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Morgan Stanley & Co. (IRSH)

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Thursday 14 January, 2021

Morgan Stanley & Co.

Form 8.5 (EPT/RI)-Replacement of Signature Plc

RNS Number : 7515L
Morgan Stanley & Co. Int'l plc
14 January 2021
 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

SIGNATURE AVIATION PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

CARLYLE INVESTMENT MANAGEMENT LLC

(d) Date dealing undertaken:

12 January 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

37P ORDINARY

PURCHASES

5,700,902

4.3910 GBP

4.2900 GBP

37P ORDINARY

SALES

4,969,210

4.4000 GBP

4.2920 GBP

37P ORDINARY

PURCHASES

2,301,841

5.8939 USD

5.8494 USD

37P ORDINARY

SALES

1,191,714

5.9098 USD

5.8543 USD

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

37P ORDINARY

CFD

LONG

3,900

4.3098 GBP

37P ORDINARY

CFD

LONG

28,799

4.3169 GBP

37P ORDINARY

CFD

LONG

31,075

4.3196 GBP

37P ORDINARY

CFD

LONG

7,667

4.3196 GBP

37P ORDINARY

CFD

LONG

6,583

4.3200 GBP

37P ORDINARY

CFD

LONG

54

4.3200 GBP

37P ORDINARY

CFD

LONG

35,969

4.3200 GBP

37P ORDINARY

CFD

LONG

2,367

4.3250 GBP

37P ORDINARY

CFD

LONG

223

4.3256 GBP

37P ORDINARY

CFD

LONG

9,606

4.3407 GBP

37P ORDINARY

CFD

LONG

88

4.3481 GBP

37P ORDINARY

CFD

LONG

2,500

4.3523 GBP

37P ORDINARY

CFD

LONG

1,629

4.3570 GBP

37P ORDINARY

CFD

LONG

344,555

5.9098 USD

37P ORDINARY

CFD

SHORT

26,118

4.2971 GBP

37P ORDINARY

CFD

SHORT

31,958

4.2971 GBP

37P ORDINARY

CFD

SHORT

12

4.3020 GBP

37P ORDINARY

CFD

SHORT

8,500

4.3022 GBP

37P ORDINARY

CFD

SHORT

3,229

4.3030 GBP

37P ORDINARY

CFD

SHORT

59,763

4.3030 GBP

37P ORDINARY

CFD

SHORT

22,802

4.3030 GBP

37P ORDINARY

CFD

SHORT

1,890

4.3030 GBP

37P ORDINARY

CFD

SHORT

12,316

4.3030 GBP

37P ORDINARY

CFD

SHORT

486

4.3055 GBP

37P ORDINARY

CFD

SHORT

1,968

4.3123 GBP

37P ORDINARY

CFD

SHORT

2,736

4.3140 GBP

37P ORDINARY

CFD

SHORT

22,167

4.3193 GBP

37P ORDINARY

CFD

SHORT

6,216

4.3193 GBP

37P ORDINARY

CFD

SHORT

3,212

4.3193 GBP

37P ORDINARY

CFD

SHORT

1,576

4.3193 GBP

37P ORDINARY

CFD

SHORT

31,075

4.3200 GBP

37P ORDINARY

CFD

SHORT

6,075

4.3200 GBP

37P ORDINARY

CFD

SHORT

66,829

4.3203 GBP

37P ORDINARY

CFD

SHORT

12,316

4.3230 GBP

37P ORDINARY

CFD

SHORT

59,763

4.3230 GBP

37P ORDINARY

CFD

SHORT

22,802

4.3230 GBP

37P ORDINARY

CFD

SHORT

1,890

4.3230 GBP

37P ORDINARY

CFD

SHORT

3,229

4.3230 GBP

37P ORDINARY

CFD

SHORT

1,940

4.3235 GBP

37P ORDINARY

CFD

SHORT

1,568

4.3285 GBP

37P ORDINARY

CFD

SHORT

12,742

4.3288 GBP

37P ORDINARY

CFD

SHORT

236

4.3292 GBP

37P ORDINARY

CFD

SHORT

79,519

4.3329 GBP

37P ORDINARY

CFD

SHORT

76

4.3329 GBP

37P ORDINARY

CFD

SHORT

363

4.3329 GBP

37P ORDINARY

CFD

SHORT

3,040

4.3329 GBP

37P ORDINARY

CFD

SHORT

2,487

4.3329 GBP

37P ORDINARY

CFD

SHORT

11

4.3329 GBP

37P ORDINARY

CFD

SHORT

13

4.3329 GBP

37P ORDINARY

CFD

SHORT

15

4.3329 GBP

37P ORDINARY

CFD

SHORT

2,405

4.3329 GBP

37P ORDINARY

CFD

SHORT

86,658

4.3335 GBP

37P ORDINARY

CFD

SHORT

14,080

4.3396 GBP

37P ORDINARY

CFD

SHORT

252,849

4.3406 GBP

37P ORDINARY

CFD

SHORT

67,000

4.3421 GBP

37P ORDINARY

CFD

SHORT

1,081

4.3508 GBP

37P ORDINARY

CFD

SHORT

13,259

4.3529 GBP

37P ORDINARY

CFD

SHORT

4,722

4.3553 GBP

37P ORDINARY

CFD

SHORT

207,336

5.8494 USD

37P ORDINARY

CFD

SHORT

264,335

5.8585 USD

37P ORDINARY

CFD

SHORT

824,935

5.8935 USD

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

14 January 2021

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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