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Thursday 16 September, 2021

Millennium Partners, L.P.

Form 8.3 - NortonLifeLock Inc.

Form 8.3 - NortonLifeLock Inc.

Millennium Partners, L.P.

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

15th September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

USD 0.01 common (US6687711084)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

838,330

 

0.144%

 

348,703

 

0.060%

(2) Cash-settled derivatives:

 

 

708

 

0.000%

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

-

 

-

 

TOTAL:

 

839,038

 

0.144%

 

348,703

 

0.060%

Class of relevant security:

 

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

8,000,000

 

1.280%

 

-

 

-

(2) Cash-settled derivatives:

 

 

-

 

-

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

-

 

-

 

TOTAL:

 

8,000,000

 

1.280%

 

-

 

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US6687711084

Sale

38,558

26.18

US6687711084

Sale

4,297

26.21

US6687711084

Purchase

280

26.22

US6687711084

Sale

2,446

26.22

US6687711084

Purchase

3,494

26.25

US6687711084

Sale

27,039

26.25

US6687711084

Sale

1,400

26.16

US6687711084

Sale

1,607

26.20

US6687711084

Sale

6

26.11

US6687711084

Sale

18,366

26.19

US6687711084

Sale

7,477

26.17

US6687711084

Purchase

180

26.23

US6687711084

Sale

2,150

26.23

US6687711084

Sale

300

26.15

US6687711084

Sale

100

26.13

US6687711084

Purchase

20

26.26

US6687711084

Sale

25,301

26.26

US6687711084

Sale

8,288

26.27

US6687711084

Sale

1,500

26.14

US6687711084

Purchase

60

26.24

US6687711084

Sale

2,300

26.24

US6687711084

Sale

926

26.29

US6687711084

Sale

100

26.12

US6687711084

Sale

2,417

26.28

US6687711084

Sale

209

26.18

US6687711084

Sale

1,500

26.21

US6687711084

Sale

300

26.22

US6687711084

Sale

9,908

26.25

US6687711084

Sale

2,147

26.16

US6687711084

Sale

3,742

26.20

US6687711084

Sale

200

26.19

US6687711084

Sale

30,786

26.17

US6687711084

Sale

3,465

26.23

US6687711084

Sale

870

26.15

US6687711084

Sale

600

26.13

US6687711084

Sale

8,999

26.26

US6687711084

Sale

700

26.07

US6687711084

Sale

1,727

26.27

US6687711084

Sale

1,200

26.14

US6687711084

Sale

23,644

26.24

US6687711084

Sale

600

26.29

US6687711084

Sale

300

26.28

US6687711084

Sale

100

26.30

US6687711084

Purchase

19,401

26.18

US6687711084

Purchase

800

26.21

US6687711084

Purchase

1,307

26.22

US6687711084

Purchase

27,694

26.25

US6687711084

Purchase

300

26.16

US6687711084

Purchase

8,483

26.20

US6687711084

Purchase

292

26.11

US6687711084

Purchase

5,939

26.19

US6687711084

Purchase

1,302

26.17

US6687711084

Purchase

300

26.23

US6687711084

Purchase

30

26.15

US6687711084

Purchase

383

26.13

US6687711084

Purchase

10,008

26.26

US6687711084

Purchase

2,078

26.27

US6687711084

Purchase

2,478

26.24

US6687711084

Purchase

106

26.29

US6687711084

Purchase

1,000

26.28

US6687711084

Purchase

1,350

26.18

US6687711084

Sale

2,200

26.18

US6687711084

Purchase

2,861

26.21

US6687711084

Purchase

703

26.22

US6687711084

Sale

233

26.22

US6687711084

Purchase

3,163

26.25

US6687711084

Sale

2,152

26.25

US6687711084

Purchase

100

26.16

US6687711084

Sale

600

26.16

US6687711084

Purchase

994

26.20

US6687711084

Sale

1,802

26.20

US6687711084

Sale

100

26.11

US6687711084

Purchase

2,195

26.19

US6687711084

Sale

2,096

26.19

US6687711084

Purchase

141

26.17

US6687711084

Sale

500

26.17

US6687711084

Purchase

1,225

26.23

US6687711084

Sale

847

26.23

US6687711084

Sale

100

26.13

US6687711084

Purchase

640

26.26

US6687711084

Purchase

200

26.27

US6687711084

Sale

186

26.27

US6687711084

Sale

134

26.14

US6687711084

Purchase

400

26.24

US6687711084

Sale

1,118

26.24

US6687711084

Purchase

100

26.29

US6687711084

Sale

100

26.12

US6687711084

Sale

584

26.28

US6687711084

Sale

99

26.30

US6687711084

Sale

100

26.08

US6687711084

Sale

358

26.18

US6687711084

Sale

205

26.22

US6687711084

Purchase

2,200

26.25

US6687711084

Sale

243

26.25

US6687711084

Sale

55

26.16

US6687711084

Sale

1,975

26.20

US6687711084

Sale

116

26.19

US6687711084

Sale

230

26.17

US6687711084

Purchase

600

26.23

US6687711084

Sale

8

26.15

US6687711084

Purchase

1,300

26.26

US6687711084

Sale

153

26.26

US6687711084

Purchase

600

26.27

US6687711084

Sale

2

26.27

US6687711084

Sale

4

26.14

US6687711084

Purchase

4,900

26.24

US6687711084

Sale

5

26.29

US6687711084

Sale

6

26.12

US6687711084

Purchase

400

26.28

US6687711084

Purchase

178

26.22

US6687711084

Purchase

400

26.25

US6687711084

Purchase

133

26.26

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(USD)

 

 

 

 

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

 

Writing, purchasing, selling, varying etc.

 

Number of securities to which option relates

 

Exercise price per unit

 

Type

e.g. American, European etc.

 

Expiry date

 

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

NO

Date of disclosure:

 

16 th September 2021

Contact name:

 

Milos Naumovic

 

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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