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Morgan Stanley & Co. (19PK)

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Monday 24 December, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Barrick Gold Corporation

RNS Number : 4494L
Morgan Stanley & Co. Int'l plc
24 December 2018
 

 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Barrick Gold Corporation

(c) Name of the party to the offer with which exempt principal trader is connected:

Barrick Gold Corporation

(d) Date dealing undertaken:

21 DECEMBER 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes -  Randgold Resources Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of

relevant

security

 Purchases/

sales

 Total number

of securities

 Highest price

per unit paid/received

 Lowest price

per unit paid/received

 common

 PURCHASES

 9,094

 18.0156 CAD

 17.8500 CAD

 

 common

 SALES

 9,144

 18.0156 CAD

 17.8500 CAD

 

 common

 PURCHASES

 20,329

 11.7300 EUR

 11.4400 EUR

 

 common

 SALES

 11,089

 11.7400 EUR

 11.5000 EUR

 

 common

 PURCHASES

 86,348

 13.3000 USD

 13.1959 USD

 

 common

 SALES

 101,441

 13.2551 USD

 13.1200 USD

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of

relevant

security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per

unit

common

Constant Leverage Certificate (X3) - (ISIN -

DE000MF2LEM8)

SHORT

 

 

 

700

2.8400 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

 

 

666

0.2600  EUR

 

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF41F05)

LONG

 

 

400

8.0900 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

LONG

 

 

100

15.2700 EUR

 

common

Mini-Future - (ISIN -

DE000MF7B4G9)

LONG

 

100

6.2400 EUR

 

common

Mini-Future - (ISIN -

DE000MF754K1)

LONG

 

400

3.0600  EUR

 

 common

 CFD

 LONG

 102

 11.6191 EUR

 

 common

 CFD

 LONG

 5,138

 11.6191 EUR

 

 common

 CFD

 LONG

 3,892

 11.6374 EUR

 

 common

 CFD

 LONG

 289

 11.6593 EUR

 

 common

 CFD

 LONG

 1,368

 11.6600 EUR

 

 common

 CFD

 SHORT

 8,785

 11.5604 EUR

 

 common

 CFD

 SHORT

 11,087

 11.6145 EUR

 

 common

 CFD

 SHORT

 157

 11.6211 EUR

 

 common

 CFD

 LONG

 500

 13.2790 USD

 

 common

 CFD

 SHORT

 1,000

 13.1465 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of

relevant security

 Product description e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(ii)        Exercise

 

 Class of

relevant

security

 Product description

e.g. call option

 Exercising/

exercised

against

 Number of securities

 Exercise price

per unit

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing

e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A  

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 (b)       Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 Date of disclosure:

 24 DECEMBER 2018

 

 Contact name:

 Craig Horsley

 

 Telephone number:

 +44(141) 245 7736

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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