Monday 16 May, 2022
JPMorgan Sec.Plc
Form 8.5 (EPT/RI)-HomeServe plc
RNS Number : 6122L
JPMorgan Securities Plc
16 May 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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J.P. Morgan Securities Plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
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HomeServe plc
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(c) Name of the party to the offer with which exempt principal trader is connected:
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Corporate broker to HomeServe plc.
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(d) Date dealing undertaken:
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13 May 2022
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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N/A
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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2 9/13p ordinary
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Purchase
Sale
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848,031
913,856
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10.9000 GBP
10.9000 GBP
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10.6900 GBP
10.6900 GBP
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
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Number of reference securities
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Price per unit
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2 9/13p ordinary
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Equity Swap
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Decrease Long
Decrease Short
Increase Long
Increase Short
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31,148
696
16,386
6
272
8,357
414
395
2,863
2,913
1,081
1,769
360
1,334
801
2,808
3,834
827
319
1,354
4,595
3,557
2,743
1,550
319
805
6,634
1,175
2,503
15,480
24
50,009
650
11,292
3,990
113
109
298
917
12,101
640
250
5,824
2,299
1,156
890
5,524
3,658
845
4
400
6
6,022
118,627
1,500
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10.6900 GBP
10.6901 GBP
10.6905 GBP
10.6907 GBP
10.6908 GBP
10.6946 GBP
10.7124 GBP
10.7449 GBP
10.7462 GBP
10.7471 GBP
10.7472 GBP
10.7594 GBP
10.7603 GBP
10.7605 GBP
10.7627 GBP
10.7674 GBP
10.7685 GBP
10.7695 GBP
10.7703 GBP
10.7776 GBP
10.7790 GBP
10.7825 GBP
10.7836 GBP
10.7862 GBP
10.7919 GBP
10.7944 GBP
10.8006 GBP
10.8303 GBP
10.7140 GBP
10.7730 GBP
10.7732 GBP
10.6900 GBP
10.7497 GBP
10.7562 GBP
10.7572 GBP
10.7578 GBP
10.7665 GBP
10.7715 GBP
10.7782 GBP
10.8002 GBP
10.8012 GBP
10.8094 GBP
10.8097 GBP
10.8169 GBP
10.8188 GBP
10.8207 GBP
10.8253 GBP
10.8310 GBP
10.8492 GBP
10.8900 GBP
10.8998 GBP
10.6900 GBP
10.7863 GBP
10.8058 GBP
10.8167 GBP
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
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Class of relevant security
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Product description
e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure:
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16 May 2022
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Contact name:
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Alwyn Basch
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Telephone number:
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020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
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