Information  X 
Enter a valid email address

Metro Bank PLC (MTRO)

  Print      Mail a friend

Tuesday 15 March, 2016

Metro Bank PLC

Holding(s) in Company

RNS Number : 2026S
Metro Bank PLC
15 March 2016
 

 


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Metro Bank Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify): 

The issuer's shares being admitted to trading on the London Stock Exchange

X

3. Full name of person(s) subject to the
notification obligation:
iii

CPV Metro Investment, LLC
CPV Holdings, LLC

Steven A. Cohen

4. Full name of shareholder(s)
 (if different from 3.):iv

N/A

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

10 March 2016

6. Date on which issuer notified:

14 March 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

3%, 4%, 5%, 6%, 7%, 8%, 9%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary shares

(GB00BZ6STL67)

N/A - no triggering transaction

N/A - no triggering transaction



7,912,848


9.859%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,912,848

9.859%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

CPV Metro Investment, LLC is the beneficial owner of the shares in the issuer. CPV Holdings, LLC (as the holder of a majority of the membership interests in CPV Metro Investment, LLC) is a parent undertaking of CPV Metro Investment, LLC. Steven A. Cohen (as the Managing Member of CPV Holdings, LLC) is a parent undertaking of CPV Holdings, LLC and CPV Metro Investment, LLC.


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:



14. Contact name:

Raquel Trout

15. Contact telephone number:

+1 203-890-3862



 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

CPV Metro Investment, LLC
CPV Holdings, LLC

Steven A. Cohen

Contact address

(registered office for legal entities)

 

c/o Point72 Asset Management, L.P

72 Cummings Point Road

Stamford, Connecticut 06902

Phone number & email

 

 

See Box B below for contact details

Other useful information

(at least legal representative for legal persons)

 




B: Identity of the notifier, if applicable

Full name

 

Raquel Trout

Contact address

 

Point72 Asset Management, L.P.

72 Cummings Point Road

Stamford, Connecticut 06902

 

Phone number & email

 

T: +1 203 890 3862

E: [email protected]

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


For notes on how to complete form TR-1 please see the FCA website.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLDELFFQXFBBBL

a d v e r t i s e m e n t