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Morgan Stanley & Co. (19PK)

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Friday 21 December, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of Barrick

RNS Number : 3367L
Morgan Stanley & Co. Int'l plc
21 December 2018
 

AMENDMENT Section (2a) 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Barrick Gold Corporation

(c) Name of the party to the offer with which exempt principal trader is connected:

Barrick Gold Corporation

(d) Date dealing undertaken:

19 DECEMBER 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes -  Randgold Resources Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of

relevant

security

 Purchases/

sales

 Total number

of securities

 Highest price

per unit paid/received

 Lowest price

per unit paid/received

 common

 PURCHASES

 15,561

 18.6000 CAD

 17.3400 CAD

 

 common

 SALES

 14,571

 18.4700 CAD

 17.3400 CAD

 

 common

 PURCHASES

 90

 13.6000 CHF

 13.6000 CHF

 

 common

 SALES

 90

 13.6000 CHF

 13.6000 CHF

 

 common

 PURCHASES

 11,704

 12.1800 EUR

 11.8200 EUR

 

 common

 SALES

 11,756

 12.1200 EUR

 11.8293 EUR

 

 common

 PURCHASES

 36,698

 13.6000 USD

 12.9400 USD

 

 common

 SALES

 79,237

 13.6500 USD

 12.8800 USD

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of

relevant

security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per

unit

common

Constant Leverage Certificate (X5) - (ISIN -

DE000MF0USX0)

LONG

 

 

 

226

2.4800 EUR

 

common

Constant Leverage Certificate (X5) - (ISIN -

DE000MF0USX0)

SHORT

 

 

1,000

1.8900 EUR

 

common

Constant Leverage Certificate (X5) - (ISIN -

DE000MF0USX0)

SHORT

 

 

1,500

2.0000 EUR

 

common

Constant Leverage Certificate (X5) - (ISIN -

DE000MF0USX0)

SHORT

 

 

240

2.1000 EUR

 

common

Constant Leverage Certificate (X5) - (ISIN -

DE000MF0USX0)

SHORT

 

 

226

2.2200 EUR

 

common

Constant Leverage Certificate (X2) - (ISIN -

DE000MF0UT10)

LONG

 

12

43.2800 EUR

 

common

Constant Leverage Certificate (X2) - (ISIN -

DE000MF0UT10)

LONG

 

12

44.5000 EUR

 

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF2LEN6)

SHORT

 

350

1.4800 EUR

 

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF2LEN6)

SHORT

 

320

1.6100 EUR

 

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF2LEN6)

SHORT

 

290

1.7500 EUR

 

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF2LEN6)

SHORT

 

280

1.8300 EUR

 

common

Constant Leverage Certificate (X3) - (ISIN -

DE000MF2LEM8)

LONG

250

3.0000 EUR

 

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF2LME8)

LONG

150

4.0000 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

5,000

0.2600 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

20,000

0.2600 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

5,000

0.4100 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

5,000

0.4100 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

3,200

0.4300 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

10,000

0.4600 EUR

 

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

SHORT

 

500

3.9000 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF6SHX4)

SHORT

 

200

4.7400 EUR

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

LONG

233

25.0700 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

SHORT

200

19.5000 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

SHORT

245

20.0100 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

SHORT

226

21.9500 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

SHORT

224

22.2400 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

SHORT

386

25.8600 EUR

 

common

Knock-Out Warrant- (ISIN -

DE000MF7B607)

SHORT

 

100

6.2700 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF73H38)

LONG

145

3.0700  EUR

common

Knock-Out Warrant- (ISIN -

DE000MF73H38)

SHORT

 

180

2.8800 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF73H38)

SHORT

 

1,087

3.5600 EUR

common

Mini-Future - (ISIN -

DE000MF754K1)

LONG

5,000

3.1500  EUR

 

common

Mini-Future - (ISIN -

DE000MF754K1)

LONG

1,190

3.1500  EUR

 

common

Mini-Future - (ISIN -

DE000MF754K1)

LONG

5,000

3.1500  EUR

 

common

Mini-Future - (ISIN -

DE000MF754K1)

SHORT

 

600

2.9900 EUR

 

common

Mini-Future - (ISIN -

DE000MF754K1)

SHORT

 

600

3.1500 EUR

 

common

Mini-Future - (ISIN -

DE000MF754K1)

SHORT

 

100

3.2800 EUR

 

common

Knock-Out Warrant- (ISIN -

DE000MF7X833)

SHORT

 

137

2.0500 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF8WNJ9)

LONG

200

0.7600  EUR

 common

 CFD

 SHORT

 9,552

 18.0772 CAD

 

 common

 CFD

 LONG

 258

 11.8293 EUR

 

 common

 CFD

 LONG

 1,800

 11.8300 EUR

 

 common

 CFD

 LONG

 6,537

 11.9501 EUR

 

 common

 CFD

 LONG

 200

 11.9644 EUR

 

 common

 CFD

 LONG

 2,961

 11.9644 EUR

 

 common

 CFD

 SHORT

 148

 11.8300 EUR

 

 common

 CFD

 SHORT

 9,498

 11.9872 EUR

 

 common

 CFD

 SHORT

 2,058

 11.9872 EUR

 

 common

 CFD

 LONG

 450

 13.5900 USD

 

 common

 CFD

 SHORT

 633

 13.3600 USD

 

 common

 CFD

 SHORT

 440

 13.3800 USD

 

 common

 CFD

 SHORT

 5,000

 13.6100 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of

relevant security

 Product description e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 common

 CALL

 PURCHASE

 3,000,000

 1.0000

 E

 19/12/2018

 0.0087 CAD

 

 

(ii)        Exercise

 

 Class of

relevant

security

 Product description

e.g. call option

 Exercising/

exercised

against

 Number of securities

 Exercise price

per unit

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing

e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A  

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 (b)       Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 Date of disclosure:

 21 DECEMBER 2018

 

 Contact name:

 Craig Horsley

 

 Telephone number:

 +44(141) 245 7736

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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