Thursday 19 May, 2022
JPMorgan Sec.Plc
Form 8.5 (EPT/RI)-Capital &Counties Properties Plc
RNS Number : 1239M
JPMorgan Securities Plc
19 May 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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J.P. Morgan Securities Plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
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Capital & Counties Properties plc
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(c) Name of the party to the offer with which exempt principal trader is connected:
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Corporate Broker to Shaftesbury plc
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(d) Date dealing undertaken:
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18 May 2022
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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Yes, Shaftesbury plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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25p ordinary
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Purchase
Sale
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664,114
1,128,151
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1.6420 GBP
1.6470 GBP
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1.6050 GBP
1.6030 GBP
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
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Number of reference securities
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Price per unit
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25p ordinary
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Equity Swap
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Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position
Opening a Short Position
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112,510
8,574
48
387
153,558
50,000
159,852
304,103
129,055
5,888
7,189
1,377
9,348
44,763
7,375
23,206
2,108
343
79,696
9,633
1,370
10,848
3,146
16,647
36,949
11,777
11,570
1,377
9,348
9,348
9,348
9,348
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1.6169 GBP
1.6261 GBP
1.6341 GBP
1.6158 GBP
1.6200 GBP
1.6212 GBP
1.6225 GBP
1.6236 GBP
1.6290 GBP
1.6304 GBP
1.6395 GBP
31.8774 ZAR
31.8600 ZAR
1.6162 GBP
1.6177 GBP
1.6180 GBP
1.6181 GBP
1.6191 GBP
1.6200 GBP
1.6201 GBP
1.6256 GBP
1.6264 GBP
1.6267 GBP
1.6290 GBP
1.6306 GBP
1.6317 GBP
1.6404 GBP
31.8774 ZAR
1.6166 GBP
32.2100 ZAR
31.8605 ZAR
32.2100 ZAR
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
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Class of relevant security
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Product description
e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure:
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19 May 2022
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Contact name:
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Alwyn Basch
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Telephone number:
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020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
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