Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Monday 12 May, 2014

Morgan Stanley Cap

Form 8.5 (EPT/RI) - Astrazeneca Plc

RNS Number : 8422G
Morgan Stanley Capital Services LLC
12 May 2014
 



 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ASTRAZENECA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

ASTRAZENECA PLC

(d) Date dealing undertaken:

09 MAY 2014

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADRS

 PURCHASES

 68,118(Traded in ADR form)

 78.0500 USD

 73.9500 USD

 ADRS

 SALES

 649,802(Traded in ADR form)

 77.7700 USD

 74.4100 USD

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.25 ORDINARY

 CFD

 LONG

 529

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 15,589

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 73,305

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 4,766

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 3,460

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,884

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,665

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 783

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 207

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 50,888

 45.9528 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 114,853

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,768

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 467

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 6,015

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 6,510

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 7,809

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 10,757

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 165,445

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 35,183

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,193

 46.0761 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 1,705

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 50,260

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 236,350

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 15,367

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 11,157

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 8,593

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 9,299

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,525

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 668

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 164,076

 46.0891 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 20,650

 46.1284 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 15,400

 46.1284 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 2,100

 46.1284 GBP

 USD 0.25 ORDINARY

 CFD

 LONG

 121

 46.6230 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,100

 46.5149 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 15,400

 46.5149 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 20,650

 46.5149 GBP

 USD 0.25 ORDINARY

 CFD

 SHORT

 2,000

 46.7016 GBP

 ADRS

 CFD

  LONG

 645,000 (Traded in ADR form)

 77.1497 USD

 ADRS

 CFD

  SHORT

 9,500 (Traded in ADR form)

 76.4931 USD

 ADRS

 CFD

  SHORT

 600 (Traded in ADR form)

 76.9400 USD

 ADRS

 CFD

  SHORT

 200 (Traded in ADR form)

 77.0550 USD

 ADRS

 CFD

  SHORT

 200 (Traded in ADR form)

 77.1400 USD

 ADRS

 CFD

  SHORT

 300 (Traded in ADR form)

 77.9367 USD

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 MAY 2014

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 6578

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERSFUFSEFLSEDI

a d v e r t i s e m e n t