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Wednesday 15 September, 2021

JPMorgan Sec.Plc

Form 8.5 (EPT/RI)-Ultra Electronics Holdings Amend

RNS Number : 9245L
JPMorgan Securities Plc
15 September 2021
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

Ultra Electronics Holdings plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate Broker to Ultra Electronics Holdings plc.

(d) Date dealing undertaken:

3 September 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p ordinary

Purchase

 

Sale

36,093

 

617,286

32.7600 GBP

 

32.7600 GBP

31.8200 GBP

 

31.8000 GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

5p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

Decrease Short

 

Increase Long

 

 

 

 

 

Increase Short

 

 

Opening a Long Position

 

 

 

 

 

 

 

 

 

Opening a Short Position

 

 

 

 

1,327

140

2,748

1,146

11

 

13,300

 

342

218

1,240

4

343,855

 

13,151

10

 

30

436

302

83

341

568

1,006

232

15

 

1,132

1,024

615

192

50

31.9137 GBP

31.9307 GBP

31.9459 GBP

31.9739 GBP

32.3005 GBP

 

31.8972 GBP

 

31.8594 GBP

31.8856 GBP

31.9049 GBP

32.7575 GBP

32.7600 GBP

 

32.0466 GBP

32.0468 GBP

 

31.8598 GBP

31.8900 GBP

31.8998 GBP

31.9184 GBP

31.9384 GBP

31.9400 GBP

31.9478 GBP

31.9994 GBP

32.7598 GBP

 

31.9202 GBP

31.9327 GBP

31.9431 GBP

31.9590 GBP

32.0202 GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

15 September 2021

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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