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Thursday 01 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI) Astrazeneca Plc

RNS Number : 0617G
Morgan Stanley Securities Limited
01 May 2014
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

30 APRIL 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 3,417,899

 46.9700 GBP

 46.1200 GBP

 USD 0.25 ORDINARY

 SALES

 2,070,488

 46.9600 GBP

 46.0751 GBP

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 71

 57.1600 EUR

 USD 0.25 ORDINARY

 CFD

 SHORT

 71

 56.5700 EUR

 USD 0.25 ORDINARY

 CFD

 LONG

 2,228

 46.0751 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,473

 46.0751 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 769

 46.1805 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 116

 46.2344 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4

 46.2375 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 80

 46.2433 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3

 46.2450 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,000

 46.2453 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,084

 46.2493 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1

 46.2500 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 100

 46.2575 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 631

 46.4631 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 57,076

 46.5392 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,243

 46.5490 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 200

 46.5928 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,335

 46.5928 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 489,254

 46.6085 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 10,911

 46.6218 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 182

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 72

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 37

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 24,435

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,376

 46.6492 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 160

 46.6550 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 37,126

 46.6649 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 114

 46.6873 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 200

 46.6985 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 127

 46.7075 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 409

 46.7114 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 232

 46.7139 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 379

 46.7200 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 167

 46.7700 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,773

 46.7700 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 836

 46.7700 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 107

 46.8900 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 5,000

 46.8913 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 31

 46.1908 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 9,500

 46.2210 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 331

 46.2487 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,168

 46.2493 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,333

 46.2500 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 52

 46.2501 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1

 46.2600 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 113,837

 46.2687 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 341

 46.3234 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,491

 46.3973 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,166

 46.3973 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 298

 46.3973 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 510

 46.5117 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 10,411

 46.5341 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 57,076

 46.5589 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 10,404

 46.5907 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 494,143

 46.5907 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 4,492

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 13,930

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 300

 46.6400 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 1,828

 46.6458 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 13

 46.6550 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,685

 46.6636 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 3,210

 46.6636 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,105

 46.6636 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 40,549

 46.6640 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 8,428

 46.7012 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,210

 46.7591 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 6,420

 46.7591 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 29,370

 46.7591 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 14,685

 46.8385 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 3,210

 46.8385 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 7,105

 46.8385 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 185

 514.0000 SEK

 USD 0.25 ORDINARY

 CFD

 LONG

 120,000 (Traded in ADR Form)

 0.6000 USD

 ADRS

 CFD

  LONG

 41 (Traded in ADR form)

 79.0500 USD

 ADRS

 CFD

  LONG

 680 (Traded in ADR form)

 79.0500 USD

 ADRS

 CFD

  LONG

 4,143 (Traded in ADR form)

 79.0500 USD

 ADRS

 CFD

  LONG

 249 (Traded in ADR form)

 79.0500 USD

 ADRS

 CFD

  SHORT

 2,259 (Traded in ADR form)

 78.8400 USD

 ADRS

 CFD

  SHORT

 371 (Traded in ADR form)

 78.8400 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

01 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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