Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Thursday 01 May, 2014

Morgan Stanley Secs

Form 8.5 (EPT/RI) - replacement - Astrazeneca Plc

RNS Number : 0843G
Morgan Stanley Securities Limited
01 May 2014
 

AMENDMENT                                                                                                                                                                                                                                                                                                                                                                                                                                  

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

28 APRIL 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

No

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.25 ORDINARY

 PURCHASES

 6,837,523

 47.9050 GBP

 45.6250 GBP

 USD 0.25 ORDINARY

 SALES

4,201,841

 

 47.9250 GBP

 40.5454 GBP

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 SHORT

 15,000

 46.1237 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 65,000

 46.6397 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 35,000

 

 46.6397 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 378

 46.6858 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

14,666

 46.8701 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

4,137

 

 47.2007 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

5,822

 

 47.2007 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

10,719

 47.2007 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 16,006

 47.2007 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 9,541

 47.2007 GBP

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 USD 0.25 ORDINARY

 CALL

 PURCHASE

 10,000

 4,800.0000

 A

 18/07/2014

 1.9550 GBP

 USD 0.25 ORDINARY

 CALL

 PURCHASE

 177,000

 4,800.0000

 A

 18/07/2014

 1.9550 GBP

 USD 0.25 ORDINARY

 CALL

 SALE

 5,000

 4,800.0000

 A

 18/07/2014

 2.0200 GBP

 USD 0.25 ORDINARY

 CALL

 SALE

 5,000

 4,800.0000

 A

 18/07/2014

 2.0400 GBP

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

01 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERUGUAAAUPCGPG

a d v e r t i s e m e n t