCHASE

 100,000

 4,800.0000

 A

 16/05/2014

 1.3500 GBP

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
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